IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT JACKSON January 8, 2002 Session STATE OF TENNESSEE v. KATHRYN LEE ADLER Direct Appeal from the Circuit Court for Fayette County No. 4945 Jon Kerry Blackwood, Judge No. W2001-00951-CCA-R3-CD - Filed February 19, 2002 The Fayette County Grand Jury returned an indictment against the defendant alleging one count of aggravated child neglect and a second count of aggravated child abuse. A jury convicted the defendant of the indicted charge of aggravated child neglect and the lesser-included offense of felony child abuse. The trial court sentenced the defendant to concurrent sentences of twenty years and two years, respectively. In this appeal, the defendant alleges (1) the evidence is insufficient to support the conviction for aggravated child neglect; (2) the applicable child abuse/neglect statutes are unconstitutionally vague and overbroad; (3) the trial court erred by refusing to charge reckless endangerment as a lesser-included offense of aggravated child neglect; and (4) the defendant's sentence is excessive. After a thorough review of the record, we find no reversible error and affirm the judgment of the trial court. Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Affirmed JOE G. RILEY, J., delivered the opinion of the court, in which JOHN EVERETT WILLIAMS and ALAN E. GLENN, JJ., joined. Anthony Helm, Bartlett, Tennessee (at trial and on appeal), and Mike Roberts, Memphis, Tennessee (at trial), for the appellant, Kathryn Lee Adler. Paul G. Summers, Attorney General and Reporter; Kim R. Helper, Assistant Attorney General; Elizabeth T. Rice, District Attorney General; and Colin A. Campbell, Assistant District Attorney General, for the appellee, State of Tennessee. OPINION BACKGROUND While the defendant was administering a bath to her two-year-old stepson, victim Cody Oneal Adler, Cody was severely burned. After discussing the injury with her husband, Larry Adler, they decided not to seek medical attention for the victim. Approximately 72 hours after infliction 1 Larry Adler was tried separately and convicted of misdemeanor reckless endangerment. See State v. Alan Lawrence Adler, No. W2001-00178-CCA-R3-CD, 2001 WL 1011461, at *1 (Tenn. Crim. App. Aug. 29, 2001, at Jackson), perm. to app. pending. -2- of the injuries, Larry Adler was home caring for the victim when the victim experienced a seizure. Larry Adler phoned 911, and the victim was transported by helicopter to LeBonheur Hospital. Physicians treated the victim's burns and alerted social services. This trial followed, with the defendant being convicted by a jury of one count of aggravated child neglect and one count of felony child abuse.1 TRIAL TESTIMONY Lisa McDowell, an EMT, testified she was dispatched to the defendant's residence on June 25, 2000, where she saw the severely burned two-year-old victim. The paramedics then arrived and ordered that he be transported to the hospital by helicopter. On cross-examination, McDowell conceded that at the scene, Larry Adler took blame for the incident. Additionally, she stated that she checked the water temperature from the bathtub faucet, and the water was hot although the control device was in the Òneutral position.Ó Jim Poe, an Oakland City Police Officer, arrived at the defendantÕs residence at approximately 2:20 p.m. on June 25th. He testified that Larry Adler told him the defendant had run the bath water, whereas the defendant said Larry Adler turned on the water for the victimÕs bath. He further stated they gave conflicting dates of the incident. Mike Coleman, Larry AdlerÕs employer, testified that Larry Adler received a phone call from the defendant while at work prior to lunch on Friday, June 23rd. Katie Moore, the defendantÕs thirteen-year-old daughter, testified that although she lived with her father, she was staying at her motherÕs residence on the day of the incident through the weekend. She stated that while she was washing dishes, she heard crying coming from the bathroom. Moore then walked in the bathroom and saw the defendant holding the victim down while the victim struggled to exit the tub. Moore returned to the kitchen. When the defendant left the bathroom to play a movie for another child, Moore reentered the bathroom and touched the bath water, which felt Òcold.Ó While finishing the dishes, Moore heard crying, went back in the bathroom, and saw the defendant holding the victim up in a towel. Moore placed her hand in the water, which felt Òhot.Ó The victimÕs skin was red and was Òpeeling off.Ó The defendant called Larry Adler and when Moore was placed on the phone, she Òwas crying, and [she] told him that [the defendant] had done it on purpose.Ó Moore did not see the defendant call a pharmacy. Moore further testified the victim played with toys; he would crawl on his knees and unburned hand; he was fed; his burns were treated everyday with Òsome spray.Ó When MooreÕs uncle and aunt visited on the following Saturday night, -3- the victim remained in bed the entire time. Moore further testified that the victimÕs skin was ÒbrownÓ on Sunday, and the victim Òlay[ed] around and moan[ed] a lot that weekend.Ó Dr. Karen Laken, a pediatrician, testified she observed the victim at LeBonheur Hospital. Dr. Laken stated the victim had Òvery, very extremely burned areas on his lower extremities . . . feet . . . left hand . . . buttocks . . . and the bottom part of his scrotum.Ó She stated the burns were Òtextbook examples or typical examples of immersion injuries into very hot liquidÓ which were Òclassic burns that are non-accidental or abusive.Ó Dr. Laken further testified that these types of injuries are often a result of a caregiver becoming upset when children use the restroom on themselves during potty-training. Dr. Laken opined the burns were non-accidental because both feet were placed in the water at the same time; there were no Òsplash burns;Ó and the left side of the victimÕs buttocks was not burned, indicating the victim was restrained in the tub by pressure to his shoulder, thus insulating his left buttocks against the tub. Dr. Laken opined the burns were Òextremely painful,Ó and the failure to seek prompt medical attention placed the victim at a substantial risk of serous bodily injury or death. Dr. Phillip Carl Smith, an ER physician, testified for the defense. He examined the victimÕs medical records and opined the injuries were consistent with child abuse, but it was also possible that they resulted from an accident. Dr. Smith conceded the burns would have been Òextremely painful;Ó it would have been obvious to the caregiver that there was something wrong with the victim; and the victim should have been taken to the hospital Òas soon as possible.Ó Dr. Smith corroborated Dr. LakenÕs conclusion that the injuries were consistent with a person being held down in hot liquid. Larry Boone, the defendantÕs father, testified he went to the residence one week after the injury and saw that the Òjoystick-typeÓ faucet was Òvery loose.Ó When he informed the landlord that he was going to hire a plumber to check the diversion rate of the hot and cold water and check the hot water heaterÕs controls, he was denied entry. Dr. Fred Steinberg, a forensic and clinical psychologist, performed tests on the defendant and opined she was not abusive and did not intentionally abuse nor intentionally neglect the victim. Joe Moore, the defendantÕs former husband, stated he never saw an indication that the defendant would injure a child. Kristy Boone, the defendantÕs sister-in-law, testified she visited the defendantÕs home on the weekend of the injury, and the victim appeared normal. She stated the victim was quiet while watching TV, and he was covered with a blanket Ð only exposing his head and one hand. Boone believed the victim may have been sick because he was in a blanket, and when she asked if the victim felt well, the defendant replied that he had a Òlittle fever.Ó The defendant testified in her own defense. She stated that on Thursday, June 22nd, not Friday, June 23rd, while Larry Adler was at work, she was feeding the victim breakfast. While eating, the victim urinated in his pants, so she went to the bathroom, turned the faucet to Òmedium,Ó checked the water temperature, and plugged the drain. After the victim finished eating his breakfast, 2 No pharmacist testified at trial. The defendant testified she called ÒInformationÓ and asked for Òany Walgreens PharmacyÓ and Òpressed oneÓ for an automatic connection. She stated she did not know which Walgreens location she called. -4- she took him to the bathroom, removed his clothing, placed him in the tub, and left the water running. She then took his soiled clothing to the washroom, and she placed it in the washing machine which had its temperature control set on Òcold.Ó When she heard the victim crying in the bathtub, she returned to the bathroom, and after she gave him a bath toy, he quit crying. The defendant again left the toddler alone in the tub and went to the bedroom. There, she laid out clothing for him to wear and placed a videotape into the VCR for another child. She heard the victim crying again, returned to the bathroom, and saw the victim standing in the tub. She then grabbed his arms and Òsat him down in the tub.Ó The defendant stated she struggled with the victim, which was normal, and she was unaware of the waterÕs extremely hot temperature until her hand touched the water. The defendant stated she was Òhysterical,Ó immediately removed him from the tub, examined his burns, and wrapped him in a towel. She then called Larry Adler at work and described the victimÕs injuries. She conceded that his burns appeared ÒpinkÓ in color, and a piece of Òskin was hanging off his feet.Ó After they agreed that she should call a pharmacy, she called directory assistance and was connected to a pharmacist.2 She testified she described the victimÕs injuries, and the pharmacist instructed her to administer Solarcaine or Bactine, A & D ointment, peroxide, tepid water, and Tylenol for pain. She said the pharmacist further warned her if the victim ran a fever, it was an indication of infection. The defendant stated she applied the salves immediately after concluding her conversation with the pharmacist. When asked why she did not call 911, the defendant stated: I had spoke [sic] with my husband, and we discussed it, and we were more afraid that LarryÕs ex-wife would take the boys away from us due to the fact that I ran the tub, the water, and we were scared that also that they were going to go back to a gang member life being in an unstable home, a lot of drugs around, and we were just scared for them. The defendant further testified she followed the pharmacistÕs instructions, thought there was no need to phone 911, and believed the victimÕs conditions were improving. On Sunday, June 25th, she checked the condition of the victim and noticed he had a low-grade fever. She said she administered Tylenol, and the victimÕs temperature tested ÒnormalÓ forty-five minutes later. The defendant and Katie Moore drove to Memphis to shop, leaving the victim with Larry Adler. While shopping, she received a Ò911 beep from Larry.Ó She then called home, and Larry Adler told her that the victim was going to be airlifted to the hospital. When the defendant arrived home, the police were present. The defendant conceded she told officers that Larry Adler ran the bath water, and explained that she lied because she feared they would lose custody. She further conceded she lied when she informed officers that ÒLarry [Adler] -5- stated that [the victim] had jumped in the tub.Ó She further stated she informed the pharmacist that the victim had been burned but did not inform the pharmacist of the specifics of his injuries. Robert Hutton, an attorney who represented Larry Adler, was called by the state in rebuttal to Kristy BooneÕs testimony. Hutton testified he interviewed Boone during the course of his representation of Larry Adler, and Boone stated that on her weekend visit she observed Òsomething wrong with the [victimÕs] hand,Ó and the defendant blamed the victimÕs biological mother. I. SUFFICIENCY OF THE EVIDENCE The defendant contends the evidence is insufficient to sustain her conviction for aggravated child neglect. We respectfully disagree. A. Standard of Review When an accused challenges the sufficiency of the evidence, this court must review the record to determine if the evidence adduced during the trial was sufficient "to support the finding by the trier of fact of guilt beyond a reasonable doubt." Tenn. R. App. P. 13(e). This rule is applicable to findings of guilt predicated upon direct evidence, circumstantial evidence or a combination of direct and circumstantial evidence. State v. Brewer, 932 S.W.2d 1,18 (Tenn. Crim. App. 1996). This court does not reweigh or reevaluate the evidence, State v. Cabbage, 571 S.W.2d 832, 835 (Tenn. 1978), nor may this court substitute its inferences for those drawn by the trier of fact from circumstantial evidence. Liakas v. State, 199 Tenn. 298, 305, 286 S.W.2d 856, 859 (1956). This court is required to afford the state the strongest legitimate view of the evidence contained in the record as well as all reasonable and legitimate inferences which may be drawn from the evidence. State v. Tuttle, 914 S.W.2d 926, 932 (Tenn. Crim. App. 1995). The trier of fact, not this court, resolves questions concerning the credibility of the witnesses, the weight and value to be given the evidence as well as all factual issues raised by the evidence. Id. In State v. Grace, the Tennessee Supreme Court stated, "[a] guilty verdict by the jury, approved by the trial judge, accredits the testimony of the witnesses for the State and resolves all conflicts in favor of the theory of the State." 493 S.W.2d 474, 476 (Tenn. 1973). B. Analysis The jury concluded the defendant was guilty of aggravated child neglect pursuant to Tennessee Code Annotated section 39-15-402 (Supp. 2000). Our code provides that Ò[a]ny person who knowingly, other than by accidental means, treats a child . . . in such a manner as to inflict injury or neglects such a child so as to adversely affect the child's health and welfareÓ is guilty of child abuse or child neglect. Tenn. Code Ann. ¤ 39-15-401(a) (Supp. 2000). It is a Class A misdemeanor unless the child is age six or less, in which event it is a Class D felony. Id. -6- Furthermore, the code provides that Ò[a] person commits the offense of aggravated child abuse or aggravated child neglect who commits the offense of child abuse or neglect as defined in ¤ 39-15-401 and . . . [t]he act of abuse or neglect results in serious bodily injury to the child.Ó Tenn. Code Ann. ¤ 39-15-402(a)(1) (Supp. 2000). This offense is a Class B felony unless the child is age six or less, in which event the offense is a Class A felony. Id. ¤ (b). ÒSerious bodily injuryÓ is defined, in part, as Ò[a] substantial risk of deathÓ or Ò[e]xtreme physical pain.Ó Tenn. Code Ann. ¤ 39-11-106(a)(34)(A), (C). The defendant testified that the victim was burned so badly he had skin Òpeeling off his feet.Ó She further testified she did not phone 911 because, after discussing it with her husband, she feared losing custody of the children. Viewing the evidence in a light most favorable to the state, as we must, this establishes that the defendant knowingly decided not to seek medical attention because of custody considerations; thus, this establishes knowing neglect. Furthermore, Dr. Laken testified that the defendantÕs failure to take the victim to the hospital placed him at a substantial risk of serous bodily injury or death. Dr. Laken estimated the victim suffered burns on 15 percent of his body, and Ò[a]ny child his age who has probably greater than 10 percent of a body surface area that is burned is automatically classified in the critical category. . . .Ó Dr. Laken further opined that the victimÕs injuries were Òextremely painful,Ó and his pain could have been eased by medication if he had been taken to the hospital. Dr. Laken further testified the victim underwent skin grafts which left permanent scars and a Òprotracted disfigurement.Ó Additionally, Dr. Smith, a defense witness, testified the victimÕs injuries were Òextremely painful;Ó the victim could have been given morphine to control the pain; it would have been obvious to the defendant that there was something wrong with the victim; and the victim should have been taken to the hospital Òas soon as possible.Ó Although the testimony of Dr. Laken and Dr. Smith does not establish that the victimÕs Òprotracted disfigurementÓ was a result of the convicted offense of aggravated child neglect rather than child abuse, it clearly establishes that the victim was subjected to Òa substantial risk of deathÓ and Òextreme physical painÓ due to the defendantÕs neglecting to seek prompt medical attention. Thus, the element of Ò[s]erious bodily injuryÓ was established. See Tenn. Code Ann. ¤ 39-11-106( a)(34)(A), (C). Furthermore, it is undisputed that the child was less than six years of age. See Tenn. Code Ann. ¤ 39-15-402(b). Accordingly, we conclude the evidence sufficiently established that the defendant knowingly neglected the victim, resulting in Òserious bodily injuryÓ to the two-year- old toddler. The evidence is sufficient to support the guilty verdict for aggravated child neglect. II. CHILD ABUSE/NEGLECT STATUTES The defendant asserts Tennessee Code Annotated sections 39-15-101 and 102 are unconstitutionally vague and overbroad because the words Òinjury,Ó Òneglect,Ó and ÒwelfareÓ are not defined. This court has rejected this argument. See State v. Tyaneshia Turner and Jonathan Webster, -7- No. W1999-00530-CCA-R3-CD, __ WL __, 2000 Tenn. Crim. App. LEXIS 487 (Tenn Crim. App. June 21, 2000, at Jackson), perm. to app. denied (Tenn. 2001) (holding ÒneglectÓ and ÒinjuryÓ are not unconstitutionally vague); State v. Kena Hodges, No. 01C01-9804-CR-00170, 1999 WL 618861, at *11-12 (Tenn. Crim. App. Aug. 11, 1999, at Nashville), perm. to app. denied (Tenn. 2000) (holding Òinflict injuryÓ is not unconstitutionally vague); State v. Cynthia Denise Smith, C.C.A. No. 1153, 1990 WL 134934, at *3 (Tenn. Crim. App. Sept. 20, 1990, at Knoxville) (holding Òadversely affect the childÕs health and welfareÓ is not unconstitutionally vague). We adhere to these holdings. In support of the defendantÕs position, she argues a plethora of hypothetical situations where the statute might be vague as applied. However, she does not contest the applicability of the aggravated child abuse statute to her conduct. A party who engages in conduct clearly proscribed by the statute may not complain of its vagueness when applied to others. State v. Burkhart, 58 S.W.3d 694, 699 (Tenn. 2001). In the absense of facial vagueness, we will not consider all possible contingencies of attempted prosecution under a criminal statute. Id. We conclude the defendantÕs conduct toward the victim involves no constitutionally protected activity, so her overbreadth challenge fails. Further, the statute is neither unconstitutionally vague as applied to her conduct, nor is it facially vague. Accordingly, this issue is without merit. III. LESSER-INCLUDED OFFENSE The defendant contends the trial court erroneously refused to charge misdemeanor reckless endangerment as a lesser-included offense of aggravated child neglect. We conclude the failure to charge misdemeanor reckless endangerment was harmless error. A. Burns Requirements Our supreme court has recently held that misdemeanor reckless endangerment is a lesser-included offense of aggravated child abuse. See State v. Honeycutt, 54 S.W.3d 762, 772 (Tenn. 2001). In its brief and at oral argument, the state conceded that the reasoning in Honeycutt would apply in the case sub judice, making reckless endangerment a lesser-included offense of aggravated child neglect. We agree. However, our analysis does not conclude there. As recently stated by the Tennessee Supreme Court in State v. Ely, 48 S.W.3d 710, 722 (Tenn. 2001), the charge must be justified by the evidence. See State v. Burns, 6 S.W.3d 453, 467 (Tenn. 1999). This step requires that we determine (1) whether there is evidence that Òreasonable mindsÓ could accept to establish the lesser-included offense, and (2) whether the evidence is Òlegally sufficientÓ to support a conviction for the lesser-included offense. Ely, 48 S.W.3d at 722; Burns, 6 S.W.3d at 469. The evidence must be viewed liberally in a light favoring the existence of the lesser-included offense without making any judgments as to credibility of the evidence. Burns, 6 S.W.3d at 469. B. Basis for Charge -8- Tennessee Code Annotated section 39-13-103(a) provides that Ò[a] person commits [reckless endangerment] who recklessly engages in conduct which places or may place another person in imminent danger of death or serious bodily injury.Ó Dr. Laken testified the delay in seeking medical attention placed the victim at a Òsubstantial risk of serious bodily injury or death.Ó We conclude reasonable minds could have accepted this lesser-included offense, and the evidence would have been sufficient to sustain such a conviction. C. Harmless Error Doctrine The trial court's failure to instruct a lesser-included offense is harmless when the jury finds the defendant guilty of the greater offense to the exclusion of the immediately lesser-included offense, which was a greater offense than the one requested. State v. Williams, 977 S.W.2d 101, 106 (Tenn. 1998). The sequential jury instructions charged aggravated child neglect, attempted aggravated child neglect, felony child neglect, and attempted felony child neglect. The jury found the defendant guilty of the charged offense of aggravated child neglect to the exclusion of the other charged lesser-included offenses. Any error in declining to give instructions on misdemeanor reckless endangerment was harmless beyond a reasonable doubt. This issue is without merit. IV. SENTENCING The defendant contends the trial court imposed an excessive sentence. The presumptive sentence for the Class A felony of aggravated child neglect is the midpoint of the range, and the presumptive sentence for the Class D felony of child abuse is the minimum within the range. See Tenn. Code Ann. ¤ 40-35-210(c). For a Range I standard offender, the sentencing range for aggravated child neglect is fifteen to twenty-five years, and the sentencing range for felony child abuse is two to four years. See Tenn. Code Ann. ¤ 40-35-112(a)(1), (4). Following a sentencing hearing, the trial court sentenced the defendant to concurrent sentences of twenty years for aggravated child neglect and two years for child abuse, the presumptive sentence for each offense. Although the defendant claims the length of her sentence is excessive, she has neglected to preserve a record of the sentencing hearing. It is the duty of the accused to provide a record which conveys a fair, accurate, and complete account of what transpired with regard to the issues which form the basis of the appeal. Tenn. R. App. P. 24(b); see State v. Taylor, 992 S.W.2d 941, 944 (Tenn. 1999). This issue is waived. CONCLUSION Based on the foregoing, we affirm the judgment of the trial court. ___________________________________ -9- JOE G. RILEY, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT KNOXVILLE July 24, 2002 Session SHANNA DEAN ALDER v. STATE OF TENNESSEE Direct Appeal from the Criminal Court for Knox County No. 64064 Mary Beth Leibowitz, Judge No. E2002-00287-CCA-R3-PC August 28, 2002 The petitioner appeals the denial of her petition for habeas corpus relief. She contends the trial court was without authority to revoke her judicial diversion after her diversionary probation expired, absent the issuance of a revocation warrant prior to its expiration. She, therefore, argues the trial court was without jurisdiction when it revoked judicial diversion, was consequently without jurisdiction when it sentenced her to additional years of probation, and was without jurisdiction when it subsequently issued a probation revocation warrant. We agree and reverse the denial of habeas corpus relief. Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Criminal Court Reversed; Remanded JOE G. RILEY, J., delivered the opinion of the court, in which DAVID H. WELLES and JERRY L. SMITH, JJ., joined. Herbert S. Moncier, Knoxville, Tennessee, for the appellant, Shanna Dean Alder. Paul G. Summers, Attorney General and Reporter; Kathy D. Aslinger, Assistant Attorney General; Randall E. Nichols, District Attorney General; and Patricia A. Cristil, Assistant District Attorney General, for the appellee, State of Tennessee. OPINION On September 29, 1997, the petitioner pled guilty to vehicular homicide. The trial court entered an order placing her on judicial diversion and placed her on three years of supervised probation. Thus, the petitionerÕs diversionary period was set to expire September 29, 2000. The petitionerÕs probation officer submitted a violation report directly to the trial judge on October 5, 1999, indicating a fee arrearage. The report stated no revocation warrant was being requested. There is no indication the petitioner received a copy of the report, nor was it filed with the court clerk. No motion was filed by the state to revoke diversion. -2- On August 23, 2000, the probation officer submitted another violation report directly to the trial judge indicating the petitioner had positive drug screens in June and July, 2000, and other violations. The report requested that diversion be revoked. Again, there is no indication the petitioner received a copy of the report, nor was it filed with the court clerk. According to the trial judge, the report was placed in the trial judgeÕs personal file. No revocation warrant was issued, and no motion was filed by the state to revoke diversion. Although the record is somewhat unclear, the case was apparently set for a ÒcheckpointÓ on September 15, 2000. By letter dated September 7, 2000, from the probation officer, the petitioner was notified to appear on September 15th. The letter did not state that any violation had been filed. The trial court's minute entry for September 15 th simply indicates that Ò[t]his case is continued to November 3, 2000.Ó The trial judge stated that her recollection of that appearance was that the parties appeared and were made aware of possible violations, and the case was reset to November 3, 2000, to allow the petitioner to secure new counsel because her then-attorney had become a judge. However, no evidence was introduced concerning this September 15 th appearance other than the minute entry. There is no indication in the record before this court that the petitioner received a copy of the violation report at this appearance, nor is there competent evidence in the record to indicate petitionerÕs acknowledgment of being charged with a violation or the details of any alleged violations. Certainly, there is no indication the petitioner waived the filing of a revocation warrant. Further, it is undisputed that a revocation warrant was never issued. On November 3, 2000, the trial court entered a judgment of conviction revoking judicial diversion and sentencing the petitioner to three years of probation. Neither a revocation warrant nor a motion by the state to revoke diversion was ever filed. The defendant did not appeal the judgment. On March 1, 2001, a probation violation warrant was issued alleging a positive drug screen and failure to pay probation fees. On March 21, 2001, the defendant, with different counsel, filed a motion to dismiss the probation revocation warrant in which she alleged the November 2000 judgment of conviction against her was void because it was entered after the diversionary period expired. The motion was denied by the trial court. This court denied the petitionerÕs request for an interlocutory appeal and /or extraordinary appeal. See State v. Shanna Alder, E2001-01425-CCA-R9- CD (Tenn. Crim. App. July 28, 2001, at Knoxville), perm. to app. denied (Tenn. 2001). The petitioner filed the instant application for post-conviction relief and for habeas corpus relief on September 10, 2001, which was denied by the trial court on January 18, 2002. The trial court held the petitionerÕs period of diversion did not expire automatically at the end of the three years in the absence of an order of discharge from diversion and, therefore, it retained authority to sentence the defendant when it entered judgment on November 3, 2000. It further held the November 2000 sentence did not violate double jeopardy. -3- I. POST-CONVICTION RELIEF AND HABEAS CORPUS The petitioner seeks post-conviction and habeas corpus relief. She argues the November 2000 judgment of conviction and resulting sentence are void due to the trial courtÕs absence of jurisdiction after the diversionary period expired. We must agree. Grounds for post-conviction relief exist when a conviction or sentence is void or voidable due to the abridgment of a constitutional right. Tenn. Code Ann. ¤ 40-30-203 (1997); State v. Wilson, 31 S.W.3d 189, 194 (Tenn. 2000). A writ of habeas corpus may issue only where it is plain from the record the court lacked jurisdiction or authority to sentence a defendant or the sentence has expired. Dixon v. Holland, 70 S.W.3d 33, 36 (Tenn. 2002). Appellate review of the trial court's findings of fact in a post-conviction proceeding is de novo with a presumption of correctness, while review of questions of law is de novo with no presumption of correctness. Miller v. State, 54 S.W.3d 743, 745 (Tenn. 2001). The determination of whether habeas corpus relief should be granted is a question of law; therefore, appellate review is de novo with no presumption of correctness. McLaney v. Bell, 59 S.W.3d 90, 92 (Tenn. 2001). The material facts before this court are undisputed, and our review is limited to questions of law. Therefore, we review the trial courtÕs conclusions de novo with no presumption of correctness. II. JUDICIAL DIVERSION A defendant who pleads guilty or is found guilty of certain offenses may be allowed judicial diversion, a statutory process by which the trial court may defer further proceedings without entering a judgment of conviction. Tenn. Code Ann. ¤ 40-35-313(a)(1)(A) (Supp. 2001). The defendant is placed on probation with reasonable conditions for a specified period of time not exceeding the maximum sentence for the offense. Id. If the defendant then violates the terms and conditions of the diversionary probation, the trial court may enter an adjudication of guilt and proceed to sentence the defendant. Id. at (a)(2). If it is alleged that a defendant on judicial diversion has violated the terms and conditions of diversionary probation, the trial court should follow the same procedures as those used for ordinary probation revocations. State v. Johnson, 15 S.W.3d 515, 519 (Tenn. Crim. App. 1999). These procedures are set forth in Tennessee Code Annotation section 40-35-311 (Supp. 2001). Id. When a trial court learns a defendant has allegedly violated his or her probation, the trial court should issue a probation revocation warrant. Tenn. Code Ann. ¤ 40-35-311(a) (Supp. 2001). If the trial court, following a hearing, determines by a preponderance of the evidence that the defendant has indeed violated the conditions of probation, the trial court may revoke the defendantÕs probation. Id. at (e). Generally, revocation may occur only within the probationary period. State v. Shaffer, 45 S.W.3d 553, 555 (Tenn. 2001); see Tenn. Code Ann. ¤ 40-35-310 (1997). However, if a probation revocation warrant is issued within the term of probation, it tolls the limitation of time in which the -4- court may act to revoke probation. Shaffer, 45 S.W.3d at 555; State v. Clark, 970 S.W.2d 516, 518 (Tenn. Crim. App. 1998). The filing of a probation violation report during the probation term is insufficient to toll the limitations period. State v. Randall Anthony, No. W2000-02234-CCA-R3- CD, 2001 WL 792609, at *4 (Tenn. Crim. App. July 6, 2001, at Jackson). Thus, it is the filing of a revocation warrant, not the report, that tolls the limitations period. See generally, Shaffer, 45 S.W.3d at 555. The state argues that the trial court had continuing jurisdiction until such time as it entered an order terminating the petitionerÕs judicial diversion. If this were correct, the trial court could retain jurisdiction indefinitely and revoke diversion years after the expiration period, provided the infraction occurred during the diversionary period. However, Tennessee Code Annotated section 40-35-313(a)(1) provides the period for judicial diversion is limited to a specific length of time as set by the trial court. More importantly, the trial court Òshall discharge [the defendant] and dismiss the proceedingsÓ at the end of the period of diversion if there are no violations of probation conditions. Tenn. Code Ann. ¤ 40-35-313(a)(2) (Supp. 2001) (emphasis added). The dismissal requirement is mandatory, and the trial court is without any discretion. In our view, the failure of a defendant to file a formal request for discharge and dismissal does not give the trial court continuing jurisdiction ad infinitum. In summary, we conclude that the revocation of judicial diversion based upon violations of diversionary probation conditions is guided by the same requirements as those for the revocation of ordinary probation. The revocation must be initiated during the diversionary period by the filing of a revocation warrant or by the proper filing of the state's petition to revoke. In the instant case, the probation officer relayed the probation violation reports directly to the trial judge; however, the reports were not filed with the clerk nor served on the petitioner. No revocation warrant nor petition to revoke was filed before the term of judicial diversion expired. Absent such a filing, the trial court was statutorily required to discharge the petitioner and dismiss the proceedings at the end of the period of diversion; namely, September 29, 2000. Therefore, the trial court was without jurisdiction to revoke the petitionerÕs diversion or sentence her when it entered judgment on November 3, 2000. Thus, we must conclude the revocation of judicial diversion and the resulting sentence are void. The petitioner is entitled to habeas corpus relief. III. DOUBLE JEOPARDY The petitioner further argues the sentence entered by the trial court on November 3, 2000, violated double jeopardy because she had already been punished under the conditions of her probation for judicial diversion. We disagree with this contention. The judicial diversion probationary period is not a sentence nor is it punishment. In addition, there is no double jeopardy protection against revocation of probation and imposition of imprisonment; a defendant does not have "the right to know at any specific moment in time what the -5- exact limit of his [or her] punishment will turn out to be." United States v. DiFrancesco, 449 U.S. 117, 137, 101 S. Ct. 426, 437, 66 L. Ed. 2d 328 (1980); see also State v. Griffith, 787 S.W.2d 340, 342 (Tenn. 1990) (holding that resentencing under the Community Corrections Act to a sentence greater than the original sentence is no double jeopardy violation). Furthermore, judicial diversion can only be imposed with the defendantÕs consent. Tenn. Code Ann. ¤ 40-35-313(a)(1)(A) (Supp. 2001). Where a defendant consents to the largess and conditions of judicial diversion, there is no double jeopardy violation if judicial diversion is later revoked and the defendant is sentenced. CONCLUSION We find the petitioner is entitled to habeas corpus relief. We reverse the trial courtÕs order and remand to the trial court for the entry of an appropriate order. ___________________________________ JOE G. RILEY, JUDGE 1 At the time of the rapes, the petitioner and his wife were separated and Mrs. Aldridge had filed for divorce. IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT NASHVILLE Assigned on Briefs May 21, 2002 GARY EUGENE ALDRIDGE v. STATE OF TENNESSEE Direct Appeal from the Circuit Court for Hickman County No. 00-5066C-II Timothy L. Easter, Judge No. M2001-02452-CCA-R3-PC - Filed November 19, 2002 The petitioner, Gary Eugene Aldridge, was convicted by a jury in the Circuit Court of Hickman County of one count of aggravated kidnapping, two counts of aggravated rape, one count of rape, and two counts of simple assault. The trial court sentenced the petitioner to an effective sentence of sixty years incarceration in the Tennessee Department of Correction, followed by an effective consecutive sentence of seventeen months and twenty-nine days in the local workhouse. After an unsuccessful appeal of his convictions, the petitioner timely filed a petition for post-conviction relief, alleging, among other grounds, ineffective assistance of counsel. The petitioner now brings this appeal challenging the post-conviction courtÕs denial of his petition. After reviewing the record and the partiesÕ briefs, we affirm the judgment of the post-conviction court. Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court is Affirmed. NORMA MCGEE OGLE, J., delivered the opinion of the court, in which JOSEPH M. TIPTON and JOHN EVERETT WILLIAMS, JJ., joined. Edward S. Ryan, Nashville, Tennessee, for the appellant, Gary Eugene Aldridge. Paul G. Summers, Attorney General and Reporter; David H. Findley, Assistant Attorney General; and Ronald L. Davis, District Attorney General, for the appellee, State of Tennessee. OPINION I. Factual Background On May 9, 1997, the petitioner was convicted by a jury of one count of aggravated kidnapping, two counts of aggravated rape, one count of rape, and two counts of simple assault. The convictions stem from a series of incidents in which the petitioner beat and raped his wife, Etta Mae Aldridge.1 The trial court imposed an effective sentence of sixty years confinement in the Tennessee Department of Correction, followed by an effective consecutive sentence of seventeen months and twenty-nine days in the local workhouse. On direct appeal, this court affirmed the convictions and -2- sentences, and the Tennessee Supreme Court denied permission to appeal. State v. Gary Eugene Aldridge, No. 01C01-9802-CC-00075, 1999 Tenn. Crim. App. LEXIS 853 (Nashville, Aug. 19, 1999), perm. to appeal denied, (Tenn. 2000). The petitioner timely filed a pro se petition for post-conviction relief, alleging nineteen grounds for relief. On August 31, 2000, the post-conviction court entered an order appointing counsel and denying the majority of the petitionerÕs claims as waived for failure to present the claims for determination on direct appeal. However, the post-conviction court found the petitionerÕs claim of ineffective assistance of counsel to be a colorable claim for relief. An amended petition was subsequently filed and, on February 8, 2001, the post-conviction court held an evidentiary hearing at which the petitioner and his trial counsel testified. At the conclusion of the testimony, the post-conviction court took the matter under advisement and ordered the parties to submit briefs before the court rendered a decision. In his final argument to the post-conviction court, the petitioner asserted only two grounds in support of his claim of ineffective assistance of counsel. First, the petitioner argued that trial counsel denied the petitioner his right to testify at trial. Second, the petitioner argued that trial counsel failed to adequately investigate the petitionerÕs case and failed to interview and call material witnesses. On May 3, 2001, the post-conviction court entered an order setting forth detailed findings of fact and conclusions of law, denying the petition for post-conviction relief. Specifically, the post-conviction court found that the petitioner failed to establish by clear and convincing evidence that trial counsel deprived him of his right to testify. The post-conviction court further found that the petitioner failed to demonstrate any prejudice resulting from trial counselÕs alleged failure to interview or call witnesses. The petitioner appealed the denial of his petition for post-conviction relief. II. Analysis In a post-conviction proceeding, the petitioner bears the burden of proving the grounds raised in the petition by clear and convincing evidence. Tenn. Code Ann. ¤ 40-30-210(f) (1997). ÒEvidence is clear and convincing when there is no serious or substantial doubt about the correctness of the conclusions drawn from the evidence.Ó Hicks v. State, 983 S.W.2d 240, 245 (Tenn. Crim. App. 1998). On appeal, a claim of ineffective assistance of counsel presents a mixed question of law and fact subject to de novo review. State v. Burns, 6 S.W.3d 453, 461 (Tenn. 1999). As such, the post-conviction courtÕs findings of fact are entitled to a presumption of correctness unless the evidence preponderates against those findings. Fields v. State, 40 S.W.3d 450, 458 (Tenn. 2001). The credibility of the witnesses and the weight and value to be afforded their testimony are questions to be resolved by the post-conviction court and, on appeal, the burden is on the petitioner to prove that the evidence preponderates against the post-conviction courtÕs findings. Henley v. State, 960 S.W.2d 572, 579 (Tenn. 1997). However, a post-conviction courtÕs conclusions of law, such as whether counselÕs performance was deficient or whether that deficiency was prejudicial, are subject to a purely de novo review with no presumption of correctness. Fields, 40 S.W.3d at 458. 2 In the record, this witness is also referred to as Dawn Godner. -3- When a petitioner seeks post-conviction relief on the basis of ineffective assistance of counsel, Òthe petitioner bears the burden of proving both that counselÕs performance was deficient and that the deficiency prejudiced the defense.Ó Goad v. State, 938 S.W.2d 363, 369 (Tenn. 1996) (citing Strickland v. Washington, 466 U.S. 668, 687, 104 S. Ct. 2052, 2064 (1984)). To establish deficient performance, the petitioner must show that counselÕs performance was below Òthe range of competence demanded of attorneys in criminal cases.Ó Baxter v. Rose, 523 S.W.2d 930, 936 (Tenn. 1975). To establish prejudice, the petitioner must show that Òthere is a reasonable probability that, but for counselÕs unprofessional errors, the result of the proceeding would have been different. A reasonable probability is a probability sufficient to undermine confidence in the outcome.Ó Strickland, 466 U.S. at 694, 104 S. Ct. at 2068. Moreover, [b]ecause a petitioner must establish both prongs of the test, a failure to prove either deficiency or prejudice provides a sufficient basis to deny relief on the ineffective assistance claim. Indeed, a court need not address the components in any particular order or even address both if the [petitioner] makes an insufficient showing of one component. Goad, 938 S.W.2d at 370 (citing Strickland, 466 U.S. at 697, 104 S. Ct. at 2069). A. Failure to Locate and Interview Witnesses The petitioner first alleged that trial counsel was deficient in failing to locate and interview essential defense witnesses. Specifically, the petitioner argued that trial counsel failed to interview Gerald Freeland, Dawn Godwin,2 and Jerry Wayne Marrs, despite the fact that the petitioner gave counsel their names and addresses. However, at the evidentiary hearing, the petitioner testified that he could only speculate as to the content of the witnessesÕ testimony had they been called to testify at trial. At the evidentiary hearing, trial counsel conceded that the petitioner gave her the name and address of the victimÕs brother, Gerald Freeland, who allegedly had information regarding an affair the victim had while visiting his home in Arkansas prior to the commission of the offenses. Counsel testified that she made several attempts to contact Freeland with no success. Moreover, counsel testified that due to limited resources, the public defenderÕs office had only one investigator, and counsel did not ask the court for funds to hire an additional investigator. However, according to counsel, FreelandÕs testimony was neither relevant to the petitionerÕs defense, nor likely to have been admissible under the rape shield law. Counsel also conceded that she did not interview the victimÕs oldest daughter, Dawn Godwin, who allegedly failed to call 911 on the night her mother was kidnapped and raped. Counsel testified that she subpoenaed Godwin, but Godwin had left town and was Ònot to be found.Ó Counsel further asserted that, even if Godwin had been available to testify, she was a Òtwo-edged swordÓ because there was evidence that Godwin was having a sexual relationship with the petitioner. Finally, counsel could not recall interviewing Jerry Wayne Marrs. However, counsel testified that -4- if Marrs had relevant information in support of the petitionerÕs defense, she would have called him to testify at trial. The post-conviction court found that the petitioner Òfailed to demonstrate any prejudice resulting from [trial counselÕs] alleged failure to interview or call the witnesses.Ó We agree. ÒWhen a petitioner contends that trial counsel failed to discover, interview, or present witnesses in support of his defense, these witnesses should be presented by the petitioner at the evidentiary hearing.Ó Black v. State, 794 S.W.2d 752, 757 (Tenn. Crim. App. 1990). A petitioner is not entitled to relief on this ground Òunless he can produce a material witness who (a) could have been found by a reasonable investigation and (b) would have testified favorably in support of his defense if called.Ó Id. at 758. Neither the post-conviction court nor this court can speculate as to what a witnessÕs testimony might have been at trial. Id. at 757. At the evidentiary hearing, only the petitioner and his trial counsel testified. The petitioner failed to present the favorable testimony of these ÒmaterialÓ witnesses. Moreover, on cross-examination, the petitioner offered no proof as to what the witnessesÕ testimony would have been if they had been called to testify. Therefore, even assuming that counsel was deficient in failing to interview and call these potential witnesses to testify, the petitioner has failed to show how he was prejudiced by this deficiency. This issue is without merit. B. Denial of the PetitionerÕs Right to Testify Next, the petitioner contends that counsel deprived him of his right to testify in his own behalf. At the evidentiary hearing, the petitioner testified that when he asked counsel about testifying, counsel responded that she was not going to call him to testify because Òshe didnÕt have [his] case prepared that way.Ó According to the petitioner, he wanted to testify Òfrom day oneÓ and at no time did he knowingly and voluntarily waive his right to testify. The petitioner testified that he did not sign a written waiver, nor did he waive his right on the record before the trial court. Counsel admitted that she strongly advised the petitioner not to testify, but contended that the decision was ultimately his to make. According to counsel, I think he did want to testify, and most of my clients do want to testify, and that is their option, I canÕt take it away from them. I would never, never did and never would tell someone that they could not testify. ThatÕs not my role. My role is to counsel them as to what the impact of their testimony would be, and I did counsel [the petitioner] on that. . . . I counseled [the petitioner] that it would not be in his best interest to testify. Counsel testified that, while the petitioner had a prior conviction for a crime against nature involving his oldest daughter, counselÕs ultimate reason for advising the petitioner not to testify was the petitionerÕs Ògeneral personality and nature.Ó Counsel testified that she feared the petitioner would be perceived by the jury as ÒarrogantÓ and that his testimony would hurt the credibility of the other defense witnesses. On cross-examination, counsel denied telling the petitioner that he could not testify because his testimony was inconsistent with the manner in which counsel had prepared the defense. -5- Counsel conceded that she did not have the petitioner sign a written waiver of his right to testify, nor did she note on the record before the trial court that her client was waiving his right to testify. As to the written waiver, counsel testified that it is Òvery disconcerting between an attorney and client when youÕre in the middle of a trial that holds his life in his hands and youÕre saying, ÔHere, sign this, you know, this is going to protect me later whenever you come back and say I didnÕt do a good job.ÕÓ However, counsel testified that when she believed a clientÕs waiver of his right to testify was really an issue, she would so advise the court on the record. She did not do so in the petitionerÕs case because the petitioner did not seem Òparticularly disturbed about it.Ó Counsel testified that she had no doubt that the petitioner knowingly waived his right to testify. The post-conviction court accredited the testimony of trial counsel that, although counsel advised the petitioner not to testify, the petitioner ultimately made that decision. As previously noted, the credibility of the witnesses and the weight and value to be afforded their testimony are questions to be resolved by the post-conviction court. Henley, 960 S.W.2d at 579. This court will not disturb the post-conviction courtÕs findings of fact unless the petitioner demonstrates that the evidence preponderates against those findings. Id. at 578. The petitioner has failed to do so in this case. In his brief, the petitioner urges this court to consider Momon v. State, 18 S.W.3d 152 (Tenn. 1999), even though Momon was decided after the petitionerÕs trial. In Momon, our supreme court held that Òthe right of a criminal defendant to testify in his or her own behalf is a fundamental constitutional right . . . [that] may only be waived personally by the defendant.Ó Id. at 161. To ensure that criminal defense attorneys do not unilaterally deprive their clients of this fundamental right, the Momon court set forth procedural guidelines, requiring the defendantÕs knowing, voluntary, and intelligent waiver to be made on the record. Id. at 162, 174-75. However, Momon has no retroactive effect. Id. at 162-63. Furthermore, even if Momon applied retroactively, Òthe mere failure to follow these guidelines will not in and of itself support a claim for deprivation of the constitutional right to testify if there is evidence in the record to establish that the right was otherwise personally waived by the defendant.Ó Id. at 163. Although there is no record of the petitioner waiving his right to testify, trial counsel testified at the evidentiary hearing that the petitioner personally and knowingly waived this right upon the advice of counsel, and the post-conviction court accredited counselÕs testimony. This issue is without merit. III. Conclusion Based upon the foregoing, the judgment of the post-conviction court is affirmed. ___________________________________ NORMA McGEE OGLE, JUDGE -6- IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT KNOXVILLE Assigned on Briefs December 18, 2001 STATE OF TENNESSEE v. GREGORY SCOTT ALLISON Appeal from the Circuit Court for Blount County No. C-10277 D. Kelly Thomas, Jr., Judge No. E2001-00248-CCA-R3-CD March 25, 2002 The defendant, Gregory Scott Allison, appeals from the Blount County Circuit CourtÕs revoking his probation that was ordered for his sentences for burglary and theft. The defendant contends that although the trial court may have been justified in finding that he violated the terms of his probation, it erred in sentencing him to confinement. We affirm the judgment of the trial court. Tenn. R. App. 3 Appeal as of Right; Judgment of the Circuit Court Affirmed JOSEPH M. TIPTON, J., delivered the opinion of the court, in which THOMAS T. WOODALL and ROBERT W. WEDEMEYER, JJ., joined. Julie A. Rice, Knoxville, Tennessee (on appeal); Raymond M. Garner, District Public Defender; and Shawn G. Graham, Assistant District Public Defender, Maryville, Tennessee (at trial), for the appellant, Gregory Scott Allison. Paul G. Summers, Attorney General and Reporter; Kathy D. Aslinger, Assistant Attorney General; Michael L. Flynn, District Attorney General; and Kirk E. Andrews, Assistant District Attorney General, for the appellee, State of Tennessee. OPINION Upon his guilty pleas to burglary, a Class D felony, and misdemeanor theft, the defendant was sentenced to concurrent sentences of three years and eleven months and twenty-nine days. Upon the defendant serving thirty days in jail, the remainder of his sentences were to be served on supervised probation. The record reflects that the defendant successfully completed his thirty-day jail sentence on May 17, 1998. In October 1998, the defendantÕs probation supervisor filed a probation violation warrant, alleging that the defendant had violated several terms of his probation, stating that he had been cited with driving on a suspended license, had been charged with aggravated burglary, had failed to obtain employment, had failed to report to his probation officer, and had failed to pay court costs. In July -2- 1999, the trial court ordered that the defendant serve six months confinement for violating probation. In March 2000, the trial court placed the defendant into the community corrections program, but in April 2000, the trial court ordered that the defendant serve seven consecutive weekends in the Blount County Jail for his failure to attend treatment sessions at the Kress Mental Health Center as required by his community corrections contract. The defendant served five weekends in jail, and on May 23, 2000, the trial court agreed to waive the remaining weekends if the defendant would successfully complete fifteen months in the Teen Challenge Program. The defendant left the program after only one month, and on October 31, 2000, the defendantÕs community corrections supervisor filed a violation of community corrections affidavit, alleging that the defendant had tested positive for marijuana. At the revocation hearing, Pat Ballard, the defendantÕs community corrections supervisor, testified that the defendant had physical, mental, and chemical dependency problems. She said that he failed to pay court costs, failed to perform community service work, failed to attend treatment sessions at the Kress Mental Health Center, and failed to attend her group therapy sessions. She said that the defendant did not attend treatment and therapy sessions because he had an operation on one of his club feet and because he was sick with pneumonia and bronchitis. She said that although the defendant asked to go into the Teen Challenge Program, his club feet physically prevented him from completing the program. She said that the defendant could not benefit from community corrections because he did not attend treatment and therapy sessions. Ms. Ballard testified that the defendant could always get a doctorÕs excuse for missing his appointments. She said that although the defendant needed to attend therapy meetings twice a week, his mother could only bring him once a week. She said that although the defendant had been providing her with doctorÕs excuses for his missed appointments, he stopped giving her medical excuses in December 2000. She said that after the defendantÕs brother died in the fall of 2000, he tested positive for marijuana. She said that the defendant told her that he used marijuana to help him cope with his brotherÕs death. She said that the defendant was mentally depressed and suicidal and that she did not know how to supervise him. She said that the defendant was sick all of the time and that nothing in the community corrections program could help him. On cross-examination, Ms. Ballard testified that before entering the Teen Challenge Program, the defendant would attend meetings at the Kress Center when he did not have a medical excuse. She said that the defendant recently had been hospitalized at Lakeshore Mental Health. She said that the defendant needed the benefit of group therapy, which he was not getting. The defendant testified that at the time of the hearing, he was twenty-six years old, single, and unemployed. He said that after entering the community corrections program in 1999, his physical and mental conditions got worse. He said that his brother and grandmother had died recently and that he did not want to deal with life. He said that he missed his brother. The defendant acknowledged that he missed some meetings at the Kress Center and that he was ordered to serve seven weekends in jail for missing those meetings. He said that he served five -3- weekends in jail before entering into the Teen Challenge Program. He said that it was his idea to go into the Teen Challenge Program and that he had thought the program would help him. He said that he went to Bluefield, Virginia to participate in the program but that he could not complete it because he could not work in the mountains with his club feet. He said that he asked to be transported into another program where the land is flat but that the Teen Challenge Program workers in Virginia did not want him to leave their program. The defendant testified that when he returned to Blount County, he paid his $2,200 in fines and that Pat Ballard told him that he had to start attending her group therapy classes. He said that he missed some of the classes because he had an operation on one of his feet and could not walk. He said that he also missed Ms. BallardÕs classes because of his brotherÕs death and because he got sick. He said that he took medication for panic attacks and bipolar disorder, that he was scared to ride in a car or be in groups, and that he did not go to the grocery store or go out with friends. The defendant acknowledged failing a drug test in October 2000 and said that he smoked marijuana eight days before the revocation hearing. He acknowledged that if his health and transportation situations had been better, he would have been in a better position to keep his appointments at the Kress Center and with Ms. Ballard. On cross-examination, the defendant said that he got the marijuana from a high school friend, and he acknowledged having a conviction for aggravated burglary. He said that he did not graduate from high school but that he obtained his GED. He said that despite his medical problems, he was turned down for federal Social Security benefits. He said that his mother had transportation but that it was not always reliable. He said that he had no excuse for smoking marijuana eight days before the hearing and that although he had been very sick with bronchitis, he was never hospitalized. Carol Noce, the defendantÕs mother, testified that the defendant had lived with her all of his life and that he was born with club feet. She said that the defendant had been a patient at Overlook Mental Health since he was six years old and that he suffered from bipolar disorder and panic syndrome. She said that about three weeks before the revocation hearing, the defendant was hospitalized for seven days at Lakeshore Mental Health. She said that the defendant started missing his meetings with Ms. Ballard in September 2000, when his brother died. She said that he missed more meetings in October, November, and December because he had a foot operation and because he was sick with bronchitis and pneumonia. On cross-examination, Ms. Noce said that she did not work outside the home and that she was willing to take the defendant to therapy meetings more than once a week. Said that the defendant had never held a job for more than three months. She said that the defendant liked to work outside but that he had not worked in three years. She said that he used to work for men who installed swimming pools and cut down trees. The trial court held that the defendant violated the terms of his community corrections by failing a drug screen and failing to complete the Teen Challenge Program. It noted that the defendant had a Òlong listÓ of criminal convictions and that he had used marijuana eight days before -4- the revocation hearing. The trial court agreed that the defendant had physical, emotional, and chemical dependency problems and that he needed more supervision and treatment than the community corrections program could provide. It also stated that the defendant had shown that he did not want to participate in the community corrections program. Finding that the defendant might be able to benefit from the Department of CorrectionÕs Special Needs Unit, the trial court revoked the defendantÕs probation and ordered that he serve the remainder of his sentence in incarceration. Although the defendant admits that he violated the terms of his community corrections program, he contends that the trial courtÕs disposition of the case was improper. He argues that the trial court should have ordered that he be placed into a therapeutic halfway house or serve a period of split confinement followed by placement into an inpatient treatment program in a secured facility. The state contends that because the community corrections program could not meet the defendantÕs needs, the trial court did not err in revoking his probation. We agree with the state. The decision to revoke probation is within the discretion of the trial court. State v. Grear, 568 S.W.2d 285, 286 (Tenn. 1978). Upon revoking probation, the trial court has the discretion to order the original sentence to be served. See Tenn. Code Ann. ¤ 40-35-310, -311(d). An abuse of discretion may be found only if the record contains no substantial evidence to support the conclusion of the trial court. See State v. Harkins, 811 S.W.2d 79, 82 (Tenn. 1991). The defendant admitted testing positive for marijuana in October 2000 and smoking marijuana again eight days before the revocation hearing. The record reflects a consistent failure to comply with reasonable requirements. The defendant has not demonstrated that the trial court abused its discretion by ordering him to serve the remainder of his sentence in incarceration. To the contrary, his admitted drug abuse and refusal to seek treatment for it support the trial courtÕs decision. Based upon the foregoing and the record as a whole, we affirm the judgment of the trial court. ___________________________________ JOSEPH M. TIPTON, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT JACKSON Assigned on Briefs October 1, 2002 IN RE: ALPHA OMEGA BAIL BONDING COMPANY Appeal from the Criminal Court for Shelby County No. P-25923 EN BANC No. W2002-00021-CCA-R3-CD - Filed December 6, 2002 The Appellant, Alpha Omega Bail Bonding Company, is in the business of writing bail bonds. The Appellant was obligated on bonds with AmWest and Far West insurance companies as sureties. Due to the insolvency of AmWest and Far West, the Criminal Court for Shelby County en banc, ordered the Appellant, among others, to appear before the court and present proof that it had sufficient assets to cover its liabilities on the bonds that were insured by AmWest and Far West. After a hearing, the trial court ordered the Appellant to cause to be re-written each bond that it had written that was secured by AmWest or Far West. It is from this order that the Appellant appeals as of right. We affirm the judgment of the trial court. Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Trial Judge Affirmed DAVID H. WELLES, J., delivered the opinion of the court, in which JAMES CURWOOD WITT, JR., J., joined. ALAN E. GLENN, J., not participating. Charles D. Wright, Memphis, Tennessee, for the appellant, Alpha Omega Bail Bond Company. Paul G. Summers, Attorney General and Reporter; J. Ross Dyer, Assistant Attorney General; William L. Gibbons, District Attorney General; and Kenneth R. Roach, Assistant District Attorney General, for the appellee, State of Tennessee. OPINION The Appellant, Alpha Omega Bail Bonding Company, is in the business of writing bail bonds. AmWest and Far West insurance companies appeared as sureties on several of the AppellantÕs bonds. The Criminal Court of Shelby County learned that the bail bonds written through Far West and AmWest would be cancelled due to the insolvency and liquidation of the two insurance companies. Therefore the court ordered each of the bonding companies that were obligated on bonds on which AmWest and Far West appeared as sureties, including the Appellant, to appear before the court and present proof that they had sufficient assets to cover the extent of their liabilities on the -2- bonds. After a hearing, the court, sitting en banc, ordered the Appellant and the other bonding companies to re-write each bond that was secured by AmWest or Far West within sixty days. It is from this order that the Appellant appeals as of right. In its brief, Alpha Omega alleges that the trial court exceeded its authority by ordering it to re-write the bail bonds that were secured by the two insolvent and subsequently liquidated insurance companies. We note at the outset that the AppellantÕs brief is inadequate. The brief of an appellant shall contain Òcitations to the authorities and appropriate references to the record.Ó Tenn. R. App. P. 27(a)(7). ÒIssues which are not supported by argument, citation to authorities, or appropriate references to the record will be treated as waived in this court.Ó Tenn. R. Crim. App. 10(b). The Appellant fails to cite a single case, statute, rule or regulation in support of its argument. Likewise, the Appellant neglects to refer to the record even once throughout the entire brief. Because the Appellant cites no authority to support its argument, we assume it found none. However, rather than treat the issue as waived, we will dispose of the AppellantÕs argument on its merits. ÒA trial court has full authority to determine who should be allowed to make bonds in its court.Ó Hull v. State, 543 S.W.2d 611, 612 (Tenn. Crim. App. 1976) (citing Gilbreath v. Ferguson, 195 Tenn. 528, 260 S.W.2d 276 (1953)); see also Tenn. Code Ann. ¤¤ 40-11-305, -306. In addition, it is the trial courtÕs function to regulate the professional bondsmen that execute bonds in its court, and it may impose reasonable limitations on the total liability of such bondsmenÕs undertakings in that court. Further, a trial court has the inherent power to administer its affairs, including the right to impose reasonable regulations regarding the making of bonds. Hull at 612 (citations omitted). The fact that the legislature has enacted certain statutes concerning the regulation of bail bondsmen does nothing to diminish the trial courtÕs inherent powers of regulation to act in addition to the statutes. See Taylor v. Waddey, 206 Tenn. 497, 504, 334 S.W.2d 733, 736 (1960). Therefore, Òthe trial court is given wide discretion in its regulation of bail bondsmen and its actions will not be overturned absent a showing that they were arbitrary, capricious or illegal.Ó In re International Fid. Ins. Co., 989 S.W.2d 726, 728 (Tenn. Crim. App. 1998). In this case, the criminal court of Shelby County, sitting en banc, was well within its discretion in ordering the Appellant to re-write the bonds on which Far West and AmWest were insurers. The record reflects that the Appellant has almost 3.5 million dollars in liability in Shelby County. Lodean Glenn, the owner of the Appellant company, admitted to the trial court that Alpha Omega did not have sufficient assets to cover its exposure. Furthermore, Mr. Glenn stated that he was willing to have his bonds re-written. The record contains an affidavit from the executive vice president of American Safety Casualty Insurance Company, which already underwrites bail bonds for the Appellant. The affidavit expresses American SafetyÕs willingness to re-write bonds for the Appellant that had previously been secured by AmWest and Far West. Based on our review of the record, we conclude that the trial court did not abuse its discretion by ordering the Appellant to have -3- the bonds so re-written. The trial court has a duty to ensure that the bail bondsmen who appear before it are able to cover their liabilities. By ordering the bonds to be re-written, the court was fulfilling its duty. The judgment of the Criminal Court of Shelby County is affirmed. ___________________________________ DAVID H. WELLES, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT JACKSON January 8, 2002 Session STATE OF TENNESSEE v. LARRY AMMONS Direct Appeal from the Circuit Court for Lauderdale County Nos. 5889, 6112 Joseph H. Walker, Judge No. W2001-00834-CCA-R3-CD - Filed March 18, 2002 The defendant was convicted in 1993 of three counts of aggravated burglary, and the trial court imposed three concurrent three-year sentences. In 1995, the defendant was convicted of one count of burglary and five counts of aggravated burglary. The trial court imposed a four-year sentence for the burglary count and six-year concurrent sentences for each of the aggravated burglary counts. The defendantÕs latter sentences were to be served consecutively to his previous three-year sentence, with probation granted as to all sentences. Subsequently, a petition to revoke the defendantÕs probation was filed, alleging that the defendant had failed to report to his probation officer and failed to pay restitution as ordered. Following a hearing, the court revoked the probation, and the defendant timely appealed. On appeal, the defendant claims that there was insufficient evidence to revoke his probation, that his due process rights were violated, and that he received ineffective assistance of counsel during his probation revocation hearing. After a thorough review of the record, we affirm the judgment of the trial court but remand for entry of a corrected order revoking probation only as to Docket No. 6112. Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Affirmed and Remanded for Entry of Corrected Order ALAN E. GLENN, J., delivered the opinion of the court, in which JOE G. RILEY and JOHN EVERETT WILLIAMS, JJ., joined. Gregory C. Krog, Jr., Memphis, Tennessee (on appeal); Gary F. Antrican, District Public Defender; and Julie K. Pillow, Assistant District Public Defender (at trial), for the appellant, Larry Ammons. Paul G. Summers, Attorney General and Reporter; P. Robin Dixon, Jr., Assistant Attorney General; and Elizabeth T. Rice, District Attorney General, for the appellee, State of Tennessee. OPINION On September 8, 1993, the defendant, Larry Ammons, was convicted of three counts of aggravated burglary, a Class C felony, under Docket No. 5889. The court imposed three concurrent 1 Since the applicable judgment sheet was not included in the record, we are unable to determine whether the defendantÕs conviction for burglary under Docket No. 6112 was a Class D or Class E felony. 2 At the time the trial court issued the April 11, 1995, order allowing the defendant to serve his sentences with the Synergy Foundation Program, the defendant had pending charges in Dyer County and Gibson County. The court stated that its order would be contingent on Dyer County and Gibson County allowing the defendant to serve those sentences with the Synergy Foundation as well. The defendant subsequently completed his sentence in Gibson County and was granted probation for his sentence in Dyer County. -2- sentences of three years each. On April 10, 1995, the defendant was convicted of one count of burglary 1 and five counts of aggravated burglary, a Class C felony, under Docket No. 6112. The court imposed a four-year sentence for the burglary count and six-year concurrent sentences for each of the five counts of aggravated burglary. This effective six-year sentence was to run consecutively to the sentences imposed under Docket No. 5889. On October 22, 1993, the defendant was granted probation for the balance of his sentences under Docket No. 5889. In September of 1994, the State filed a petition to revoke his probation, but the court denied it. In February 1995, the State filed another petition to revoke the defendantÕs probation. On April 11, 1995, the court denied this second petition and allowed the defendant to serve his sentences under Docket Nos. 5889 and 6112 with the Synergy Foundation Program instead of the county jail.2 The court later allowed the defendant to transfer the balance of his sentence from the Synergy Foundation to the Serenity House Program. In December of 1996, the State filed a third petition for revocation, and the court denied the petition. After the defendant completed the Serenity House drug treatment program, the court suspended the defendantÕs sentences and placed him on supervised probation. On February 27, 1997, the trial court issued an order waiving the defendantÕs probation fees and imposing a minimum payment of $50 per month toward restitution. In this order, the court noted that the defendant was still under probation for Docket No. 6112 and had consented to a two-year extension of his probation for Docket No. 5889. On October 12, 2000, the defendantÕs probation officer filed a probation violation report, citing that the defendant had not contacted her in over a year and had not paid the restitution. The State then filed the instant petition to revoke probation. On January 22, 2001, the trial court revoked the defendantÕs probation after a hearing. The defendant and his probation officer testified at the revocation hearing. The probation officer testified that the defendant had failed to report to her in over a year and had failed to make court-ordered payments of $50 a month toward restitution. The defendant testified that he was unable to make restitution payments because he had financial problems after starting his own business. The defendant stated that he did not make restitution payments for several months and then made a payment of $700 or $800 for the Docket No. 5889 sentence. He also testified that when the restitution was due under Docket No. 6112, he was unable to pay it and had suffered a back injury. The defendant admitted that he would not be at the hearing if he had reported to his probation officer and made the restitution payments as ordered. On cross-examination, the defendant admitted that he was being sued by a finance company over a loan he had gotten to purchase a truck. -3- After hearing the evidence, the trial court noted that the defendant had been allowed to participate in two programs that enabled him to avoid incarceration. The court emphasized that the defendant had no contact with his probation officer for a period exceeding one year and did not regularly pay his restitution. The court also noted that while the defendant was able to pay or come up with a $20,000 bond for his probation violation, he was unable to pay his restitution according to schedule. Based on the evidence, the trial court found that the defendant violated his probation and determined that revocation was proper. The defendant filed a motion for an evidentiary hearing and a motion for correction and/or modification of sentence, and the trial court denied both these motions. On May 10, 2001, this court granted the defendant a delayed filing of appeal. ANALYSIS I. Sufficiency of the Evidence at Probation Revocation Hearing A trial court is granted broad authority to revoke a suspended sentence and to reinstate the original sentence if it finds by the preponderance of the evidence that the defendant has violated the terms of his or her probation and suspension of sentence. Tenn. Code Ann. ¤¤ 40-35-310 and 40-35- 311 (1997). The revocation of probation lies within the sound discretion of the trial court. State v. Harkins, 811 S.W.2d 79, 82 (Tenn. 1991); State v. Stubblefield, 953 S.W.2d 223, 226 (Tenn. Crim. App. 1997); State v. Mitchell, 810 S.W.2d 733, 735 (Tenn. Crim. App. 1991). A trial courtÕs revocation of probation will not be reversed on appeal unless the court abused its discretion. Harkins, 811 S.W.2d at 82 (citing State v. Williamson, 619 S.W.2d 145, 146 (Tenn. Crim. App. 1981)). To show an abuse of discretion in a probation revocation case, Òa defendant must demonstrate Ôthat the record contains no substantial evidence to support the conclusion of the trial judge that a violation of the conditions of probation has occurred.ÕÓ State v. Wall, 909 S.W.2d 8, 10 (Tenn. Crim. App. 1994) (quoting State v. Delp, 614 S.W.2d 395, 398 (Tenn. Crim. App. 1980)). The proof of a probation violation need not be established beyond a reasonable doubt, but it is sufficient if it allows the trial court to make a conscientious and intelligent judgment. Harkins, 811 S.W.2d at 82 (citing State v. Milton, 673 S.W.2d 555, 557 (Tenn. Crim. App. 1984)). We review this issue, therefore, for an abuse of discretion. The defendant claims the State offered ÒconclusoryÓ evidence in establishing the defendantÕs failure to report and failure to pay his court-ordered restitution. The defendant argues in his brief that he Òspecifically testified that he contacted [his probation officer] on multiple occasions.Ó Actually, his explanation on direct examination as to meetings with his probation officer is lengthy but unclear: [The probation officer] knew where I was working and how I was working and things. And IÕd contact her, and she had told me to report in every three months. We had moved up to that status. -4- I think there was something that happened with the probation time there, back during that domestic violence thing. I contacted [the probation officer], and she said that someone else had gotten the case or whatever and said that they were going to transfer me back to Jackson. I told her that I really didnÕt want to transfer to Jackson, that I wanted to stay there, that, you know, if need be I would just move back to Lauderdale County because I didnÕt want that embarrassment and humiliation to keep following me everywhere I went, the things that I had done, you know, that IÕm not proud of. On cross-examination, however, he responded regarding the infrequency of reporting to Bridget Jump, his probation officer: Q. Since December of 1999, over a year, you have not met with her, and you know that the Court ordered you to meet with this lady, and you havenÕt done either one, have you? A. Yes, maÕam, I did up until the point Ð Q. Since December of 1999, over a year, you have not met with her, and you know that the Court ordered you to do it? A. Yes, maÕam. He also admitted that, as to Docket No. 6112, he had paid no restitution: Q. Okay. But on this case that youÕre being revoked on, 6112, Ms. Jump said you havenÕt paid anything on this case, the five burglaries. A. Right. We conclude that, taking the record as a whole, there was Òsubstantial evidence to support the conclusion of the trial judge.Ó Wall, 909 S.W.2d at 10. The defendantÕs probation officer testified that he had not reported to her in the year preceding the filing of the petition for revocation of probation; and he admitted that he had not. Thus, the evidence that the defendant had violated his probation was not just ÒsubstantialÓ; the violation was admitted. Therefore, we conclude that the trial court did not abuse its discretion in revoking the defendantÕs probation. II. DefendantÕs Due Process Rights The defendant argues that the trial courtÕs revocation of his probation is without evidentiary support and violates his due process rights. In Black v. Romano, 471 U.S. 606, 613, 105 S. Ct. 2254, 2258, 85 L. Ed. 2d 636, 643-44 (1985), the United States Supreme Court reiterated that the due -5- process rights given in a probation revocation proceeding are not as expansive as those rights afforded to defendants in criminal trials. The Court stated, Ò[O]ur precedents have sought to preserve the flexible, informal nature of the revocation hearing, which does not require the full panoply of procedural safeguards associated with a criminal trial.Ó Id. (citations omitted). In Gagnon v. Scarpelli, 411 U.S. 778, 782, 93 S. Ct. 1756, 1760, 36 L. Ed. 2d 656, 662 (1973), the Supreme Court set out the Òminimum requirements of due processÓ for final revocation hearings: Ò(a) written notice of the claimed violations of [probation or] parole; (b) disclosure to the [probationer or] parolee of evidence against him; (c) opportunity to be heard in person and to present witnesses and documentary evidence; (d) the right to confront and cross-examine adverse witnesses (unless the hearing officer specifically finds a good cause for not allowing confrontation); (e) a Ôneutral and detachedÕ hearing body such as a traditional parole board, members of which need not be judicial officers or lawyers; and (f) a written statement by the factfinders as to the evidence relied on and reasons for revoking [probation or] parole.Ó Id. at 786, 92 S. Ct. at 1761-62, 36 L. Ed. 2d at 664 (alterations in original) (quoting Morrissey v. Brewer, 408 U.S. 471, 489, 92 S. Ct. 2593, 2604, 33 L. Ed. 2d 484, 499 (1972)). The defendant argues that his due process rights were violated when the trial court did not differentiate between his expired and unexpired probationary terms when revoking his probation. At the time the trial court revoked his probation, the defendantÕs sentence under Docket No. 5889 had expired. We therefore remand this case to the trial court for entry of a corrected order revoking probation only as to Docket No. 6112. The defendant argues also that his due process rights were violated when the trial court revoked his probation without considering his ability to pay the restitution. In Bearden v. Georgia, 461 U.S. 660, 672, 103 S. Ct. 2064, 2073, 76 L. Ed. 221, 233 (1983), the United States Supreme Court held that during a revocation hearing for failure to pay a fine or restitution, a trial court must Òinquire into the reasons for the failure to pay.Ó In view of the defendantÕs ability to post a $20,000 bond and purchase a new truck during the period that he made no restitution payments as to the convictions resulting from Docket No. 6112, it is not difficult to see why the trial court concluded that the defendant decided to spend his funds on himself rather than the victims of his burglaries. However, because the court had sufficient -6- reason to revoke the defendantÕs probation as a result of his admitted failure to report to his probation officer, it is unnecessary for us to resolve the claim regarding the adequacy of the proof as to his ability to pay restitution. III. Ineffective Assistance of Counsel In Richard Kiser v. State, Nos. 01C01-9503-CC-00071, 01C01-9503-CC-00082, 1995 Tenn. Crim. App. LEXIS 953, at *11 (Tenn. Crim. App. Dec. 6, 1995), this court explained how an ineffective assistance of counsel claim relates to a revocation hearing: [T]he right to counsel at a revocation or probation hearing is not guaranteed by either the Constitution of the United States or the Constitution of the State of Tennessee. Thus, the effectiveness of counsel at a revocation hearing is not a constitutional issue, except in those cases where the performance of counsel is so defective that another right which is constitutionally guaranteed at a revocation hearing is violated. Id. As for his claim that his counsel at the revocation hearing provided ineffective assistance, the defendant asserts that ÒcounselÕs representation was so inadequate that it did not assist Mr. Ammons in either contesting the fact of violation or presenting the substantial reasons that would have excused any failure on his part.Ó The defendantÕs options, especially with regard to his failure to report to his probation officer, were very circumscribed. His probation officer testified at the revocation hearing held on January 22, 2001, that the defendant had failed to report to her since December 1999. The defendant admitted that this was true, although, apparently, he attempted to explain some subsequent agreement with the probation officer regarding the reporting requirement. As to the failure to report violation, there is no explanation of what an effective counsel would have done that his own counsel did not. The probation officer testified that he had not reported to her in a year, and he admitted that he had not. Accordingly, we conclude that this claim is without merit. CONCLUSION We affirm the judgment of the trial court revoking the defendantÕs probation but remand for entry of a corrected order revoking probation only as to Docket No. 6112. ___________________________________ ALAN E. GLENN, JUDGE 1 The docket numbers used herein are as they appear on the trial courtÕs indictments. IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT NASHVILLE Assigned on Briefs May 14, 2002 STATE OF TENNESSEE v. JESS R. AMONETTE Appeal from the Circuit Court for Williamson County Nos. II-11-100 & II-100-10 Timothy Easter, Judge No. M2001-02952-CCA-R3-CD - Filed August 29, 2002 Jess R. Amonette appeals from the Williamson County Circuit CourtÕs revocation of his probationary sentence. He claims that the lower court exceeded its discretion in revoking probation and ordering him to serve his sentence in confinement. In case number II-100-10, we notice as a matter of plain error that the sentence expired prior to initiation of revocation proceedings. We therefore reverse the revocation order and dismiss revocation proceedings in that case. In case number II-11-100, the record does not reflect the lower courtÕs findings from which we can determine the basis for its ruling, and we therefore remand for further consideration. Tenn. R. App. P. 3; Judgment of the Circuit Court Reversed and Remanded. JAMES CURWOOD WITT, JR., J., delivered the opinion of the court, in which JOSEPH M. TIPTON and JOE G. RILEY, JJ., joined. Erik R. Herbert, Nashville, Tennessee, for the Appellant, Jess R. Amonette. Paul G. Summers, Attorney General & Reporter; Renee W. Turner, Assistant Attorney General; Ronald L. Davis, District Attorney General; and Mark K. Harvey, Assistant District Attorney General, for the Appellee, State of Tennessee. OPINION In case number II-100-10, the defendant pleaded guilty to second-offense driving under the influence, three counts of simple possession of drugs, and one count of possession of drug paraphernalia. For each of these offenses, he received a sentence of eleven months and twenty-nine days, 60 days of which was to be served in confinement. The sentences were to be served concurrently. In case number II-11-100, 1 the defendant pleaded guilty to one count of simple possession of drugs and one count of possession of drug paraphernalia. For the drug offense, he was sentenced to eleven months and twenty-nine days, 60 days of which was to be served in confinement. 2 It appears from the somewhat anomalous wording of the judgment in case II-11-100 that the defendant was to serve a total of 60 days confinement for both sentences. -2- For the paraphernalia offense, he was sentenced to serve eleven months and 29 days on probation. These sentences were imposed concurrently to each other but consecutively to the sentences in case number II-100-10. Thus, the defendantÕs effective sentence was just shy of two years, with the first 60 days being served in confinement.2 The defendant came before the court to face allegations of probation violations in both cases after two drug screens revealed the presence of narcotics in his body. Amonette admitted the violation; thus, the only issue before the court was the effect of the violation on the probationary sentences originally imposed. The evidence presented was as follows. The defendant, by all accounts, fared well on probation from the time of his sentencing on February 28, 2000, until he failed a drug screen more than one year later on May 23, 2001. According to the defendantÕs testimony, he had completed drug rehabilitation treatment during the earlier portion of his probationary sentence but later relapsed when he was no longer attending follow-up care. He claimed that he voluntarily submitted to an evaluation after the positive screen. He was unable to afford the 30-day inpatient treatment program recommended for him, so he attended some Narcotics Anonymous and Cocaine Anonymous meetings on his own. Nevertheless, he had a second positive drug screen on July 18, 2001. He testified that he was not able to leave his family business for inpatient treatment because a key employee had a stroke in July 2001. Additionally, the defendantÕs grandfather had undergone heart bypass surgery the previous fall and was unable to work in the business as much as he had in the past. The defendant claimed to have changed the friends with whom he associated as part of his effort to remain off drugs, but he had been at a party when someone unexpectedly had drugs. He was enticed to use drugs and thereafter began using about four to five grams of cocaine a month. He acknowledged that he had not gone to his probation officer or his grandfather for assistance with his drug problem. He claimed that he was too ashamed of his relapse to seek his grandfatherÕs assistance. The defendantÕs grandfather testified that the defendant was a valued employee of the family business, which the grandfather owned. He characterized the prospect of the defendantÕs absence as ÒdevastatingÓ for the business. The defendantÕs grandfather had not realized earlier that his grandson had a drug problem, but he offered to pay for treatment if the court would allow the defendant another chance. The defendantÕs probation officer testified that the defendant had done all that was expected of him save passing the drug screens. She stated that she believed the defendantÕs sincerity about addressing his drug problem, and she advocated that the defendant be offered a second chance. Upon receiving the evidence, the court noted the difficulty it faces in dealing with drug-addicted individuals. The court noted further that two individuals who were present in the -3- courtroom that day would be the subject of sentencing hearings later, and these individuals had drug addictions. The court commented that if it extended leniency to Amonette for violating the terms of his probation by using drugs, these other two individuals might not be deterred from further drug use during any probationary period that might be imposed as part of their sentences. The court further commented that Amonette had given his word to the court at sentencing that he would abide by the terms of probation, and he had been warned that a violation would result in revocation. The court did not, however, make any factual findings based upon the evidence presented. For example, the court did not make any determinations relative to witness credibility. The court ordered the probationary sentences in both cases revoked; thus, the defendant was required to serve his sentences in the county jail. I Although the issue has not been raised in this appeal, we note that the defendantÕs sentence in case II-100-10 expired prior to initiation of revocation proceedings. The sentence was imposed on February 28, 2000, and the revocation warrant was filed on June 18, 2001. The effective sentence in case II-100-10 was for eleven months and 29 days, which time expired prior to June 18, 2001. Thus, the lower court erred in allowing the state to pursue revocation in that case. See Tenn. Code Ann. ¤ 40-35-310 (1997) (trial court may revoke suspension of sentence Òat any time within the maximum time which was directed and ordered by the court for such suspensionÓ); State v. Schafer, 45 S.W.3d 553, 555 (Tenn. 2001) (trial court generally must revoke probation within probationary period, although issuance of revocation warrant within probationary period will toll passage of time within which court must act); State v. Larry Ammons, No. W2001-00834-CCA-R3- CD, slip op. at 5 (Tenn. Crim. App., Jackson, Mar. 18, 2002) (lower court erroneously revoked probation in case in which sentence had expired; case remanded for corrected order revoking probation only in unexpired case); State v. Randall Anthony, No. W2000-02234-CCA-R3-CD, slip op. at 3 (Tenn. Crim. App., Jackson, July 6, 2001) (probation erroneously revoked in first of two consecutive sentences because defendant had completed service of first sentence prior to issuance of revocation warrant). At the revocation hearing, the court inquired whether the sentence in case II-100-10 had expired. The state contended that it had not, and the defense essentially conceded that it had not. The state indicated that the judgment forms might have been erroneously prepared, and that if the court believed it was without revocation authority in case II-100-10, then the judgment forms might be the proper subject of amendment for clerical error. However, no such correction was made. Furthermore, all of the defendantÕs convictions are for Class A misdemeanor crimes, the sentence for which generally is not greater than eleven months and 29 days. See Tenn. Code Ann. ¤ 40-35- 111(e)(1) (1997). Thus, unless there was an error in recording the correct crimes which formed the basis of the defendantÕs conviction, the defendant was not eligible for a sentence longer than eleven months and 29 days in case II-100-10. Accordingly, we reverse the lower courtÕs order revoking probation in case II-100-10. 3 Thus, we distinguish this case from State v. Jerry O. Summers, M2001-01358-CCA-R3-CD (Tenn. Crim. App., Nashville, July 19, 2002), in which the court denied the defendantÕs request for further probation following revocation based upon both Òthe conclusion that all others in the court will lose respect for the probation programÓ and the individual facts of that case, including the defendantÕs repeated failures at past rehabilitation. -4- II We now advance to the issue of the propriety of revocation in case II-11-100. The standard of review upon appeal of an order revoking probation is the abuse of discretion standard. State v. Harkins, 811 S.W.2d 79, 82 (Tenn. 1991). For an abuse of discretion to occur, the reviewing court must find that the record contains no substantial evidence to support the conclusion of the trial judge that a violation of the terms of probation has occurred. Id. at 82; State v. Delp, 614 S.W.2d 395, 398 (Tenn. Crim. App. 1980). The trial court is required only to find that the violation of probation occurred by a preponderance of the evidence. Tenn. Code Ann. ¤ 40-35-311(e) (Supp. 2001). Upon finding a violation, the trial court is vested with the statutory authority to "revoke probation and suspension of sentence and cause the defendant to commence the execution of the judgment as originally entered." Id. Furthermore, when probation is revoked, "the original judgment so rendered by the trial judge shall be in full force and effect from the date of the revocation of such suspension." Id. ¤ 40-35-310 (1997). The trial judge retains the discretionary authority to order the defendant (1) to serve his sentence in incarceration; (2) to serve the probationary term, beginning anew; or (3) to serve a probationary period that is extended for up to an additional two years. State v. Hunter, 1 S.W.3d 643 (Tenn. 1999). The decision of the proper consequence embodies a separate exercise of discretion from the initial finding that a violation has occurred. See id. at 647; State v. Ricio L. Conner, No. 02C01-9807-CR-00201 (Tenn. Crim. App., Jackson, Oct. 31, 1999); State v. Duke, 902 S.W.2d 424, 427 (Tenn. 1995). By pleading guilty to the allegations of the violation warrants, the defendant conceded that there was an adequate basis for a finding that he had violated the terms of probation. See State v. Michael Emler, No. 01C01-9512-CC-00424, slip op. at 4 (Tenn. Crim. App., Nashville, Nov. 27, 1996) (where the defendant admits violation of the terms of probation, revocation by the trial court is not arbitrary or capricious); State v. Mitzi Ann Boyd, No. 03C01-9508-CC-00246 (Tenn. Crim. App., Knoxville, Nov. 1, 1996). Thus, the only question we must answer is whether the court abused its discretion in ordering the defendant to serve the remainder of his sentence in the county jail. In that regard, the record reflects that the lower court was concerned with the need to deter other defendants who might receive probation. The record does not reflect, however, whether the court considered any facts relative to the defendant AmonetteÕs case, such as the courtÕs perception of the defendantÕs amenability to rehabilitation, sincerity, and the like. Without any such findings in the record, we are unable to know whether the courtÕs decision was a conscientious and intelligent one based upon the facts of the case.3 Cf. State v. John Earl Turner, E2001-01373-CCA-R3- CD (Tenn. Crim. App., Knoxville, July 12, 2002) (record must reflect courtÕs findings relative to probation revocation). This is particularly the case where, as here, the testimony is essentially 4 Despite the use of a video record in this case, we decline to use the video as a means of substituting our impressions of credibility for those formed by the trial court. -5- undisputed, and the only question for the court is the credibility and sincerity of the witnesses who offered that testimony to the court. This case is one in which the evidence in the appellate record presents at least a basis for extending some leniency to a possibly penitent defendant with a supportive family and probation officer. However, this court, unlike the lower court, was unable to conduct a first-hand assessment of the defendant, his grandfather, and his probation officer at the time of their testimony.4 As such, the lower court is the proper entity to make appropriate factual findings regarding the believability and reliability of the witnessesÕ testimony, and ultimately, to rule upon the defendantÕs bid for further probation. Accordingly, we reverse the lower courtÕs order revoking the defendantÕs probation in case II-11-100 and remand with instructions that the court make the appropriate factual findings and enter an order in accordance with those findings. Additionally, for the reasons stated above in section I, we reverse the lower courtÕs order revoking the defendantÕs probation in II-100-10. ___________________________________ JAMES CURWOOD WITT, JR., JUDGE 1 The record indicates that there are other convictions, as well. However, no challenge to them is raised in this action. IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT JACKSON Assigned on Briefs October 30, 2001 at Knoxville STATE OF TENNESSEE v. ALFONZO E. ANDERSON Appeal from the Criminal Court for Shelby County No. P24737 Chris Craft, Judge No. W2000-00737-CCA-R3-CO - Filed January 9, 2002 Alfonzo E. Anderson appeals the Shelby County Criminal CourtÕs denial of his petition for the writ of habeas corpus. He claims that the indictment charging him with first degree felony murder is insufficient to allege the offense because it does not allege a factual basis for the underlying felony, attempted aggravated robbery. Because we agree with the lower court that the indictment sufficiently alleges the crime of first degree felony murder, we affirm. Tenn. R. App. P. 3; Judgment of the Criminal Court Affirmed. JAMES CURWOOD WITT, JR., J., delivered the opinion of the court, in which DAVID G. HAYES and JOHN EVERETT WILLIAMS, JJ., joined. Alfonzo Anderson, Pro Se. Paul G. Summers, Attorney General & Reporter; Mark E. Davidson, Assistant Attorney General; William L. Gibbons, District Attorney General; and Paul Goodman, Assistant District Attorney General, for the Appellee, State of Tennessee. OPINION Anderson was convicted of first degree felony murder 1 for the May 19, 1992 killing of Sam Ward and was sentenced to imprisonment for life. In this petition for the writ of habeas corpus, he claims that his conviction is void because the indictment is insufficient in that it fails to allege the facts and circumstances of the underlying felony. The state calls upon us to affirm the lower courtÕs dismissal of this action based upon the petitionerÕs failure to file it in the county in which he is incarcerated, rather than the one in which he was convicted. Code section 29-21-105 requires as much absent an allegation in the petition of -2- a Òsufficient reasonÓ for filing outside the county of incarceration. Tenn. Code Ann. ¤ 29-21-105 (2000). The petitioner claims his reason for filing in Shelby County, rather than Lake County, is that the relevant records and files are in possession of the Shelby County Criminal Court. Repeatedly, we have held that this is not a sufficient basis for filing outside the county of incarceration. See, e.g., Paul Barnett, No. E1999-01583-CCA-R3-CD, slip op. at 2 (Tenn. Crim. App., Knoxville, June 20, 2000); Earl Raines v. State, No. E1999-01340-CCA-R3-PC, slip op. at 2 (Tenn. Crim. App., Knoxville, May 9, 2000), perm. app. denied (Tenn. 2000); Jimmy Wayne Wilson v. State, No. 03C01-9806-CR-00206, slip op. at 4-5 (Tenn. Crim. App., Knoxville, June 24, 1999), perm. app. denied (Tenn. 1999). But cf. Paul Barnett, concurring slip op. at 1-2 (advocating case-by-case determination of justification based upon witness and document location for filing habeas corpus petition outside county of incarceration). The petitioner has presented no argument which has persuaded us to depart from our prior course. Thus, the lower courtÕs dismissal was proper for this reason alone. Likewise, the petitioner is not entitled to relief on the merits of his allegation. In that regard, it is well-settled that a lawful accusation is a condition precedent to jurisdiction, and a judgment obtained in the absence of an indictment alleging each essential element of the offense is a nullity. See State v. Trusty, 919 S.W.2d 305, 309-10 (Tenn. 1996) (citations omitted), overruled on other grounds by State v. Dominy, 6 S.W.3d 472, 473-74 (Tenn. 1999). A defendant is entitled to knowledge of "the nature and cause of the accusation." U.S. Const. amend. VI; Tenn. Const. art. I, ¤ 9. Tennessee law further requires that an indictment state the facts constituting the offense in ordinary and concise language, without prolixity or repetition, in such a manner as to enable a person of common understanding to know what is intended, and with that degree of certainty which will enable the court, on conviction, to pronounce the proper judgment. . . . Tenn. Code Ann. ¤ 40-13-202 (1997) (emphasis added). An indictment has three purposes. It must "provide sufficient information (1) to enable the accused to know the accusation to which answer is required, (2) to furnish the court adequate basis for the entry of a proper judgment, and (3) to protect the accused from double jeopardy." State v. Hill, 954 S.W.2d 725, 727 (Tenn. 1997). In fulfilling its obligations, an indictment must state the facts and circumstances constituting a crime, rather than merely alleging a legal conclusion. State v. Clark, 2 S.W.3d 233, 236 (Tenn. Crim. App. 1998). The factual allegations must pertain to the essential elements of the crime. Id. At the time of AndersonÕs offense, first degree felony murder was defined as Ò[a] reckless killing of another committed in the perpetration of, or attempt to perpetrate any first degree murder, arson, rape, robbery, burglary, theft, kidnapping or aircraft piracy.Ó Tenn. Code Ann. ¤ 39- 13-202(a)(2) (1992) (statute amended 1993, 1994, 1995, 1998). The indictment which forms the basis for AndersonÕs conviction alleges that he Òdid unlawfully and recklessly kill Sam Ward during the perpetration of attempt [sic] aggravated robbery . . . .Ó -3- This court has, on prior occasions, said that a felony murder indictment must allege that the killing was committed during the perpetration of a felony, but specific allegations of the elements and facts of the underlying felony are unnecessary. State v. Jimmy Wayne Baker, No. W1998-00531-CCA-R3-CD, slip op. at 11 (Tenn. Crim. App., Jackson, Mar. 14, 2001), perm. app. denied (Tenn. 2001); Alan D. Lawhorne v. State, No. 273 (Tenn. Crim. App., Knoxville, May 31, 1990), perm. app. denied (Tenn. 1990). Although the petitioner claims that State v. Clark, 2 S.W.3d 233 (Tenn. Crim. App. 1998) requires that the indictment allege the facts and circumstances of the crime of attempted aggravated robbery, that case involved an indictment charging attempted aggravated robbery, not attempted aggravated robbery as the underlying felony of a felony murder indictment. For that reason, Clark is distinguishable. We see no reason to depart from the logic employed in Jimmy Wayne Baker and Alan D. Lawhorne. Accordingly, the lower courtÕs dismissal of the petition for the writ of habeas corpus is affirmed. ___________________________________ JAMES CURWOOD WITT, JR., JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT NASHVILLE Assigned on Briefs December 12, 2001 STATE OF TENNESSEE v. FREDERICK G. ANDERSON Appeal from the Criminal Court for Davidson County No. 2000-B-1053 J. Randall Wyatt, Jr., Judge No. M2001-00708-CCA-R3-CD - Filed March 5, 2002 Frederick G. Anderson appeals his convictions of two counts of attempted aggravated rape, aggravated kidnapping and aggravated burglary. He received his convictions at the conclusion of a jury trial in the Davidson County Criminal Court. Presently serving an effective nine-year sentence as a violent offender, he challenges the sufficiency of the convicting evidence in this appeal. Because we are unpersuaded by the defendantÕs claims, we affirm. Tenn. R. App. P. 3; Judgment of the Criminal Court Affirmed. JAMES CURWOOD WITT, JR., J., delivered the opinion of the court, in which JOE G. RILEY and JOHN EVERETT WILLIAMS, JJ., joined. F. Michie Gibson, Jr., Nashville, Tennessee, for the Appellant, Frederick G. Anderson. Paul G. Summers, Attorney General & Reporter; J. Ross Dyer, Assistant Attorney General; Victor S. Johnson, III, District Attorney General; and Kimberly Cooper and Shelli Neal, Assistant District Attorneys General, for the Appellee, State of Tennessee. OPINION In the light most favorable to the state, the evidence at trial demonstrated that the defendant and the victim became romantically involved in July, 1999. Their relationship deteriorated to the point that the victim ended it in February, 2000. The defendant was very possessive of the victim, and although they were no longer involved, he continued to call and visit the victim seeking reconciliation. He inquired of the victim the identity of individuals with whom she associated and her whereabouts when away from home. During the evening of April 17, 2000, the victim was entertaining a male friend in her apartment. The defendant phoned the victimÕs residence on several occasions. The victimÕs male friend talked to the defendant during one of these phone calls. Shortly thereafter, the defendant arrived at the victimÕs apartment. He began banging on the door, demanding to speak with the 1 The victim denied that the defendant had ever resided with her, although she admitted that he was a houseguest on occasion during their relationship. -2- victim. When the victim did not open the door, the defendant climbed through the bedroom window of the victimÕs six-year-old daughter while the child slept nearby. The victim came into the bedroom, and the defendant took a telephone out of her hand. The defendant then went toward the victimÕs male friend, who was by the front door. The victimÕs male friend, who was scared and thought the defendant might have a weapon, fled the apartment. The defendant closed and locked the front door, and he took the victim by her throat. Angered, he demanded to know why she was doing this to him and who her male friend was. He hit her on the side of her chin. He demanded to know if the victim had slept with her male friend. He then grabbed the victim by her hair and dragged her into a bedroom. He threw her onto the bed, took off her pants, then got on top of her after she fell to the floor. He covered her mouth with his hand so that she could not breathe. The defendant began touching the victimÕs vaginal area, insisting that she was making him do this and he never wanted it to be that way. The defendant attempted to penetrate the victim with his penis, but he could not get an erection. He touched her vaginal area with his penis, however. The defendant began to worry that the police were on their way, and the victim was able to put her pants on and get up off the floor. The defendant took the victim to the living room, and he continued to interrogate her about personal matters and whether the police were coming. The victim was hesitant to attempt an escape because of her daughterÕs presence in the apartment. The defendant eventually ran outside and fled the area. The victimÕs male friend returned with police officers. Thereafter, the victim identified the defendant as the perpetrator of the crimes, and warrants were issued for his arrest. To counter the stateÕs proof, the defendant presented evidence that he and the victim were still romantically involved in April, 2000. He conceded that the relationship was a troubled one. He claimed that they were engaged to be married, although he had previously moved out of the victimÕs apartment due to frequent disagreements with her.1 The defendant claimed to have telephoned the victimÕs apartment on April 17, and as a result of their conversation, he believed that there was an unwelcome stranger in the apartment threatening the victimÕs and her daughterÕs safety. He therefore went to the apartment. The defendant claimed that through a window, he saw the victimÕs daughter sitting on her bed crying. The girl told the defendant that there was a man in the apartment, and she opened her window so that the defendant could come inside. When the victimÕs male friend saw the defendant, he left the apartment. The defendant claims he became suspicious that the man was not a stranger. When he inquired about this, the victim began to cry. He also claimed the victim became amorous, but he wanted no part of it. The defendant believed the victim was being unfaithful to him, -3- and he ended their relationship on the spot. He claimed that the victim pulled on his jacket in an attempt to detain him; however, he left the apartment. Although the transcript of the evidence does not contain the juryÕs verdict, it is apparent from the judgments contained in the record that the jury rejected the defendantÕs version of events and convicted him of two counts of attempted aggravated rape, one count of aggravated kidnapping, and one count of aggravated burglary. The only question before us is that of the sufficiency of the evidence supporting each of the defendantÕs four convictions. When an accused challenges the sufficiency of the convicting evidence, this court must review the record to determine if the evidence adduced at trial is sufficient Òto support the finding by the trier of fact of guilt beyond a reasonable doubt.Ó Tenn. R. App. P. 13(e). This rule is applicable to findings of guilt based upon direct evidence, circumstantial evidence, or a combination of direct and circumstantial evidence. State v. Dykes, 803 S.W.2d 250, 253 (Tenn. Crim. App. 1990), overruled on other grounds by State v. Hooper, 29 S.W.3d 1 (Tenn. 2000). In determining the sufficiency of the convicting evidence, this court does not re-weigh or re-evaluate the evidence. State v. Matthews, 805 S.W.2d 776, 779 (Tenn. Crim. App. 1990). Nor may this court substitute its inferences for those drawn by the trier of fact from circumstantial evidence. Liakas v. State, 199 Tenn. 298, 305, 286 S.W.2d 856, 859 (1956). To the contrary, this court is required to afford the state the strongest legitimate view of the evidence contained in the record as well as all reasonable and legitimate inferences which may be drawn from the evidence. State v. Cabbage, 571 S.W.2d 832, 835 (Tenn. 1978). Questions concerning the credibility of the witnesses, the weight and value to be given the evidence, as well as all factual issues raised by the evidence are resolved by the trier of fact, not this court. Id. at 835. In State v. Grace, 493 S.W.2d 474, 476 (Tenn. 1973), our supreme court said, ÒA guilty verdict by the jury, approved by the trial judge, accredits the testimony of the witnesses for the State and resolves all conflicts in favor of the theory of the state.Ó Because a verdict of guilt removes the presumption of innocence and replaces it with a presumption of guilt, the accused, as the appellant, has the burden in this court of illustrating why the evidence is insufficient to support the verdict returned by the trier of fact. State v. Tuggle, 639 S.W.2d 913, 914 (Tenn. 1982). This court will not disturb a verdict of guilt due to the sufficiency of the evidence unless the facts contained in the record are insufficient, as a matter of law, for a rational trier of fact to find that the accused is guilty beyond a reasonable doubt. Id. at 914. The defendant at bar does not challenge any specific component of the stateÕs proof. Rather, he makes a general assault upon the juryÕs accreditation of the stateÕs evidence over his own. Unfortunately for the defendant, such was the juryÕs fact-finding prerogative. 2 The defendant was charged with both the ÒterrorÓ and the Òbodily injuryÓ modes of aggravated kidnapping, and court minutes reflect that the jury found the defendant guilty of both modes of the offense. -4- In the light most favorable to the state, the evidence demonstrates that the defendant had embarked upon a campaign of unwelcome attention, if not outright harassment, of the victim after the demise of their romantic relationship. On the night of April 17, the defendant forced his way into the victimÕs home through a window after discovering that another man was inside with the victim. The defendant approached the other man. Frightened and concerned that the defendant might have a weapon, the other man fled. The defendant forcibly detained the victim in the apartment, and he touched her vaginal area with his fingers and his penis. The victim had bruises and scratches on her arms, legs and chin from the incident. The crimes of which the defendant was convicted are defined, in pertinent part, as follows: Attempted Aggravated Rape (Aggravated Rape) Aggravated rape is unlawful sexual penetration of a victim by the defendant or the defendant by a victim accompanied by any of the following circumstances: . . . (2) The defendant causes bodily injury to the victim . . . . Tenn. Code Ann. ¤ 39-13-502(a)(2) (1997). (Criminal Attempt) A person commits criminal attempt who, acting with the kind of culpability otherwise required for the offense: . . . (3) Acts with intent to complete a course of action or cause a result that would constitute the offense, under the circumstances surrounding the conduct as the person believes them to be, and the conduct constitutes a substantial step toward the commission of the offense. Tenn. Code Ann. ¤ 39-12-101(a)(3) (1997). Aggravated Kidnapping 2 Aggravated kidnapping is false imprisonment, [defined as knowingly remov[ing] or confin[ing] another unlawfully so as to interfere substantially with the other's liberty], committed: . . . (3) With the intent to inflict serious bodily injury on or to terrorize the victim or another; [or] -5- (4) Where the victim suffers bodily injury . . . . Tenn. Code Ann. ¤ 39-13-304(a)(3), (4) (1997); see Tenn. Code Ann. ¤ 39-13-302(a) (1997) (false imprisonment). Aggravated Burglary A person commits [aggravated] burglary who, without the effective consent of the property owner: . . . (3) Enters a [habitation] and commits or attempts to commit a[n] . . . assault . . . . Tenn. Code Ann. ¤¤ 39-14-402, -403 (1997). Upon consideration of the evidence in the light most favorable to the state, we are persuaded that the evidence sufficiently supports each of the defendantÕs four convictions. As outlined in our factual recitation above, the state made its case for each of these crimes. Nothing in the defendantÕs appellate argument convinces us otherwise. Accordingly, the judgment of the trial court is affirmed. ___________________________________ JAMES CURWOOD WITT, JR., JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT JACKSON Assigned on Briefs August 6, 2002 LEE O. ANDERSON v. STATE OF TENNESSEE Appeal from the Circuit Court for Fayette County No. 4786 Jon Kerry Blackwood, Judge No. W2001-02951-CCA-R3-PC - Filed September 5, 2002 The petitioner, Lee O. Anderson, appeals the Fayette County Circuit CourtÕs denial of his petition for post-conviction relief from his convictions for delivery of one-half gram of cocaine and delivery of less than one-half gram of cocaine. This court affirmed the judgments of conviction. See State v. Lee O. Anderson, No. W2000-00671-CCA-R3-CD, Fayette County (Tenn. Crim. App. Feb. 9, 2001), app. denied (Tenn. June 25, 2001). The petitioner claims that he received the ineffective assistance of counsel because his trial attorney (1) failed to present evidence of the petitionerÕs treatment for drug addiction in order to support a casual exchange defense and (2) failed to raise an insufficiency of the evidence claim on appeal of his convictions. We affirm the judgment of the trial court. Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Affirmed JOSEPH M. TIPTON, J., delivered the opinion of the court, in which THOMAS T. WOODALL and JOHN EVERETT WILLIAMS, JJ., joined. Shana McCoy-Johnson, Somerville, Tennessee, and Didi Christie, Brownsville, Tennessee for the appellant, Lee O. Anderson. Paul G. Summers, Attorney General and Reporter; Braden H. Boucek, Assistant Attorney General; Elizabeth T. Rice, District Attorney General; and Ryan D. Brown, Assistant District Attorney General, for the appellee, State of Tennessee. OPINION This courtÕs opinion in the petitionerÕs appeal of his convictions recounts the following facts: On November 21, 1998, the defendant was approached by an undercover police officer who was working as part of a drug sting operation that was being conducted by law enforcement officials. During the first of three sales the defendant made to the undercover -2- police officer, the defendant sold $35 worth of crack cocaine to the undercover officer, which was later tested and found to weigh .1 grams. On November 25, 1998, the same undercover officer made contact with the defendant a second time and asked the defendant to sell him $60 worth of crack cocaine. The defendant told the undercover officer to drive his car to the same area where the defendant had sold crack cocaine to the officer four days earlier. After a brief wait, the defendant met the officer and sold the officer $60 worth of crack cocaine. To play the role of a thankful drug user who appreciated the defendant getting the crack cocaine for him, the undercover officer gave the defendant some of the drugs. When the crack cocaine was later tested, it weighed .3 grams. Finally, on November 28, 1998, the same undercover officer was flagged down by the defendant. On this third occasion, the defendant and the undercover officer returned to the area where the previous two drug transactions occurred. When the two arrived, the undercover officer told the defendant that he wanted to buy $100 worth of crack cocaine. The defendant then got out of the undercover officerÕs car, left for a short time, and then returned. When the defendant returned with the crack cocaine, the defendant found someone else in the car with the undercover officer. The defendant proceeded to run the other person off, telling that person that the undercover officer was Òhis customer.Ó The transaction then occurred, ending with the undercover officer again giving the defendant some of the crack cocaine. When the crack cocaine was later tested, it weighed .5 grams. On July 26, 1999, the defendant was indicted by a Fayette County Grand Jury for two counts of delivery of a controlled substance in an amount less than .5 grams, to wit cocaine, and one count of delivery of a controlled substance in an amount equal to .5 grams, to wit cocaine. The defendant was subsequently arrested . . . . A jury convicted the petitioner of delivery of one-half gram of cocaine, a Class B felony; delivery of less than one-half gram of cocaine, a Class C felony; and simple possession of cocaine, a Class A misdemeanor. The trial court sentenced him as a career offender to concurrent sentences of thirty years for the delivery of one-half gram of cocaine conviction; fifteen years for the delivery of less than one-half gram of cocaine conviction; and eleven months, twenty-nine days for the simple possession conviction. -3- At the post-conviction evidentiary hearing, the petitioner testified that his trial attorney, who was retained, never explained to him the elements of the delivery of cocaine offenses and that he never understood his offenses. He acknowledged that there may have been witnesses who could have helped in his defense and that his attorney did not investigate them. He said he was addicted to drugs and alcohol at the time of the offenses. He said that between the time of the crimes in 1998 and the time of his arrest in 1999, he got help for his addictions through the J. B. Summer Treatment Program, Memphis Mental Health Institute (MMHI), New Directions Rehab, and Alcoholics Anonymous. The defense submitted records of the petitionerÕs treatment at the J. B. Summer Counseling Center and MMHI to the trial court. The petitioner testified that he was working and Òback on trackÓ when he was indicted and arrested for the offenses. He said his attorney did not pursue any defenses other than casual exchange and simple possession. He said that his attorney never discussed using records from the drug treatment centers as evidence for his casual exchange defense and that his attorney did not call witnesses from the treatment centers to testify. He said that his family members knew about his addictions and that his attorney did not call them to testify in his defense. The petitioner acknowledged that although he had wanted his attorney to pursue an entrapment defense, he never discussed entrapment with his attorney. The petitioner acknowledged that he had several prior felony drug convictions, that he was on parole at the time of trial, and that his attorney filed motions regarding whether those prior convictions could be used against him at trial. He said that he and his attorney discussed his right to testify and that his attorney indicated it was unnecessary for him to testify because the attorney Òhad covered everything.Ó He said he took his attorneyÕs advice and did not testify at trial or his sentencing hearing. When asked if he ever expressed a wish to testify, the petitioner replied, ÒNow I do.Ó He said that his trial attorney was appointed to represent him in the appeal of his convictions. He said he did not know if his attorney alleged on appeal that the evidence was insufficient to support the convictions. On cross-examination, the petitioner testified that he spoke with his attorney about six times before trial. He said that although his attorney explained unlawful delivery to him, his attorney did not fully explain it. He stated that he said something to his attorney about presenting records from the drug treatment centers at trial. He acknowledged that his attorney did not tell him that he could not testify. Lily Anderson, the petitionerÕs mother, testified that the petitioner lived with her before his 1999 arrest. She said that in 1997 and 1998, the petitioner was addicted to drugs. She acknowledged that he went to several rehabilitation centers and that after his release from rehabilitation, he got a job. She said that at the time of the petitionerÕs arrest, he also was attending counseling sessions for his addictions. She said the petitionerÕs attorney did not ask her to testify at the petitionerÕs trial. The petitionerÕs trial attorney testified that his law practice focused on criminal defense. He said that he had hoped to work out a plea agreement for the petitioner but that the state would not -4- consent to it. He said he met with the petitioner about six times before trial. He said he explained unlawful delivery to the petitioner and how it differed from casual exchange. He said he thought the petitioner understood the elements of the offenses. He said the only way to defend the case was to argue casual exchange. He said that entrapment was not a possible defense because the state could have shown with the petitionerÕs prior convictions that he was predisposed to commit the crimes. The attorney testified that the petitioner had pled guilty to six or eight prior felony drug offenses. He said he told the petitioner that if the petitioner was convicted, the trial court would sentence him as a career offender and he would have to serve sixty percent of his sentence in incarceration. He acknowledged that the petitioner helped him prepare a trial strategy. He said the petitioner had planned to testify about the petitionerÕs treatment for drug addiction and that the testimony would have supported the casual exchange defense. He said that through his cross-examination of the stateÕs witnesses, the jury heard about the petitionerÕs drug addiction, and, therefore, the petitioner did not need to testify. He said that when the petitionerÕs testimony became unnecessary, he recommended to the petitioner that he not testify. He said that although the trial court had ruled that the state could not impeach the petitioner with prior convictions, he was afraid the petitioner would open the door to the prior eight felonies. He said that he explained the risk in testifying to the petitioner and that the petitioner did not argue with him. The attorney testified that he interviewed the stateÕs witnesses, including Undercover Officer Dan Feathers, who was involved in the drug transactions. He said that he filed a request for discovery and that the state turned over a videotape showing the petitioner. He said that he handled the petitionerÕs appeal and that he did not raise a sufficiency of the evidence claim. He said he regretted not arguing on appeal that the evidence was insufficient to support the petitionerÕs convictions. On cross-examination, the attorney testified that he did not remember a confidential informant being involved in the petitionerÕs case. He said that the evidence showed at trial that the petitioner was a drug addict. He said he did not introduce the petitionerÕs rehabilitation records into evidence because he did not think they would add anything to the defense. The trial court denied the petitioner post-conviction relief. In its order, the trial court stated, PetitionerÕs basic contention is that counsel failed to present evidence that after the alleged event took place the petitioner began a process of drug and alcohol rehabilitation. Specifically, petitioner believed counsel should have presented reports from rehabilitative centers showing petitionerÕs treatment, as well as witnesses who could testify that petitioner had straightened out his life. The purpose of this evidence was to show that petitioner was a user of drugs and not a drug dealer. Counsel for petitioner testified that this was exactly the trial strategy he pursued. Further, the record indicated that the StateÕs -5- proof conceded that the petitioner was a user. Therefore, counsel felt that this proof was amply before the jury. The trial court did not address the attorneyÕs failure to raise an insufficiency of the evidence claim on direct appeal. Under the Sixth Amendment, when a claim of ineffective assistance of counsel is made, the burden is on the petitioner to show (1) that counselÕs performance was deficient and (2) that the deficiency was prejudicial in terms of rendering a reasonable probability that the result of the trial was unreliable or the proceedings fundamentally unfair. Strickland v. Washington, 466 U.S. 668, 687, 104 S. Ct. 2052, 2064 (1984); see Lockhart v. Fretwell, 506 U.S. 364, 368-72, 113 S. Ct. 838, 842-44 (1993). The Strickland standard has been applied to the right to counsel under Article I, Section 9 of the Tennessee Constitution. State v. Melson, 772 S.W.2d 417, 419 n.2 (Tenn. 1989). In Baxter v. Rose, 523 S.W.2d 930, 936 (Tenn. 1975), our supreme court decided that attorneys should be held to the general standard of whether the services rendered were within the range of competence demanded of attorneys in criminal cases. Further, the court stated that the range of competence was to be measured by the duties and criteria set forth in Beasley v. United States, 491 F.2d 687, 696 (6th Cir. 1974), and United States v. DeCoster, 487 F.2d 1197, 1202-04 (D.C. Cir. 1973). Also, in reviewing counselÕs conduct, a Òfair assessment of attorney performance requires that every effort be made to eliminate the distorting effects of hindsight, to reconstruct the circumstances of counselÕs challenged conduct, and to evaluate the conduct from counselÕs perspective at the time.Ó Strickland, 466 U.S. at 689, 104 S. Ct. at 2065; see Hellard v. State, 629 S.W.2d 4, 9 (Tenn. 1982). Thus, the fact that a particular strategy or tactic failed or even hurt the defense does not, alone, support a claim of ineffective assistance. Deference is made to trial strategy or tactical choices if they are informed ones based upon adequate preparation. See Hellard, 629 S.W.2d at 9; DeCoster, 487 F.2d at 1201. In a post-conviction case, the burden is on the petitioner to prove by clear and convincing evidence his grounds for relief. Tenn. Code Ann. ¤ 40-30-210(f). On appeal, we are bound by the trial courtÕs findings of fact unless we conclude that the evidence in the record preponderates against those findings. Fields v. State, 40 S.W.3d 450, 456 (Tenn. 2001). We review the trial courtÕs conclusions as to whether counselÕs performance was deficient and whether that deficiency was prejudicial under a de novo standard with no presumption of correctness. Id. at 457. First, the petitioner claims that he received the ineffective assistance of counsel because his trial attorney failed to present evidence of the petitionerÕs treatment for drug addiction. He claims that this evidence was necessary to persuade the jury that he was a drug addict who was guilty of casual exchange. The state contends that the petitioner was not prejudiced by his attorneyÕs failure to present the evidence because the evidence was cumulative. We believe that the petitioner has failed to demonstrate that he received the ineffective assistance of counsel. -6- At the evidentiary hearing, the petitionerÕs trial attorney stated that evidence of the petitionerÕs drug treatment was not needed because state witnesses testified at trial that the petitioner was a drug addict. Our review of the trial transcript reveals that Officer Feathers was the only state witness who made statements about the petitionerÕs being addicted to drugs. During the defenseÕs cross-examination of Officer Feathers, the following exchange occurred: Q. Investigator, you have known Mr. Anderson for a while, havenÕt you? A. ThatÕs correct. Q. How long have you known him? A. Approximately, 20 something years. Q. A long time? A. Yes. Q. You know he is a crack addict? A. I know that he has an addiction. Q. You donÕt know that it is crack cocaine? A. Not personally. Q. But you know that he is addicted to some kind of drug? A. Alcohol or cocaine. I know that he has some type of addiction. Q. You know that he knows who most of the drug suppliers are around Fayette County? A. Most of them. . . . . Q. DonÕt you also know that he accommodates and helps out those who are looking for drugs, and he gets him a little something for doing so? -7- A. He assisted in three cases, yes. Q. You are not suggesting that thatÕs the only three times that he has ever done that? A. No. Q. In fact, you know that he has done that a lot? A. ThatÕs correct. During closing statements, the defense argued to the jury that the petitioner was a cocaine addict who was guilty of casual exchange. Although additional evidence of the petitionerÕs drug addiction was available to bolster his casual exchange defense, we believe he has failed to show that he was prejudiced by his attorneyÕs failure to present such evidence. At trial, the defense questioned Officer Feathers about the petitionerÕs drug addiction, and Officer Feathers testified that the petitioner was addicted to cocaine or alcohol. In addition, the defense argued the petitionerÕs drug addiction and casual exchange defense to the jury during closing statements. Moreover, the evidence in the trial regarding the drug sales strongly militates against casual exchange. In light of the proof and argument at trial, we conclude that the petitioner has failed to demonstrate that he received the ineffective assistance of counsel. The petitioner also contends that his trial attorney was ineffective for failing to argue on appeal that the evidence was insufficient to support his convictions. However, when viewed in the light most favorable to the state, the evidence is sufficient to show that the petitioner committed the offenses. Therefore, he has not shown by clear and convincing evidence that his attorney was ineffective for failing to raise the issue on appeal. Based on the foregoing and the record as a whole, we affirm the judgment of the trial court. ___________________________________ JOSEPH M. TIPTON, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT NASHVILLE June 18, 2002 Session STATE OF TENNESSEE v. JOHN W. ARCHEY Direct Appeal from the Circuit Court for Franklin County No. 13629 J. Curtis Smith, Judge No. M2001-02148-CCA-R3-CD - Filed July 26, 2002 A Franklin County jury convicted the Defendant of reckless driving. On appeal, the Defendant challenges the sufficiency of the convicting evidence. The Defendant also claims that the trial courtÕs jury instruction for reckless driving was in error. After a careful review of the record, we affirm the judgment of the trial court. Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Affirmed ROBERT W. WEDEMEYER, J., delivered the opinion of the court, in which DAVID G. HAYES and ALAN E. GLENN, JJ., joined. David O. McGovern, Assistant Public Defender, Jasper, Tennessee, for the Appellant, John W. Archey. Paul G. Summers, Attorney General and Reporter; Elizabeth T. Ryan, Assistant Attorney General; James Michael Taylor; District Attorney General; and William Copeland, Assistant District Attorney General, for the Appellee, State of Tennessee. OPINION I. BACKGROUND The Franklin County Grand Jury indicted the Defendant for one count of drag racing and for one count of reckless driving. The indictment alleges that both offenses occurred on September 24, 2000. The Defendant was tried by a jury of his peers for both charges on May 4, 2001. At the conclusion of the trial, the jury found the Defendant not guilty of drag racing, but found him guilty of reckless driving. The trial court imposed a sentence of six months, probated except for forty-eight hours of incarceration, and imposed a $500 fine. II. FACTS -2- At trial, Officer John Stewart, a twelve-year veteran of the Winchester, Tennessee Police Department, testified that on the morning of September 24, 2000, he was off-duty. Officer Stewart stated that he was driving on Highway 41-A in Winchester and pulled up to a red light at Òthe old Wal-Mart building.Ó StewartÕs vehicle was behind a Pontiac Firebird at the red light, when a red Corvette pulled up to the red light next to the Firebird. Stewart testified that he then observed both cars revving their engines and thought, ÒWell, theyÕre going to get it on, which they did.Ó He then observed both vehicles leave the red light at a high rate of speed with their tires Òsquawking.Ó Officer Stewart noted the license tag numbers of the two vehicles and learned through dispatch that the Corvette was registered to the Defendant. Stewart observed the two vehicles stop at another red light and again depart in a similar manner. Officer Stewart described the second light as the Òhigh school red light.Ó The two vehicles repeated this process at yet a third light, described by Officer Stewart as the ÒAction Video red light.Ó Shortly thereafter, the Corvette slowed down and Officer Stewart was able to drive parallel to the car long enough to see the Defendant, who was wearing a blue-jean jacket and a baseball cap. Officer Stewart further testified that cars were coming in other lanes and that people were standing on the left side of the red light at the Wal-Mart. Officer Stewart observed other individuals in the Firebird in addition to the driver. He estimated that the Corvette and Firebird reached speeds as high as eighty miles per hour during the incident. The next day, Officer Stewart located the Defendant at his home, where he appeared to be wearing the same blue-jean jacket he had worn the previous day. Officer Stewart issued citations to the Defendant for the offenses of drag racing and reckless driving. At trial, the Defendant testified and also called several witnesses in an unsuccessful attempt to convince the jury that he was not the driver observed by Officer Stewart and in an attempt to show that the red Corvette observed by Officer Stewart did not belong to him. III. ANALYSIS A. Jury Instruction The Defendant was convicted of reckless driving, which is defined in Tennessee Code Annotated ¤ 55-10-205 as follows: 55-10-205. Reckless driving. - (a) Any person who drives any vehicle in willful or wanton disregard for the safety of persons or property commits reckless driving. (b) A violation of this section is a Class B misdemeanor. The Defendant first argues that the trial court improperly instructed the jury on the offense of reckless driving. Specifically, the Defendant argues that the trial court failed to instruct the jury as provided in Tennessee Pattern Jury Instruction 38.12, that to constitute willful disregard for the safety of persons or property there must be a designed purpose, an intent to do the wrong, while to constitute wanton disregard the party doing the act or failure to act must be conscious of his conduct and though having no intent to injure must be conscious from his knowledge of surrounding circumstances and existing conduct that his conduct may naturally or probably result -3- in injury. Although the Defendant did not request the instruction at trial, he argues that the omission of this language by the trial court was reversible error. The State contends that the trial court, while not instructing the jury verbatim from Tennessee Pattern Jury Instruction 38.12, nonetheless properly instructed the jury as to the elements of the offense of reckless driving and gave the jury appropriate definitions of ÒwillfulÓ and Òwanton.Ó We agree with the State. The trial courtÕs instruction to the jury on reckless driving was as follows: For you to find the Defendant guilty of this offense, the State must have proven beyond a reasonable doubt the existence of the following essential elements. (1) the Defendant drove a vehicle; and (2) that driving was in willful or wanton disregard for the safety of persons or property. Now, for definitions. A willful act is one done intentionally and knowingly. The definition of intentionally means doing an act by design or purpose, a determination to act in a certain way or do a certain thing. A person acts intentionally when that person acts with a conscious objective either to cause a particular result or to engage in a particular conduct. Knowingly means with knowledge, and in a criminal proceeding means that the defendant knew what he was about to do and with such knowledge proceeded to do the act charged. A person acts knowingly if that person acts with an awareness either that his conduct is of a particular nature or that a particular circumstance exists. A wanton act is one done with reckless disregard of the consequences or rights or safety of others. The trial court set forth the elements of the offense and provided the jury definitions of Òa willful actÓ and Òa wanton act.Ó We agree with the State that the definitions utilized by the trial court were not substantially different from those included in the pattern instructions. This Court must review the entire jury charge; we can find error only if, when read as a whole, the charge fails to fairly submit the legal issues or misleads the jury as to the applicable law. State v. Phipps, 883 S.W.2d 138, 142 (Tenn. Crim. App. 1994). This issue is without merit. B. Sufficiency of the Evidence The Defendant next argues that insufficient evidence was presented at trial to convict him of reckless driving. Again, we must respectfully disagree. When an accused challenges the sufficiency of the evidence, an appellate courtÕs standard of review is whether, after considering the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt. Tenn. R. App. P. 13(e); Jackson v. Virginia, 443 U.S. 307, 324 (1979); State v. Duncan, 698 S.W.2d 63, 67 (Tenn. 1985). This rule -4- applies to findings of guilt based upon direct evidence, circumstantial evidence, or a combination of both direct and circumstantial evidence. State v. Pendergrass, 13 S.W.3d 389, 392-93 (Tenn. Crim. App. 1999). In determining the sufficiency of the evidence, this Court should not re-weigh or re-evaluate the evidence. State v. Matthews, 805 S.W.2d 776, 779 (Tenn. Crim. App. 1990). Nor may this Court substitute its inferences for those drawn by the trier of fact from the evidence. State v. Buggs, 995 S.W.2d 102, 105 (Tenn. 1999); Liakas v. State, 286 S.W.2d 856, 859 (Tenn. 1956). Questions concerning the credibility of the witnesses, the weight and value of the evidence, as well as all factual issues raised by the evidence are resolved by the trier of fact. Liakas, 286 S.W.2d at 859. This Court must afford the State of Tennessee the strongest legitimate view of the evidence contained in the record, as well as all reasonable inferences which may be drawn from the evidence. State v. Evans, 838 S.W.2d 185, 191 (Tenn. 1992). Because a verdict of guilt against a defendant removes the presumption of innocence and raises a presumption of guilt, the convicted criminal defendant bears the burden of showing that the evidence was legally insufficient to sustain a guilty verdict. Id. The evidence in this case reveals that Officer Stewart witnessed the Defendant driving his vehicle at excessive speeds on Highway 41-A in Winchester, Tennessee, racing from stop light to stop light with another vehicle occupied by a driver and passengers. The DefendantÕs Corvette was apparently within a few feet of the Firebird with which he was racing, and both vehicles accelerated from zero to up to eighty miles per hour as they traveled past shopping areas and a local high school. Each acceleration resulted in Òsquawking tires.Ó Officer Stewart also testified that cars were coming in other lanes and that people were standing on the left side of the red light at the Wal-Mart. Even if the evidence had shown that the city of Winchester was totally deserted, the Defendant was clearly driving in willful or wanton disregard for the safety of the driver of the Firebird and for the safety of his passengers. The evidence is more than sufficient in this case to prove that the Defendant was driving a vehicle in willful or wanton disregard for the safety of persons or property. This issue is without merit. Accordingly, the judgment of the trial court is AFFIRMED. __________________________________ ROBERT W. WEDEMEYER, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT KNOXVILLE Assigned on Briefs September 25, 2002 CONNIE LEE ARNOLD v. STATE OF TENNESSEE Direct Appeal from the Criminal Court for Carter County No. S15534 Robert E. Cupp, Judge No. E2001-02526-CCA-R3-PC November 13, 2002 The petitioner was convicted of child rape and especially aggravated exploitation of a minor and sentenced to consecutive sentences of twenty-five years and twelve years, respectively. Following the affirmance of his convictions and sentences on direct appeal, he filed a pro se petition for post-conviction relief. Concluding that the claims consisted of conclusory allegations without necessary supporting facts, the post-conviction court dismissed the petition without affording the petitioner the opportunity to amend the petition. The petitioner timely appealed. Following our review, we affirm the dismissal of the petition. Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Criminal Court Affirmed ALAN E. GLENN, J., delivered the opinion of the court, in which DAVID H. WELLES, J., joined. JOSEPH M. TIPTON, J., filed a dissenting opinion. Connie Lee Arnold, Only, Tennessee, Pro Se. Paul G. Summers, Attorney General and Reporter; Elizabeth B. Marney, Assistant Attorney General; Joe C. Crumley, Jr., District Attorney General; and Kenneth C. Baldwin, Assistant District Attorney General, for the appellee, State of Tennessee. OPINION FACTS The facts which resulted in the convictions of the petitioner are set out in the opinion of this court on direct appeal: Earnest Hendrix, a cab driver, testified that on October 23, 1994, he was driving the defendant from Knoxville to Kingsport. He said that the defendant showed him a photograph depicting oral sex. Mr. Hendrix said that the defendant told him that the penis in the -2- photograph was his and the girl was his daughter. The state introduced a Polaroid photograph into evidence as exhibit two, and Mr. Hendrix identified it as the one displayed by the defendant. He testified that the defendant offered to have his daughter perform oral sex on him in lieu of the cab fare. Mr. Hendrix said that upon their arrival in Kingsport, he called the police. The victim testified that she was eleven years old in October 1994. She said that before Halloween, she was attending to her sick grandmother when her father, the defendant, came to the door and motioned her out of the room. She said the defendant grabbed her arm and took her to his bedroom. She said he put his camera on the dresser, pushed her head down, stuck his penis in her mouth, and told her to go up and down on it. She said that he reached over and pushed the button on the camera. She identified exhibit two as the photograph the defendant made that day. The jury found the defendant guilty of both counts. State v. Connie L. Arnold, No. 03C01-9902-CR-00081, 2000 WL 14691, at *1 (Tenn. Crim. App. Jan. 11, 2000), perm. to appeal denied (Tenn. Sept. 25, 2000). The petition for post-conviction relief consists of nine legal-sized pages, of mostly single-spaced type. Taking the most expansive view of the pro se petition, it appears to combine claims that were raised unsuccessfully at trial and on direct appeal and recasts at least some of them as complaints of ineffective assistance by both trial and appellate counsel. As did the post-conviction court in its review of the petition, we will set out the petitionerÕs claims, as best we understand them. Claiming that he did not receive a fair trial because of pretrial publicity, the petitioner states: Yet Petitioner from Arrest to Trial and ReTrial was subject to The News Media Constant Exploitation of said Charges and No fair trial could ever be had in Carter County and Counsel of Recod [sic] Did Nothing to prevent same to the harms way of Petition in his Day in Court, and Unjust Verdicts, and Illegal Imprisonment for same. No facts or details are provided as to this claim. Apparently, the petitioner reargues the claim made in his direct appeal that the trial court, sua sponte, should have ordered a mental evaluation for him and that, in this regard, both trial and appellate counsel Òweakly arguedÓ this point. However, on appeal, this court determined that Òa reasonable judge in the trial courtÕs position would not have doubted the [petitionerÕs] competency.Ó Arnold, 2000 WL 14691, at *3. The petitioner also claims that his appellate attorney presented a Òweak argumentÓ that certain remarks of the prosecutor during closing statements should have -3- resulted in a mistrial. The offending remarks were not revealed, but we note that, on direct appeal, this court concluded that the StateÕs comment during final argument that the jury Òhad not heard any proof contrary to the stateÕs positionÓ was a ÒproperÓ argument. Id. at *4. The petitioner claims that both trial and appellate counsel were ineffective for failing to present ÒwinableÓ arguments as to ÒTotal FabricationÓ of StateÕs witnesses and for failing to assess or present his lifeÕs history to show he was incompetent. He concludes that counsel was ineffective because a ÒDiminished Capacity Defense [was] Not AllowedÓ and that the trial court admitted illegal evidence by allowing his ex-wife to testify in violation of the marital privilege and by allowing the ÒallegedÓ victim to perjure herself at the trial. Additionally, counsel was ineffective for not presenting arguments on all of the petitionerÕs pro se filings before the trial began and for allowing a ÒGross Miscarriage of JusticeÓ by not seeking an appellate court order prior to the trial to block Òthe Rail-Roading of [the petitioner] by the Bias[ed] and Prejudice[d] [trial court judgeÕs] Gestapo Like Court.Ó These claims are presented as allegations unadorned with any supporting facts. The petitioner complains about the fact that the trial court, apparently, admitted into evidence four photographs of the ÒallegedÓ victim although he was not in the photographs. He asserts that witness credibility was Ònot properly arguedÓ by appellate counsel and, apparently, trial counsel as well. The petitioner argues that Òthere was no strong evidence against [him], just prefabricatedÓ by his ex-wife and that exculpatory evidence was withheld by both the State and his own trial attorney. Apparently, he claims that he is the victim of cruel and unusual punishment because the State transported him in chains even though he had a Òcollapsed Lumbo Sacral SpineÓ and that he was denied his right to a speedy trial. Trial counsel was ineffective for not advising the jury that the proceeding was a ÒMalicious ProsecutionÓ and a ÒVindictive ProsecutionÓ by his ex-wife. Although it is unclear how this claim fits within the petition, if it does at all, he claims that the trial court Òhad a Computer from the Higher Courts access to all cases pertaining to any case and used his Judge Roy Bean Version Nazi Like against Petitioner,Ó which counsel permitted to happen and did not present as an issue on appeal. He claims that, following the convictions, he was sent to Òdeath [row] at Riverbend Maximum Security Prison,Ó which was undeserved cruel and unusual punishment. He argues that trial counsel was ineffective for not investigating his case. He argues that he was denied jail credits and that the trial court, the prosecutor, and his attorney changed the dates on the Òaffidavit, warrant and indictmentsÓ from ÒSeptember 1993 up to October 1994Ó and changed Òcode NoÕsÓ as well. Tennessee Code Annotated section 40-30-206(d) and (f) sets out the circumstances under which a petition for post-conviction relief may be dismissed without a hearing and the procedure for doing so: (d) The petition must contain a clear and specific statement of all grounds upon which relief is sought, including full disclosure of the factual basis of those grounds. A bare allegation that a constitutional right has been violated and mere conclusions of law shall not be sufficient to warrant any further proceedings. Failure to -4- state a factual basis for the grounds alleged shall result in immediate dismissal of the petition. If, however, the petition was filed pro se, the judge may enter an order stating that the petitioner must file an amended petition that complies with this section within fifteen (15) days or the petition will be dismissed. (f) Upon receipt of a petition in proper form, or upon receipt of an amended petition, the court shall examine the allegations of fact in the petition. If the facts alleged, taken as true, fail to show that the petitioner is entitled to relief or fail to show that the claims for relief have not been waived or previously determined, the petition shall be dismissed. The order of dismissal shall set forth the court's conclusions of law. In this matter, the post-conviction court entered a written order setting out its findings of fact and conclusions of law, as to the insufficiencies of the petition. Referring to the pleading requirement of Tennessee Code Annotated section 40-30-206(d) and reciting certain of the conclusory allegations set out in the petition, the post-conviction court stated that Ò[t]his Court has read this Petition no less than three or four times, and each time the result is unmistakably the same, that is, [it is] confusing, and is fatally devoid of facts.Ó The post-conviction court then found: The Court could continue listing numerous instances of these types of allegations by the petitioner, but the need to do so is not necessary. This Court has no alternative in finding that this petition fails to state a clear and specific statement of the grounds upon which relief is sought. Furthermore, it does not contain a full disclosure of the factual basis of the grounds asserted. Finally, the Petition contains [bare] allegations of violations of constitutional rights, and mere conclusions of law. This court is not unmindful that the statute provides that the Trial Court can allow a [pro se] petitioner fifteen (15) days within which to amend the petition to comply with the statute, however, this statute does not mandate that a Judge do so. This court in reading this petition is of the opinion that to allow the fifteen (15) days to amend the petition to comply with the statute would be an exercise in futility. In all fairness to this petitioner, this court has considered whether all the facts stated in the Petition, when taken together, could constitute grounds for ineffective assistance of counsel. In [the] reading of this petition, either three [or] four times, this court finds that the facts do not state any proof of ineffective assistance of -5- counsel in the slightest degree, and does not state any prejudice to this petitioner. As stated in Harris v. State, 996 S.W.2d 840, 842 (Tenn. Crim. App. 1999), Òwhen a trial court determines that a petitioner has not presented a colorable claim or that a claim has been waived, the court may, in its discretion, summarily dismiss the petition without the appointment of counsel.Ó In the instant appeal, the post-conviction court reviewed the petition and determined that it did not present a colorable claim, as we determined, likewise, by our review. Accordingly, we conclude that the post-conviction court did not abuse its discretion in dismissing the post-conviction petition. CONCLUSION Based upon the foregoing authorities and reasoning, we affirm the post-conviction courtÕs dismissal of the petition. ___________________________________ ALAN E. GLENN, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT KNOXVILLE November 27, 2001 Session STATE OF TENNESSEE v. BILLY HAROLD ARNOLD Appeal from the Criminal Court for Sullivan County No. S44,052 Phyllis H. Miller, Judge No. E2000-03157-CCA-R3-CD February 22, 2002 The defendant, Billy Harold Arnold, appeals his misdemeanor theft conviction for which the Sullivan County Criminal Court sentenced him to eleven months twenty-nine days, all suspended except for thirty days confinement, Òday for day.Ó He contests the sufficiency of the evidence, the admission into evidence of prior similar conduct, and his sentence. We affirm the trial court, although we also note that a Òday for dayÓ term of confinement does not bar application of relevant good conduct credit statutes. Tenn. R. App. P. 3 Appeals as of Right; Judgment of the Criminal Court Affirmed JOSEPH M. TIPTON, J., delivered the opinion of the court, in which JOHN EVERETT WILLIAMS and ALAN E. GLENN, JJ., joined. Richard A. Spivey, Kingsport, Tennessee, for the appellant, Billy Harold Arnold. Paul G. Summers, Attorney General and Reporter; Angele M. Gregory, Assistant Attorney General; H. Greeley Wells, Jr., District Attorney General; and Teresa Murray-Smith, Assistant District Attorney General, for the appellee, State of Tennessee. OPINION This theft case arose on December 21, 1999, in a Wal-Mart in Kingsport. David Martin, a Wal-Mart Loss Prevention Associate, testified that he observed the defendant in the store on two separate days, the 21st and either one or two days before. On the first occasion, he saw the defendant go to the electronics department, take a PlayStation video set from the shelf, and leave the department, although electronic equipment purchases were to be made at the electronics department cash registers. Mr. Martin observed the defendant go to the lawn and garden area of the store, obtain a store bag, and place the PlayStation set in the bag. The defendant walked toward the front of the store. Mr. Martin advised an Òexit greeterÓ for the store not to look at or stop the defendant. However, the greeter turned and looked around, at which time the defendant turned and walked through the store. Mr. Martin saw the defendant leave the PlayStation in the foods department, leave the store, and enter a tan Chevrolet van. -2- Mr. Martin testified that on the afternoon of the 21st, he saw the defendant go to the electronics department, obtain a PlayStation with the help of an employee, and then pay for the set in the electronics department. He noted that the cashier marked the box in two places. The defendant left the store and entered the same tan Chevrolet van. Mr. Martin observed the defendant reenter the store, go to the electronics department, reach up and get another PlayStation, mill around some, and then go to the cleaning supplies section of the store. Mr. Martin saw the defendant pull from his pocket a Wal-Mart bag with a receipt on it, which fell off. He saw the defendant take out a pen, appear to mark the setÕs box, and put the set into the bag. He also saw the defendant use a small stapler to staple the receipt to the bag. The defendant then walked out of the store with the bag. Mr. Martin testified that he approached the defendant and had him reenter the store. They went to a back room and waited for the police. Mr. Martin said that the defendant claimed to have purchased the set. He said that at another point, the defendant said that he was bringing the set back for a refund. However, when the defendant was asked to show the pink refund sticker attached to returned property, the defendant did not respond. The defendant told Mr. Martin that his wife brought him to the store, and he denied having a van. After Kingsport police officer James Clark issued the defendant a citation, he and Mr. Martin escorted the defendant out of the store. Mr. Martin said that he and the officer went to the van, and he began taking photographs. He said that the defendant came over from a pay telephone and wanted to know what they were doing, although still denying that it was his van. Mr. Martin said that he saw another PlayStation partially covered with a towel in the console of the van. He also saw mail for which the return address was in the defendantÕs name at the address the defendant had given him. Peggy Derrick testified that she had been a sales clerk for Wal-Mart in the electronics department and had sold the defendant a PlayStation on December 21. She initialed the top of the box on the bar code, placed the box in a bag, and stapled the receipt to the bag. When shown the PlayStation box taken from the defendant, Ms. Derrick identified her initials but denied they were in her handwriting. She also said that she used two staples. The record reflects that the receipt taken from the defendantÕs bag had one staple but staple holes for two other staples. The defendant claimed to have bought the PlayStation in question at Wal-Mart. He said that on Saturday, December 19, he had gone to Wal-Mart with his children. He said he intended to buy a PlayStation for his son and tried to do so without his children seeing him. He explained that his placing the box in a bag, moving about the store, and ultimately leaving the PlayStation in the foods department all arose from this intent. He said that when he believed that he could not succeed, he left the store. The defendant testified that on December 21, he returned to Wal-Mart, bought some action figures for his children, and left. He said he went to his parentsÕ van with the intent to go to Circuit City to buy a PlayStation. He said he had previously bought one at Circuit City that was still in the van. He stated that he decided it was not worth the trip and he returned to Wal-Mart and bought a -3- PlayStation. He testified that Mr. Martin stopped him and he was ultimately charged. The jury convicted him of theft. I. SUFFICIENCY OF THE EVIDENCE The defendant contends that the evidence is insufficient to convict him once conflicts in Mr. MartinÕs testimony are considered and Mr. MartinÕs improper testimony about the defendantÕs previous visit to the store is excluded. We conclude that the evidence is sufficient. Our standard of review when the sufficiency of the evidence is questioned on appeal is Òwhether, after reviewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.Ó Jackson v. Virginia, 443 U.S. 307, 319, 99 S. Ct. 2781, 2789 (1979). This means that we do not reweigh the evidence but presume that the jury has resolved all conflicts in the testimony and drawn all reasonable inferences from the evidence in favor of the state. See State v. Sheffield, 676 S.W.2d 542, 547 (Tenn. 1984); State v. Cabbage, 571 S.W.2d 832, 835 (Tenn. 1978). We believe that any conflicts in Mr. MartinÕs testimony were resolvable by the jury in favor of the state. In fact, the evidence does not reflect any conflicts in Mr. MartinÕs testimony regarding what he saw the defendant do. As for the claim that Mr. MartinÕs testimony regarding the defendantÕs previous visit to the store should be excluded when considering the sufficiency of the evidence, we disagree. Even if, for argument purposes, such evidence was improper, any error in its admission would only result in a new trial. Judicial review of the sufficiency of the evidence to convict that would exclude evidence deemed inadmissible on appeal would unfairly prejudice the prosecution. For instance, if the state knew before the first trial that a particular piece of evidence was inadmissible, it would be entitled to amend its trial strategy and rely on other evidence to make its case. However, when the determination of inadmissibility is made by a court after the trial, the state is foreclosed from those considerations. Needless to say, it would be impossible for the court to know what additional evidence might be available and it would be inappropriate for it to assess the sufficiency of the evidence based only on properly admitted evidence. See State v. Longstreet, 619 S.W.2d 97, 100-01 (Tenn. 1981). Under the circumstances, we conclude that the evidence was sufficient to convict the defendant of theft. II. PRIOR BAD ACT The defendant contends that the trial court erred by allowing the state to illicit testimony from Mr. Martin regarding the events occurring a day or two before the date of the offense. However, as the state points out, the defendant did not file a motion for new trial. Pursuant to Rule 3(e), T.R.A.P., Òno issue presented for review shall be predicated upon error in the admission or exclusion of evidence . . . or other ground upon which a new trial is sought, unless the same was specifically stated in a motion for a new trial; otherwise such issues will be treated as waived.Ó Thus, the issue is not properly before us. However, in oral argument, the defendant argued that the admission of the evidence constitutes plain error and should result in a new trial. -4- Pursuant to Rule 52(b), Tenn. R. Crim. P., we have the discretion to notice an error that has affected the substantial rights of an accused when necessary to do substantial justice. In State v. Adkisson, 899 S.W.2d 626, 641 (Tenn. Crim. App. 1994), this court noted five factors in determining whether an issue merits plain error status: (1) the record must clearly establish what happened in the trial court; (2) a clear and unequivocal rule of law must have been breached; (3) a substantial right of the accused must have been adversely affected; (4) the accused did not waive the issue for tactical reasons; and (5) consideration of the error is necessary to do substantial justice. In the present case, the defendantÕs intent was at issue. Needless to say, proof of his unsuccessful attempt two days before the offense on trial to take a PlayStation without paying for it is very probative of the defendantÕs intent on the day of the offense. Proof of prior attempts to commit the crime on trial may be admissible under Rule 404(b), Tenn. R. Evid., as relevant to intent. See State v. Stephenson, 878 S.W.2d 530, 541-42 (Tenn. 1994). Plain error does not exist in the record before us. III. SENTENCING The defendant contends that the trial court erred Òin finding certain enhancement factors were present and that certain mitigation factors were not.Ó He also argues that to the extent enhancement factors might have been present, Òthe trial court failed to properly balance these with mitigation factors.Ó Appellate review of sentencing is de novo on the record with a presumption that the trial courtÕs determinations are correct. Tenn. Code Ann. ¤ 40-35-401(d). As the Sentencing Commission Comments to this section note, the burden is now on the defendant to show that the sentence is improper. This means that if the trial court followed the statutory sentencing procedure and it gave due consideration and proper weight to the factors and principles that are relevant to sentencing under the 1989 Sentencing Act, as amended, we may not disturb the sentence on appeal. See State v. Fletcher, 805 S.W.2d 785, 789 (Tenn. Crim. App. 1991). In misdemeanor sentencing, in determining the percentage, if any, of the sentence to be served in confinement, the court shall consider the purposes of the Sentencing Act, the principles of sentencing, and the enhancement and mitigating factors. See Tenn. Code Ann. ¤ 40-35-302(d); State v. Troutman, 979 S.W.2d 271, 273- 74 (Tenn. 1998). The trial court was markedly influenced by its view of the defendantÕs illegal behavior. The defendant admitted smoking marijuana, even after he was charged in the present case. The trial court -5- also noted the defendantÕs first attempt to steal a PlayStation and found him to be untruthful, unremorseful, and possessing little potential for rehabilitation. Moreover, it found that for a man in his forties, the defendant had a poor work record and social history. The trial court concluded that Òsome deterrenceÓ was needed and that confinement was necessary to avoid depreciating the seriousness of the conduct. It sentenced the defendant to eleven months twenty-nine days in the county jail, all but thirty days, day for day, being suspended. Relative to the trial courtÕs reliance upon a history of criminal conduct, the defendant does not believe that he should be punished for smoking marijuana when the only source of the information was his candid admission of the fact to the presentence officer. He argues that if sentencing is to address treatment and health matters regarding the defendant, Òit is unwise to punish forthrightness on substance abuse issues unrelated to a conviction.Ó The state does not address this argument, relying only on the fact that this court has previously relied on a defendantÕs admissions regarding drug abuse for enhancing a sentence because of a history of criminal behavior. See State v. Charles S. Jones, No. M1999-02335-CCA-R3-CD, Montgomery County (Tenn. Crim. App. Nov. 9, 2000). We believe that although forthrightness is to be encouraged, a defendant should not be given immunity for his admissions. In this sense, the defendantÕs admission that he smoked marijuana after having been charged in this case does not bode well for the defendantÕs rehabilitation with a short, suspended sentence. In any event, we believe that the trial courtÕs most serious concern was the fact that the defendant had previously attempted to steal a PlayStation. A trial court may rely upon criminal conduct for which a conviction is not obtained if it finds by a preponderance of the evidence that the conduct occurred. See State v. Winfield, 23 S.W.3d 279, 281 (Tenn. 2000). Given the trial courtÕs findings that the defendant had previously attempted to steal property, was untruthful, and was unremorseful, we conclude that a sentence of eleven months twenty-nine days with confinement for thirty days was justified in order for the defendant to appreciate the seriousness of his criminal conduct. We note, though, that the trial courtÕs order that the thirty-day confinement be day for day does not bar application of appropriate conduct credits. See State v. Frank R. Clark, No. M2000-00862-CCA-R3-CD, Warren County (Tenn. Crim. App. July 25, 2001) (for publication). In consideration of the foregoing and the record as a whole, we affirm the judgment of conviction. ___________________________________ JOSEPH M. TIPTON, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT KNOXVILLE Assigned on Briefs November 27, 2001 STATE OF TENNESSEE v. CONNIE LEE ARNOLD Appeal from the Criminal Court for Carter County No. 12165 Lynn W. Brown, Judge No. E2001-00618-CCA-R3-CD January 29, 2002 The defendant, Connie Lee Arnold, appeals from the Carter County Criminal CourtÕs denial of his motion for return of property by the state in its prosecution of him and for return of property and files in the possession of his former trial attorney. The trial court concluded that it had no jurisdiction to rule in the matter. The state agrees with the defendant that the trial court has jurisdiction to act on the motion relative to evidence used in the case and otherwise seized and possessed by the state, but it asserts that property and files possessed by the defendantÕs former attorney should be addressed by the Board of Professional Responsibility or a civil court. Although we hold that the trial court had jurisdiction relative to evidence presented in the case, we affirm the trial court. Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Criminal Court Affirmed JOSEPH M. TIPTON, J., delivered the opinion of the court, in which JOHN EVERETT WILLIAMS and ALAN E. GLENN, JJ., joined. Connie Lee Arnold, Only, Tennessee, Pro Se. Paul G. Summers, Attorney General and Reporter; Kathy D. Aslinger, Assistant Attorney General; Joe C. Crumley, Jr., District Attorney General; and Lisa Rice, Assistant District Attorney General, for the appellee, State of Tennessee. OPINION The defendant was convicted of child rape and especially aggravated sexual exploitation of a minor, and this court affirmed the convictions on appeal. See State v. Connie Lee Arnold, No. 03C01-9902-CR-00081, Carter County (Tenn. Crim. App. Jan. 11, 2000), app. denied (Tenn. Sept. 25, 2000). Subsequently, the defendant filed a motion for return of all property seized by the state. Although the motion states that return is sought of such property that was not used as evidence, it also specifies four photographs that were introduced into evidence. It also specifies photograph albums with photographs, a belt, and a carrying bag. The defendant also filed a motion asking the trial court to require his trial attorney to turn over his files, notes, etc., regarding the case in order that the defendant could proceed with a post-conviction action. -2- In denying the motion, the trial court held that it had no jurisdiction to grant the defendant relief because the underlying criminal case had ended. In agreeing with the defendant that the trial court has jurisdiction relative to items seized by the state in its prosecution of the defendant, the state asserts that statutes empower a trial court to dispose of records, documents, and physical evidence used in judicial proceedings when such evidence is deemed to be no longer needed. See Tenn. Code Ann. ¤¤ 18-1-201, -206. It also notes that this court has concluded that Òa trial court has the inherent authority to determine the custody and control of evidence held in the clerkÕs office.Ó Ray v. State, 984 S.W.2d 236, 238 (Tenn. Crim. App. 1997). We believe that the state has failed to see the limit of the statutes and Ray. The focus of the law cited by the state is upon items entered as evidence in the case. It does not relate to property possessed by law enforcement authorities or prosecutors that was never used as evidence in court. In this respect, we agree with the trial court. We do not see how the trial court can exercise any authority over such property through a motion once the criminal case is at an end. On the other hand, a defendant certainly has the right to sue for the return of property in any court of competent jurisdiction, and the court can rule on the merits. Likewise, we do not believe that the trial court can act pursuant to a motion in a case that has already ended relative to the defendantÕs former attorneyÕs files and related property. Again, the defendant has the right to sue for the return of property in any court of competent jurisdiction, and the merits can be resolved. Even though we hold that the trial court has authority to dispose of evidence used in the case, we do not mean to imply that the defendant is entitled to such evidence. With a criminal case ending in conviction, there is the real potential of the case being reopened through the post-conviction process, included through federal habeas corpus action. In fact, the defendant says he plans to seek post-conviction relief. Also, as a practical matter, as in the present case, filing a record, including the exhibits, with an appellate court brings the exhibits within the jurisdiction of the appellate court. In such event, although the trial court may determine that the return of evidence is warranted, the authorization for the return would have to come from the appellate court. Under the existing circumstances, including the defendantÕs intent to pursue post-conviction relief, we hold that the trial evidence shall remain presently as part of the record in the convicting case. In consideration of the foregoing and the record as a whole, we affirm the trial court. ___________________________________ JOSEPH M. TIPTON, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT KNOXVILLE Assigned on Briefs September 25, 2002 CONNIE LEE ARNOLD v. STATE OF TENNESSEE Direct Appeal from the Criminal Court for Carter County No. S15534 Robert E. Cupp, Judge No. E2001-02526-CCA-R3-PC November 13, 2002 JOSEPH M. TIPTON, J., dissenting. I respectfully dissent. I believe the pro se petition sufficiently complies with the 1995 Post-Conviction Procedure Act and states a colorable claim for relief. In reviewing the sufficiency of a post-conviction petition, we are to accept the allegations as true, unless they are contrary to what has already been adjudicated. See Swanson v. State, 749 S.W.2d 731, 735 (Tenn. 1988). The petition alleges the following: There was a Mistrial of this Case in Mountain City In July 1995 and Judge Brown in Prejudice and Bias Moved it to The Carter County Court. . . . . Yet Petitioner from Arrest to Trial and ReTrial was subject to The News Media Constant [Exploitation] of said Charges and No fair trial could ever be had in Carter County and Counsel of [Record] Did Nothing to prevent same to the harms way of [Petitioner] in his Day in Court, and Unjust Verdicts, and Illegal Imprisonment for same. I conclude that this alleges a colorable claim regarding the ineffective assistance of counsel for failure to seek a change of venue in the face of bad publicity. I would remand the case to the trial court for the appointment of counsel and counselÕs filing of a concise amendment to the petition -2- raising any legitimate grounds for relief the petitioner arguably has. See Tenn. S. Ct. R. 28 ¤ 6(C)(2). _____________________________ JOSEPH M. TIPTON, JUDGE 1 We note that the conviction was entered pursuant to Tenn. Code Ann. ¤ 55-10-401(a)(2), which prohibits driving while having an alcohol concentration of ten hundredths or more. The certified question is therefore dispositive of the case.IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT JACKSON December 4, 2001 Session STATE OF TENNESSEE v. HAROLD D. ARNOLD Appeal from the Circuit Court for Madison County No. 00-651 Donald H. Allen, Judge No. W2001-01450-CCA-R3-CD - Filed February 11, 2002 The Defendant, Harold D. Arnold, pled guilty to driving under the influence of an intoxicant and failure to maintain an accurate log book after the trial court denied his motion to suppress the results of a breath analysis test. The Defendant properly reserved a certified question of law for this Court to determine whether the trial court erred in denying the DefendantÕs motion to suppress.1 We reverse the judgment of the trial court. Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Reversed DAVID H. WELLES, J., delivered the opinion of the court, in which GARY R. WADE, P.J., and DAVID G. HAYES, J., joined. Lloyd R. Tatum, Henderson, Tennessee, for the appellant, Harold D. Arnold. Paul G. Summers, Attorney General and Reporter; J. Ross Dyer, Assistant Attorney General; Jerry Woodall, District Attorney General; and Shaun A. Brown, Assistant District Attorney General, for the appellee, State of Tennessee. OPINION On March 28, 2000, Deputies Marc Byrum and David Watts responded to a call concerning a possible drunk driver of an Òeighteen wheelerÓ tractor-trailer. Upon arrival, the Deputies observed the truck partially lodged in a ditch. A wrecker was called and the Defendant was taken into custody at approximately 11:24 p.m. At 11:30, the officers began to transport the Defendant to the Madison County jail. They arrived at the jail at 11:44 p.m. Deputy Byrum reviewed the implied consent form with the Defendant and prepared the breath analysis machine, and at 11:53 p.m. the breath analysis test was administered. The test revealed that the DefendantÕs blood alcohol concentration was .12%. -2- While transporting the Defendant to the jail, both officers sat in the front seat of the patrol car, and the Defendant sat in the back. The DefendantÕs hands were handcuffed behind him. Deputy Watts testified that he observed the Defendant and engaged him in conversation during the ride to the jail. Deputy Watts acknowledged that he did take his eyes off the Defendant periodically during the drive and while exiting the vehicle, but the Defendant did not belch, regurgitate, or place anything in his mouth during the twenty minutes prior to the breath analysis test. Deputy Byrum testified that he drove the patrol car to the jail and administered the breath analysis test. However, Deputy Byrum stated that he did not in continuously observe the Defendant. In State v. Sensing, 843 S.W.2d 412 (Tenn.1992), our supreme court set forth six elements that the State must establish before the results of a breath-alcohol test may be admitted: 1. The test was performed in accordance with the standards and operating procedure promulgated by the forensic services division of the Tennessee Bureau of Investigation; 2. The testing officer was properly certified in accordance with those standards; 3. The evidentiary breath testing instrument used was certified by the forensic services division, was tested regularly for accuracy and was working properly when the breath test was performed; 4. The motorist was observed for twenty minutes prior to the test, and during this period, did not have foreign matter in his or her mouth, did not consume any alcoholic beverage, smoke, or regurgitate; 5. The testing officer followed the prescribed operational procedure; and 6. The testing officer identifies the printout record offered in evidence as the result of the test given to the person tested. See id. at 416. It is the fourth of these requirements that the Defendant claims was not satisfied in this case. The purpose of the fourth requirement is to ensure Òthat no foreign matter is present in the defendant's mouth that could retain alcohol and potentially influence the results of the test.Ó State v. Cook, 9 S.W.3d 98, 100-01 (Tenn. 1999). Thus, this Court has found that [t]he twenty minute observation requirement of Sensing carries with it two distinct elements. The first is that the State must demonstrate that the Defendant was observed for twenty minutes. An officer may not guess, estimate or approximate the amount of time the subject was under observation. The second element of the requirement is that the State must establish that the subject did not smoke, drink, eat, -3- chew gum, vomit, regurgitate, belch or hiccup during the twenty minutes prior to taking the test. State v. John H. Hackney, No 01C01-9704-CC-00152, 1998 WL 85287, at *2 (Tenn. Crim. App., Nashville, Feb. 20, 1998); State v. Harold E. Fields, No. 01C01-9412-CC-00438, 1996 WL 180706, at *2 (Tenn.Crim.App., Nashville, Apr. 12, 1996). In this case, the test was administered at 11:53 p.m. Thus, the twenty minutes prior to testing required by Sensing began at 11:33 p.m., during the drive to the jail. The Defendant contends that because both officers sat in the front of the car while the Defendant was seated in the back and neither watched the Defendant continuously, the observation period was not continuous. The Defendant argues that the State has thereby failed to satisfy the second element of the observation requirement. We first note that Ò[t]he state must establish compliance with Sensing by a preponderance of the evidence.Ó State v. Deloit, 964 S.W.2d 909, 916 (Tenn. Crim. App. 1997). This Court, in turn, must presume that the trial court's Sensing decision is correct unless the preponderance of the evidence is to the contrary. See State v. Edison, 9 S.W.3d 75, 78 (Tenn. 1999). This Court has examined this issue on numerous occasions. In State v. Korsakov, 34 S.W.3d 534, 541 (Tenn. Crim. App. 2000), this Court held that Sensing does not require an Òunblinking gaze for twenty minutes.Ó We also stated in that case, however, that Òthe officer must be watching the defendant rather than performing other tasks.Ó Id. In Korsakov, this Court found that Ò[the officer's] belief that he would have heard or smelled anything he did not see does not satisfy the prerequisite that the defendant must be observed for twenty minutes.Ó Id. The officer in Korsakov was standing across a counter from the defendant and was not watching him constantly throughout the required twenty minutes. This Court found such a casual observance to be insufficient to ensure that the Defendant did not belch, hiccup, regurgitate, or ingest something because of the concern that while often a belch or regurgitation will produce a noise capable of being heard by another person, this is not always the case. See Fields, supra, at *3. In considering the present case, we find two other opinions from this Court to be particularly instructive. First, in State v. McCaslin, 894 S.W.2d 310 (Tenn. Crim. App. 1994), the first six minutes of the requisite twenty minute observation period prior to a breath analysis test occurred while the officer was driving the defendant to the police station. This Court reversed the trial courtÕs ruling that the test was admissible because Ò[e]ven though the officer stated that he was continually in the presence of the defendant, he cannot say with certainty that the defendant did not regurgitate while out of his view in the back seat of the patrol car from 2:20 a.m. until they arrived at the station.Ó Id. at 311. Next, the trial court in Deloit concluded that the twenty-minute observation period included some minutes while the defendant sat in the back of the police car as the arresting officer filled out paperwork in the front seat. The officer testified that, during this time in the car, he was talking to the defendant and could see the defendant in his rearview mirror. See Deloit, 964 S.W.2d at 915. The trial court admitted the breath test, and this Court found the admission to be error, noting that -4- Ò[t]he officer conceded that he could not observe the defendant while writing on the arrest report.Ó Id. at 916. In rendering our decision in this case, we note that the reason for the twenty-minute observation period is to Òensure[ ] that no foreign matter is present in the defendant's mouth that could retain alcohol and potentially influence the results of the test.Ó Cook, 9 S.W.3d at 101. Our supreme court has found that, Ò[i]f credible proof establishes that the subject did not have foreign matter in the mouth, did not consume any alcoholic beverage, and did not smoke or regurgitate, then the rule is satisfied. . .Ó State v. Hunter, 941 S.W.2d 56, 57-8 (Tenn.1997). In State v. Brad Stephen Luckett, No. M2000-00528-CCA-R3-CD, 2001 WL 227353 (Tenn. Crim. App., Nashville, March 8, 2001), we found Òthat the purpose of the observation period is satisfied where, as here, the officer remains in very close proximity to the defendant for the entire time, engages him or her in conversation (which would assist in determining the presence of foreign matter in the mouth), and loses direct eye contact for only brief intervals of time.Ó Id. at *2. In the present case, approximately ten minutes of the required observation time occurred while the Defendant was being transported to the police station. Unlike McCaslin, a second officer was also a passenger in the patrol car and observed the Defendant during transport. Also, unlike Deloit, there is no evidence that Deputy Watts was filling out a report or some other form of paperwork during the observation time. However, because of factors such as road noise, noise from the police radio, and other distractions that are likely to interfere with an officerÕs observation of a defendant, we must conclude that observation time during transportation of a defendant in the back of a patrol car is suspect. Deputy Watts conceded that he did not continuously observe the Defendant during the ride to the station. He conceded that he could not observe the Defendant during the time he exited the patrol car to remove the Defendant from the back seat. This testimony taken in light of the many distractions present in a patrol car, discount the reliability of Deputy WattsÕ testimony that the Defendant did not belch or regurgitate during the twenty minute observation period. As we have stated before, a belch or regurgitation sufficient to skew the results of a breath analysis test may not produce a sound loud enough to be heard by another person. See Fields, supra, at *3. We find the likelihood of the detection of such a belch or regurgitation even less if the suspect and the observer are separated in the front and back seats of a moving patrol car. We cannot say that Deputy WattsÕ testimony, taken in light of all the circumstances, establishes that the Defendant was sufficiently observed for the requisite twenty-minutes as required by Sensing. Accordingly, we conclude that the evidence preponderates against the trial courtÕs finding that the State met its burden of proving that the Defendant was observed for the requisite twenty minutes prior to being administered the breath-alcohol test. Therefore, the trial court erred in denying the DefendantÕs motion to suppress the results of the breath analysis test. -5- CONCLUSION For the foregoing reasons, we conclude that the trial court erred in denying the DefendantÕs motion to suppress. Accordingly, the judgment of the trial court is REVERSED, the DefendantÕs guilty plea is vacated, and the charge of Driving Under the Influence is dismissed. ___________________________________ DAVID H. WELLES, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT JACKSON Assigned on Briefs November 7, 2001 ROBERT A. ATKINS v. JAMES M. DUKES, WARDEN Direct Appeal from the Circuit Court for Lauderdale County No. 5497 Joseph H. Walker, Judge No. W2001-01311-CCA-R3-CD - Filed January 8, 2002 The petitioner, Robert A. Atkins, appeals the summary dismissal of his petition for writ of habeas corpus by the Lauderdale County Circuit Court. Following a thorough review of the record and applicable law, we reverse the judgment of the circuit court. Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Reversed and Remanded. THOMAS T. WOODALL, J., delivered the opinion of the court, in which GARY R. WADE, P.J., and JOE G. RILEY, J., joined. Robert A. Atkins, Henning, Tennessee, pro se. Paul G. Summers, Attorney General and Reporter; and Peter M. Coughlan, Assistant Attorney General, for the appellee, State of Tennessee. OPINION Background The record on appeal is somewhat sparse. However, we have gleaned from it the following procedural history which led to PetitionerÕs request for habeas corpus relief. In 1985, Petitioner was convicted of second degree murder and a sentence of twenty years was imposed. He was subsequently arrested on felony drug charges, committed while he was on parole for the murder conviction. Petitioner pled guilty to three felony drug offenses and received a sentence of three years and six months for each offense. The trial court ordered the drug offense sentences to be served concurrently with each other. Pertinent to the habeas corpus petition, and this appeal, the convicting court further ordered that the felony drug offense sentences be served concurrently with his sentence for second degree murder. Apparently, his parole relating to the murder case was revoked. At some point, the Department of Correction then notified Petitioner that all three sentences for the felony drug convictions must be served consecutively to the sentence for second degree murder. -2- On April 18, 2001, Petitioner filed his petition for writ of habeas corpus which alleged the following: (1) the order imposing concurrent sentencing pursuant to PetitionerÕs negotiated plea agreement directly contravenes Tennessee Code Annotated section 40-28-123 and is, therefore, illegal; (2) even though concurrent sentences are illegal, the Tennessee Department of Correction is not vested with the authority to modify or alter his sentences to run consecutively; (3) Petitioner is entitled to immediate release because his sentence for the murder conviction has expired; and (4) the Tennessee Department of Correction erred by failing to apply 282 days of jail credit to PetitionerÕs sentence, as ordered in the judgment pertaining to his felony drug possession/sale convictions. In an order dated April 20, 2001, the Lauderdale County Circuit Court dismissed the petition and concluded the following: (1) time credits are Òinternal departmental mattersÓ which are inappropriate for a habeas corpus proceeding and must be addressed via procedures set forth in the Uniform Administrative Procedures Act, Tenn. Code Ann. ¤¤ 4-5-101 to -324; (2) habeas corpus relief is available only in cases where the defendantÕs sentence has expired or when it appears on the face of the judgment or in the record of the underlying proceedings that a convicting court was without jurisdiction or authority to sentence a defendant, thereby rendering the judgment void, and Petitioner did not allege either ground in his petition; and (3) since habeas corpus relief is inappropriate, and the Lauderdale County Circuit Court was not the proper court in which to file a claim for post-conviction relief, the petition must be dismissed. In this appeal, Petitioner challenges the circuit courtÕs summary dismissal of his petition for writ of habeas corpus, restating the following allegations contained therein: (1) Petitioner was sentenced in direct contravention of Tennessee Code Annotated section 40-28-123, which effectively ÒnullifiesÓ the judgment concerning his felony drug offenses; (2) the Tennessee Department of Correction unlawfully modified PetitionerÕs sentence to require that he serve the sentence for his recent felony drug offenses consecutively to his previous sentence, rather than concurrently as provided in his negotiated plea agreement; and (3) since PetitionerÕs original sentence has expired and the alteration of his sentence agreement was unlawful, his continued detention is also unlawful and immediate release is warranted. For the reasons which follow, we reverse the judgment of the circuit court and remand this matter for further proceedings consistent with this opinion. Analysis The determination whether habeas corpus relief is proper is a question of law. McLaney v. Bell, 59 S.W.3d 90, 92 (Tenn. 2001) (citing Hart v. State, 21 S.W.2d 901, 903 (Tenn. 2000)). Thus, our review is de novo, with no presumption of correctness given to the findings of the lower court. Id. The grounds upon which habeas corpus relief is warranted are decidedly narrow. The writ will issue only when it appears upon the face of the judgment or the record of the proceedings upon which the judgment is rendered that a court lacked jurisdiction or authority to sentence a defendant or that the sentence has expired. Stephenson v. Carlton, 28 S.W.3d 910, 911 (Tenn. 2000); Archer v. State, 851 S.W.2d 157, 164 (Tenn. 1993). A habeas corpus petition may be used to challenge -3- judgments that are void, and not merely voidable. Taylor v. State, 995 S.W.2d 78, 83 (Tenn. 1999). A void judgment Òis one in which the judgment is facially invalid because the court lacked jurisdiction or authority to render the judgment or because the defendant's sentence has expired.Ó Id. (citations omitted). By contrast, a voidable conviction or sentence is one which is facially valid, and thus requires proof beyond the face of the record or judgment to establish its invalidity. Id. The burden of proof that the judgment or sentence is Òvoid,Ó rather than Òvoidable,Ó rests with the petitioner. Wyatt v. State, 24 S.W.3d 319, 322 (Tenn. 2000). As relevant here, our supreme court has recognized that a sentence imposed in direct contravention of a statute, for example, is void and illegal. State v. Burkhart, 566 S.W.2d 871, 873 (Tenn. 1978). Thus, we first note that if it was true that Petitioner was on parole when he committed the felony drug offenses for which he pled guilty, concurrent sentences would be in direct contravention of Tennessee Code Annotated section 40-28-123, which provides in pertinent part the following: Any prisoner who is convicted in this state of a felony, committed while on parole from a state prison, jail or workhouse, shall serve the remainder of the sentence under which the prisoner was paroled, or such part of that sentence, as the board may determine before the prisoner commences serving the sentence received for the felony committed while on parole. Tenn. Code Ann. ¤ 40-28-123(a) (1997) (emphasis added); see also Tenn. R. Crim. P. 32(c)(3)(A). The recent decision by our supreme court in McLaney v. Bell, 59 S.W.3d 90 (Tenn. 2001), is directly on point and controls disposition of the case sub judice. In that case, the supreme court specifically held that Òif the face of the judgment or the record of the underlying proceedings shows that the concurrent sentence is illegal, such sentence creates a void judgment for which habeas corpus relief is available.Ó Id. at 91. According to the allegations of the petition in this case, concurrent sentencing was ordered in direct contravention of a statute requiring consecutive sentencing. This situation mirrors that presented to the supreme court in McLaney. Thus, we conclude that the relief granted in McLaney is the relief appropriate for this case. Specifically, the supreme court in McLaney held: If [the petitionerÕs] allegations that the latter offenses were committed while he was on bail are proven in the record of the underlying convictions, then the sentence is void and the habeas corpus court is mandated by statute to declare it so. If the sentence is void, then either the plea may be withdrawn or the conviction remains intact. If the plea is withdrawn, then [the petitioner] would be ordered held to bail pending prosecution for the offense; if the conviction remained intact, then he would be committed to custody pending resentencing. Thus, there is legal cause for -4- continued detention pending further proceedings. Therefore, the habeas corpus court would be required, after voiding the judgment, to remand the case to the trial court . . . for further appropriate action. Id. at 94-95 (citations omitted). We note that even though the defendant in McLaney was granted concurrent sentences for a felony committed while on bail for another felony conviction, the result is the same under the statute providing for conviction of a felony committed while on parole for a prior felony conviction. Compare Tenn. Code Ann. ¤ 40-20-111(b), and Tenn. R. Crim. P. 32(c)(3)(C), with Tenn. Code Ann. ¤ 40-28-123(a), and Tenn. R. Crim. P. 32(c)(3)(A). Further, we note that the order of concurrent sentencing in the felony drug convictions would not affect the validity of the murder conviction. Therefore, the judgment of the trial court summarily dismissing the petition for writ of habeas corpus in PetitionerÕs case is reversed, and this case is remanded to the Circuit Court of Lauderdale County for appointment of counsel and an evidentiary hearing. At the evidentiary hearing, the trial court must determine whether Petitioner committed the felony drug offenses while he was on parole for the prior felony conviction of murder. If the trial court is satisfied that Petitioner committed the felony drug offenses while on parole for a prior felony conviction, then the sentences for the felony drug convictions are void and the habeas corpus court is mandated to declare it so. In doing such, the habeas corpus court must then remand the case to the Criminal Court of Shelby County, where the drug convictions arose. In that court, Petitioner may withdraw his guilty pleas to the felony drug offenses. If the pleas are withdrawn, he may be ordered held to bail pending prosecution for those offenses. If he chooses not to withdraw his guilty pleas, the convictions shall remain intact, and the Petitioner would be committed to custody pending resentencing. Petitioner also argues in his brief that the trial court erred by failing to rule that the Tennessee Department of Correction illegally ÒalteredÓ his sentence in direct contravention of the judgment ordering concurrent sentences. However, Rule 32(c)(3) of the Tennessee Rules of Criminal Procedure, captioned ÒMandatory Consecutive Sentences,Ó provides as follows: Where a defendant is convicted of multiple offenses from one trial or where the defendant has additional sentences not yet fully served as the result of the convictions in the same or other court and the law requires consecutive sentences, the sentence shall be consecutive whether the judgment explicitly so orders or not. This rule shall apply: (A) to a sentence for a felony committed while on parole for a felony; (B) to a sentence for escape or for a felony committed while on escape; (C) to a sentence -5- for a felony where the defendant was released on bail and the defendant is convicted of both offenses; and (D) any other ground provided by law. (Emphasis added). Therefore, by rule, the Department of Correction was required to treat the sentences as consecutive, Òwhether the judgment explicitly so orders or not.Ó Finally, Petitioner argues that both his sentences for murder and for the felony drug sentences have Òexpired.Ó However, the record, in its present status, does not reflect same. While Petitioner states in his brief that he was Òindicted and sentencedÓ (emphasis added), to serve twenty years for a second degree murder offense on April 30, 1985, there is no other documentation in the record which clearly reflects the date of his conviction for second degree murder. In fact, certain documents attached to the petition as ÒexhibitsÓ indicate the second degree murder offense was committed in April 1985. In any event, the record does not permit a conclusive determination that the sentence for second degree murder has expired. Given that the law requires consecutive sentencing, the additional three and one-half year sentences for the felony drug offenses received for these convictions in April 1999 have, likewise, not expired. Therefore, Defendant is not entitled to relief on this issue. CONCLUSION The judgment of the Lauderdale Circuit Court summarily dismissing the petition for writ of habeas corps is reversed. This case is remanded for appointment of counsel and for an evidentiary hearing in compliance with McLaney v. Bell, 59 S.W.3d 90 (Tenn. 2001). If, following the hearing, the trial court determines that the felony drug conviction judgments are void pursuant to McLaney, the habeas corpus court must remand the felony drug cases to the Criminal Court of Shelby County for proceedings consistent with the supreme courtÕs opinion in McLaney. ______________________________________ THOMAS T. WOODALL, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT JACKSON Assigned on Briefs October 2, 2001 STATE OF TENNESSEE v. JESSIE JAMES AUSTIN Appeal from the Circuit Court for Weakley County No. CR25-2000 William B. Acree, Jr., Judge No. W2001-00120-CCA-R3-CD - January 25, 2002 The defendant, Jessie James Austin, appeals as of right his convictions by a Weakley County Circuit Court jury for two counts of aggravated assault, a Class C felony. The trial court sentenced him as a Range III, persistent offender to twelve years in the Department of Correction for each count to be served concurrently. The defendant contends that the evidence is insufficient to prove either count of aggravated assault and that the trial court should have instructed the jury on the lesser included offense of reckless aggravated assault. We affirm the trial courtÕs judgments of conviction. Tenn. R. App. P. 3 Appeal as of Right; Judgments of the Circuit Court Affirmed JOSEPH M. TIPTON, J., delivered the opinion of the court, in which GARY R. WADE, P.J., and ROBERT W. WEDEMEYER, J., joined. C. Michael Robbins, Memphis, Tennessee (on appeal); Harold Gunn, Humboldt, Tennessee; Joseph P. Atnip, District Public Defender; and Kevin McAlpin, Assistant Public Defender, for the appellant, Jessie James Austin. Paul G. Summers, Attorney General and Reporter; Laura McMullen Ford, Assistant Attorney General; Thomas A. Thomas, District Attorney General; and Allen Strawbridge, Assistant District Attorney General, for the appellee, State of Tennessee. OPINION The defendantÕs convictions arise from an incident in which he pointed a gun at two young brothers. Sherry Hugheley, the victimsÕ mother, testified that in January 2000, she lived in a double-wide trailer with her two sons Paul and Zachary, who were eleven and seven years old respectively at the time of trial. She said that she and Zachary had Stickler Syndrome, a genetic disorder, and that, as a result, she had difficulty moving around and doing things for herself. She said that she had known the defendant for one and one-half years. She stated that at first, he worked for her doing yard work, cooking, cleaning, and taking her and Zachary to doctorÕs appointments. She said that a government agency provided her the money to pay the defendant and that she paid him monthly. -2- She said that it took three weeks from the time that she submitted his hours to the agency for her to receive a check, which was made out to her. She said that eventually, she began dating the defendant and that he lived with her while continuing to work for her. She said that during this time, they pooled their money for living expenses. She said that in mid-December 1999, the defendant accompanied her and Zachary on a week-long trip to Maryland to attend a study conducted by the National Institute of Health. She said that upon their return on December 13, the defendant moved out after an argument. Ms. Hugheley testified that between 2:30 and 3:00 a.m. on January 21, 2000, the defendant came to her home wanting money. She said that at that time, she was waiting for a check from the agency and that the defendant had not worked for her since the Maryland trip. She said that she and the boys were asleep on the couch when the defendant knocked on the door. She said that she opened the door, that the defendant came inside, and that she told him that the check had not come yet. She said that the boys awoke while she and the defendant argued about her not wanting to give him fifteen dollars. She stated that the defendant entered the bedroom and that she could hear him struggling with the guns, which were in a dresser drawer. She said that she went outside to ask the man who had brought the defendant to get him out of her house. She said that she heard Paul screaming at the defendant but that she never heard the defendant threaten her children. She stated that while she was outside on the wheelchair ramp, the defendant came to the doorway and fired a gun straight ahead into a field. She said that the noise scared her because she did not realize that the defendant was behind her. She said that she was outside for only a short time. Ms. Hugheley testified that the defendant took one of the two guns and fifteen dollars from her closet, which contained around four hundred dollars. She admitted that the defendant did not have a car, that he always had someone drive him to her house, and that he had asked for gas money to give the driver on other occasions. She acknowledged that at the time of the offenses, she owed the defendant $240 for working for her. She said that the defendant did not yell at her, threaten her with the gun, or point it at her. She said that PaulÕs father had told Paul that he was the man of the house and that he was to take care of everything. She said that after the children awoke, Paul tried Òto stand up to [the defendant] like a man instead of a little boy, because this is what his daddy told himÓ to do. She said that the main reason that she separated from the defendant was that she needed some time to deal with Paul. She said that her children were taken from her and were living with their father at the time of trial because she was seeing the defendant. Ms. Hugheley was recalled by the defendant and testified that the defendant had come to her house around 2:30 a.m. on other occasions before the day of the offenses. She said that at the time of the offenses, the defendant was still accompanying her and Zachary to the doctorÕs office and that she would have needed him to go with her to the doctorÕs office sometime after January 21. Paul Hugheley testified that at the time of trial, he was eleven years old and lived with his father. He stated that in January of that year, he had been living with his mother and his seven-year-old brother, Zachary. He said that the defendant worked for his mother and lived with them from time to time. He said that in the early morning of January 21, 2000, he was asleep with his mother and brother on the living room couch when he was awakened by his mother and the defendant -3- yelling at each other. He said that the defendant was demanding money and that his mother did not have it. He said that the defendant went into his motherÕs room and returned with two guns and the bag in which the money was kept. He said that his mother went outside and told the man who had brought the defendant to get the defendant out of the house and that if anyone was hurt, the man would be charged too. He said that the defendant was standing two yards from the back door and that the defendantÕs back was toward him when he heard the defendant fire the gun. He said that he picked up the phone to call 9-1-1. He said that he had pushed the nine when the defendant, who was standing about two feet away from him, pointed the gun at him and told him to put the phone down. He said that he believed that the defendant pointed the gun at his face. He said that the defendant said, ÒIf I can drop one, I can drop three.Ó He agreed that he feared for his safety when the defendant pointed the gun at him and made this comment. He said that Zachary, who was on the couch beside him, told the defendant to leave them alone. He said that the defendant pointed the gun at Zachary and said, ÒShut up.Ó He testified that the defendant pointed the gun at him before firing the shot out the back door, then Zachary told the defendant to leave them alone, and the defendant said, ÒShut up.Ó On cross-examination, Paul testified that he was in fifth grade when the offenses occurred. He said that the weekend following the incident, he told his father what had happened and that his father called the police and his lawyer. He said that he did not remember his father telling him that no black man could spank him. He said that his father told him to testify truthfully. Paul was questioned about his preliminary hearing testimony in which he said that the defendant made the comment ÒIf I can drop one, I can drop threeÓ to his mother while he and his brother were pretending to be asleep on the couch. Paul stated that the defendant made the comment to all three of them. He admitted that the defendant never discharged the gun in his direction. The thirty-six-year-old defendant testified that he had known the Hugheleys for about eighteen months. He said that at first, he worked for Ms. Hugheley but that after four or five months, they began dating and he began staying at her house. He stated that at this point, they pooled their money. He said that with his paychecks, he would first pay child support for his two children and then he would give the rest of the money to Ms. Hugheley to manage. He said that he frequently accompanied the Hugheleys on trips out of town for medical treatment. He said that he did not get paid for a lot of these trips and that he made them because he loved Ms. Hugheley. He said that once they began dating, he took over the yard work in order that Ms. Hugheley could save money. The defendant testified that he got along well with Ms. HugheleyÕs sons. He said that he had never threatened them and that they had written him letters saying that they loved him. He said that although he had punished the boys before, he would always tell Ms. Hugheley first. He stated that once he told Ms. Hugheley that Paul was riding his bicycle in the road and that Ms. Hugheley punished Paul for a week. He said that Paul got mad and told his father about the incident. He said that Paul told him, ÒMy daddy said if that old n***er will whoop me, heÕs gonna have him locked up.Ó The defendant stated that once the fact that he and Ms. Hugheley were dating became known, people began calling Ms. HugheleyÕs house and threatening to kill him and Ms. Hugheley. He said Ms. Hugheley had her telephone tapped in order to learn who was making the calls. -4- The defendant testified that on the day of the offenses he came to Ms. HugheleyÕs house at 2:30 a.m. He said that Ms. Hugheley was probably going to the doctorÕs office and that he was supposed to have been at her house earlier. He said that he did not realize what time it was because he had been asleep and that he asked Mr. Jamie Pankey, a handicapped man who went to his church, to take him to Ms. HugheleyÕs house. He said that he had gone to Ms. HugheleyÕs house in the early morning before due to his transportation situation and that Ms. Hugheley had paid Mr. Pankey twenty dollars for bringing the defendant to her house before. He said that when Ms. Hugheley let him inside on the morning of the offenses, he told her that he needed fifteen dollars to pay the man who had driven him there. He said that Ms. Hugheley replied that they needed that money to pay their bills that month. The defendant testified that when they had cleaned out the trailer in which Ms. Hugheley lived, they had found an old .22 caliber pistol, which belonged to the trailerÕs owner, who had left town. The defendant testified that he got this gun, showed it to Mr. Pankey, and asked if he would hold it until the next morning. He said that he tried to take the bullet out of the gun but could not and that he fired it into a field to unload it. He said that Mr. Pankey replied that he did not have enough gasoline to get home. He said that he told Ms. Hugheley that he had to give Mr. Pankey some money for gasoline. He said that he and the Hugheleys had recently returned from a trip to Maryland where he had been paid thirty or forty dollars per day for seven or eight days. He said that this money was for his living expenses while in Maryland but that they had brought their own groceries in order to save the expense money for Christmas. He said that he had about $300 cash at Ms. HugheleyÕs house not counting the $240 that Ms. Hugheley owed him. He said that he went inside, got fifteen dollars, and paid Mr. Pankey. He said that because the children were awake and because he and Ms. Hugheley had a misunderstanding, Ms. Hugheley said that it would be best if he left. He said that although he had intended to stay for a few days, he decided not to spend the night because he and Ms. Hugheley had argued. The defendant testified that PaulÕs testimony that he had pointed a gun at Paul and told Paul not to use the phone was not true. He said that he never told Paul not to call 9-1-1 or he would Òdrop him.Ó He said that it would have been impossible for Paul to see him with the gun from the couch because a five-foot-tall room divider would have blocked PaulÕs view. He said that he did not steal anything from Ms. Hugheley. He said that he considered part of the money at Ms. HugheleyÕs house to be his and that when he took fifteen dollars, more money remained. He said that he left the gun. I. SUFFICIENCY OF THE EVIDENCE The defendant contends that the evidence is insufficient to convict him of either count of aggravated assault. He argues that no evidence shows that he intentionally caused Paul or Zachary Hugheley to fear imminent bodily injury. The state contends that the evidence is sufficient. Our standard of review when the sufficiency of the evidence is questioned on appeal is Òwhether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.Ó Jackson v. Virginia, 443 U.S. 307, 319, 99 S. Ct. 2781, 2789 (1979). This means that we do not reweigh the -5- evidence but presume that the jury has resolved all conflicts in the testimony and drawn all reasonable inferences from the evidence in favor of the state. See State v. Sheffield, 676 S.W.2d 542, 547 (Tenn. 1984); State v. Cabbage, 571 S.W.2d 832, 835 (Tenn. 1978). As charged in the indictment, one commits Class C aggravated assault by intentionally or knowingly causing another reasonably to fear imminent bodily injury while using or displaying a deadly weapon. Tenn. Code Ann. ¤ 39-13-101(a)(2), -102(a)(1)(B). A firearm is a deadly weapon. Tenn. Code Ann. ¤ 39-11-106(a)(5)(A). With regard to the aggravated assault of Paul Hugheley, the defendant argues that the evidence shows that he and Paul had a good relationship but that Paul was infected by his fatherÕs racial animosity. He maintains that although Paul testified that the defendant pointed a gun at him, Paul could not remember the particular part of his body at which the gun was pointed. He also notes that Ms. Hugheley testified that she heard Paul yelling at the defendant but that she did not hear the defendant say anything. He argues that these inconsistencies create reasonable doubt. Viewing the evidence in the light most favorable to the state, Paul testified that the defendant pointed a gun at him when he attempted to call 9-1-1. He said that the defendant threatened him by saying ÒIf I can drop one, I can drop threeÓ and that this comment caused him to fear for his safety. This evidence is sufficient to sustain a conviction for aggravated assault. The credibility and weight to be given to a witness's testimony are issues to be resolved by the trier of fact. State v. Pappas, 754 S.W.2d 620, 623 (Tenn. Crim. App. 1987). The jury heard the inconsistencies and racial undertones raised by the defendant and decided to accredit PaulÕs account of the incident. The defendant contends that the only evidence regarding the aggravated assault of Zachary Hugheley came from PaulÕs testimony. He argues that because Zachary did not testify, nothing shows that Zachary feared imminent bodily harm or that he was even aware that a gun was pointed at him. Thus, he argues that any finding that Zachary was in fear is merely speculative. The state responds that PaulÕs testimony provided circumstantial evidence that Zachary saw the gun and was in fear. It points to PaulÕs testimony that Zachary, who was on the couch next to Paul, told the defendant to leave them alone and that the defendant pointed the gun at Zachary and told him to ÒShut up.Ó It argues that this testimony reveals circumstantially ZacharyÕs awareness of the gun and fear. A victimÕs fear of imminent bodily injury may be proven with circumstantial evidence. See Stinson v. State, 181 Tenn. 172, 178, 180 S.W.2d 883, 885 (1944) (noting the general rule that either party may prove any material fact by direct or circumstantial evidence); see also State v. James Albert Adams, No. M1998-00468-CCA-R3-CD, Davidson County (Tenn. Crim. App. Dec. 15, 1999), app. denied (Tenn. Sept. 25, 2000) (inferring the victimÕs fear from the circumstances of the offense even though she did not testify that she was afraid); State v. Gregory Whitfield, No. 02C01- 9706-CR-00226, Shelby County (Tenn. Crim. App. May 8, 1998), app. denied (Tenn. Dec. 7, 1998) (inferring fear from the victimÕs conduct following the assault); State v. Tommy Arwood, Jr., No. 01C01-9505-CC-00159, Bedford County (Tenn. Crim. App. May 24, 1996) (inferring the victimÕs fear as the result of the defendantÕs conduct). ÒThe element of ÔfearÕ is satisfied if the circumstances 1 With regard to this assertion, we note that at the close of the stateÕs proof, the trial court granted the defendantÕs motion for a judgment of acquittal for the aggravated assault of Ms. Hugheley. It also granted the motion with regard to the aggravated robbery count but determined that it would charge the lesser included offense of theft for that count. It denied the motion as to the two counts of aggravated assault relating to Paul and Zachary Hugheley. The jury acquitted the defendant of theft. -6- of the incident, within reason and common experience, are of such a nature as to cause a person to reasonably fear imminent bodily injury.Ó Gregory Whitfield, slip op. at 4 (citation omitted). According to PaulÕs testimony in the present case, Zachary was with him on the couch when the defendant, who was two feet away, pointed the gun at Paul. The defendant told Paul to put down the telephone and threatened the boys by saying ÒIf I can drop one, I can drop three.Ó Paul testified that after this, Zachary told the defendant to leave them alone and that the defendant pointed the gun at Zachary and told him to ÒShut up.Ó From the testimony about ZacharyÕs close proximity to Paul and the defendant, the jury could have reasonably inferred that Zachary also heard the defendantÕs threat, which was directed to all three Hugheleys. Zachary responded by asking the defendant to leave them alone, which reveals that he was aware of the defendantÕs actions and also suggests that he was in fear. Finally, the jury could have inferred that Zachary reasonably feared imminent bodily injury when the defendant turned the gun on Zachary after threatening that he could easily ÒdropÓ the three Hugheleys. We hold that the evidence is sufficient to show that the defendantÕs actions caused Zachary reasonably to fear imminent bodily injury. Finally, the defendant summarily contends that the evidence did not show that he intentionally or knowingly assaulted either victim. Without further explanation, he states that the trial courtÕs grant of his motion for a judgment of acquittal for the aggravated assault of Ms. Hugheley and the juryÕs acquittal on the theft charge provide additional evidence of the lack of an intentional or knowing mental state.1 One Òacts intentionally with respect to the nature of the conduct or to a result of the conduct when it is the personÕs conscious objective or desire to engage in the conduct or cause the result.Ó Tenn. Code Ann. ¤ 39-11-302(a). One Òacts knowingly with respect to a result of the personÕs conduct when the person is aware that the conduct is reasonably certain to cause the result.Ó Tenn. Code Ann. ¤ 39-11-302(b). In State v. Wilson, 924 S.W.2d 648, 651 (Tenn. 1996), our supreme court discussed the sufficiency of the proof of the mens rea element with regard to aggravated assault convictions stemming from a drive-by shooting: The aggravated assault statute under which the state seeks conviction of defendant requires that the state prove either that defendant shot into the [victimsÕ] home (a) for the purpose of causing the victims to fear imminent bodily injury (intentionally) or that the defendant was (b) aware that the shooting would cause the victims to fear imminent bodily injury (knowingly). The court affirmed the reversal of the convictions because the record contained no proof that the defendant knew that anyone was in the house at the time of the shooting. Id. -7- In the present case, we believe that the jury reasonably concluded that the defendant intentionally or knowingly displayed his gun in order to place Paul and Zachary Hugheley in fear of imminent bodily injury. The defendant acted intentionally if he pointed the gun at the victims for the purpose of causing them to fear imminent bodily injury. He acted knowingly if he was aware that his pointing the gun at the victims would cause such a fear. In the light most favorable to the state, the evidence reveals that defendant threatened the young brothers by saying ÒIf I can drop one, I can drop three.Ó This threat reveals that the defendant intended to cause the victims to fear imminent bodily injury. The proof also reveals that Paul picked up the telephone in an attempt to summon help and that Zachary asked the defendant to leave them alone. The evidence that the defendant subsequently pointed his gun at the victims and told them to put down the telephone and to ÒShut upÓ respectively reveals that his conscious objective or desire was to cause the victims fear in order that they would comply with his orders. Thus, the defendant acted intentionally. The evidence is sufficient to convict the defendant of the aggravated assault of both victims. II. LESSER INCLUDED OFFENSE As an afterthought to his sufficiency argument, the defendant contends that the trial court should have instructed the jury on the lesser included offense of reckless aggravated assault, a Class D felony. The state contends that the defendant failed to raise this issue in his motion for a new trial and that it does not constitute plain error. It argues that reckless aggravated assault is not a lesser included offense of intentional or knowing aggravated assault by means of displaying a deadly weapon because the former contains an additional element Ð that of physical injury Ð aside from the differing mental state. It also contends that the record would not have supported an instruction on reckless aggravated assault because no evidence of physical injury existed. We begin by noting that a defendant seeking to challenge the jury instructions given at trial must raise the issue in his motion for new trial or it will be waived. T.R.A.P. 3(e). On the other hand, the defendantÕs right to a trial by jury under article I, section 6 of the Tennessee Constitution Òis violated when the jury is not permitted to consider all offenses supported by the evidence.Ó State v. Ely, 48 S.W.3d 710, 727 (Tenn. 2001). The trial court has a duty to instruct the jury on all lesser included offenses if sufficient evidence exists to support a conviction for the lesser offense even if the defendant fails to request the instruction. Id. at 718; State v. Burns, 6 S.W.3d 453, 464 (Tenn. 1999). When the failure to instruct the jury on an appropriate lesser included offense affects the substantial rights of the defendant, we may reverse the conviction on the basis of plain error. See Tenn. R. Crim. P. 52(b). In this respect, five factors determine whether an issue merits plain error status: 1. The record must clearly establish what happened in the trial court; 2. a clear and unequivocal rule of law must have been breached; 3. a substantial right of the accused must have been adversely affected; 4. the accused did not waive the issue for tactical reasons; and 5. consideration of the error is necessary to do substantial justice. State v. Adkisson, 899 S.W.2d 626, 639 (Tenn. Crim. App. 1994). -8- The problem for the defendant in the present case, though, is that the record lacks sufficient evidence to justify an instruction on reckless aggravated assault. Such an assault is defined as recklessly assaulting another by intentionally, knowingly, or recklessly causing bodily injury that is either serious bodily injury or committed while the defendant used or displayed a deadly weapon. Tenn. Code Ann. ¤¤ 39-13-101(a)(1), -102(a)(2)(A)-(B). Bodily injury is defined as Òa cut, abrasion, bruise, burn or disfigurement; physical pain or temporary illness or impairment of the function of a bodily member, organ, or mental faculty.Ó Tenn. Code Ann. ¤ 39-11-106(2). Viewing the evidence in the light most favorable to the existence of reckless aggravated assault, the record is devoid of any evidence of bodily injury to either Paul or Zachary Hugheley. Thus, much less plain error, the trial court did not commit any error by not instructing the jury regarding reckless aggravated assault. Based upon the foregoing and the record as a whole, we affirm the judgments of conviction. ___________________________________ JOSEPH M. TIPTON, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT JACKSON Assigned on Briefs January 8, 2002 STATE OF TENNESSEE v. DELORES ANN BABB Direct Appeal from the Circuit Court for Henry County No. 13110 Julian P. Guinn, Judge No. W2001-00415-CCA-R3-CD - Filed February 4, 2002 The defendant was found guilty of DUI by a Henry County jury and sentenced to 11 months and 29 days, all suspended except for ten days. On appeal, she argues the evidence was insufficient to support her conviction. We affirm the judgment of the trial court. Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Affirmed JOE G. RILEY, J., delivered the opinion of the court, in which JOHN EVERETT WILLIAMS and ALAN E. GLENN, JJ., joined. Guy T. Wilkinson, District Public Defender, for the appellant, Delores Ann Babb. Paul G. Summers, Attorney General and Reporter; T. E. Williams, III, Assistant Attorney General; G. Robert Radford, District Attorney General; and Steven L. Garrett, Assistant District Attorney General, for the appellee, State of Tennessee. OPINION The defendant was driving when her car collided with Robert BeechamÕs car at an intersection in Paris, Tennessee, on the evening of April 21, 2000, at approximately 9:30 p.m. Robert Beecham immediately approached the defendant. He testified he noticed she had been drinking; he smelled alcohol on her breath; he observed she was unable to speak clearly. Beecham testified he had the green light when he proceeded into the intersection, causing him to strike her car in the driver's side. Officer Joshua Fry testified he approached the defendant to ascertain her condition. When she responded to his questions, he noticed a strong smell of alcohol. Fry stated the defendant's speech was slurred, and her eyes were bloodshot. He opined she was under the influence of alcohol, and her ability to drive was impaired. -2- The defendant complained of back and neck pain, so Fry called for an ambulance. After the paramedics checked her condition, she refused treatment. Fry then asked the defendant if there was anything to prevent her from performing field sobriety tests. She replied there was not, but when he asked her to perform the Òheel to toe" test, she told him she could not do it. Fry testified he asked her to perform another test, and she again refused to comply. He then placed her under arrest. Fry stated the defendant later complained of pain as he was completing her arrest paperwork at the sheriff's department, so he transported her to the emergency room. He prepared an implied consent form and requested she submit to a blood test; she refused to give consent. Paramedic Larry French testified he responded to the scene of the accident and found the defendant seated in her car. French stated the defendant had no visible injuries and, after responding to a series of questions, elected not to be transported in the ambulance. He said the defendant smelled of alcohol, and he suspected she had been drinking. The defendant testified she drank three beers in her home over a period of an hour and a half while house cleaning. According to the defendant, she left her home at about 4:00 p.m., approximately half an hour after she stopped drinking. She said she visited three locations, an ATM machine, Wal-Mart, and a church parking lot, before the collision at approximately 9:30 p.m. The defendant stated she had the green light when she entered the intersection. She denied being impaired. The defendant testified she refused to perform the field sobriety tests because she thought her ribs were broken, and she refused to give a blood sample because she feared her veins would collapse. She was released from the hospital on the night of her arrest after x-rays indicated she had no broken bones. She received no further medical treatment. The defendant was indicted for driving under the influence, and a jury convicted her as charged. The defendant contends the evidence was insufficient to prove guilt beyond a reasonable doubt. In Tennessee, great weight is given to the result reached by the jury in a criminal trial. A jury verdict accredits the stateÕs witnesses and resolves all conflicts in favor of the state. State v. Bigbee, 885 S.W.2d 797, 803 (Tenn. 1994). On appeal, the state is entitled to the strongest legitimate view of the evidence and all reasonable inferences which may be drawn therefrom. Id.; State v. Cabbage, 571 S.W.2d 832, 835 (Tenn. 1978). Moreover, a guilty verdict removes the presumption of innocence which the defendant enjoyed at trial and raises a presumption of guilt on appeal. State v. Grace, 493 S.W.2d 474, 476 (Tenn. 1973). The defendant has the burden of overcoming this presumption of guilt. Id. Tenn. Code Ann. ¤ 55-10-401(a)(1) prohibits driving an automobile while under the influence of an intoxicant. ÒUnder the influence of an intoxicantÓ is a term which includes Ònot only all the well-known and easily recognized conditions and degrees of intoxication, but also any impairment of mental or physical capabilities that deprives one of that clearness of mind and control of oneself -3- which he or she would otherwise possess.Ó State v. Keith A. Hartman, C.C.A. No. 03CO1-9410-CR-00386, 1995 WL 382623, at *2 (Tenn. Crim. App. June 27, 1995, at Knoxville). Viewing the evidence in a light most favorable to the state, as we must, the evidence is more than sufficient to support the verdict. The stateÕs witnesses testified the defendant smelled of alcohol. Robert Beecham stated the defendant had difficulty speaking. Officer Fry observed the defendant had slurred speech and bloodshot eyes, and he opined she was under the influence of alcohol which impaired her driving ability. The credibility of the witnesses was a determination to be made by the jury. We conclude this evidence is sufficient to support the juryÕs finding that the defendant was driving under the influence of an intoxicant. We affirm the judgment of the trial court. ___________________________________ JOE G. RILEY, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT NASHVILLE December 11, 2001 Session ALAN DALE BAILEY v. STATE OF TENNESSEE Appeal from the Circuit Court for Coffee County No. 30,566 L. Craig Johnson, Judge No. M2001-01018-CCA-R3-PC - Filed February 8, 2002 The petitioner, Alan Dale Bailey, appeals the Coffee County Circuit CourtÕs denial of post-conviction relief. The petitioner sought relief from his 1999 Coffee County convictions of aggravated burglary and sexual battery on the basis that his guilty pleas to those charges were unknowing and involuntary and were prompted by ineffective assistance of counsel. The petitionerÕs primary complaints focus upon trial counselÕs failure to inform the petitioner about the impact of a conviction of a sexual offense, including the risk that parole might not be granted. The trial court denied relief after an evidentiary hearing, and we affirm. Tenn. R. App. P. 3; Judgment of the Circuit Court Affirmed. JAMES CURWOOD WITT, JR., J., delivered the opinion of the court, in which JOE G. RILEY and JOHN EVERETT WILLIAMS, JJ., joined. Gerald L. Ewell, Jr., Tullahoma, Tennessee, for the Appellant, Alan Dale Bailey. Paul G. Summers, Attorney General & Reporter; Jennifer L. Bledsoe, Assistant Attorney General; and C. Michael Layne, District Attorney General, for the Appellee, State of Tennessee. OPINION The district public defender was appointed in January, 1999 to represent the petitioner on charges of aggravated burglary and sexual battery. On May 25, 1999, the petitioner submitted, and the trial court approved, a plea agreement. Pursuant to the agreement, the court imposed convictions of aggravated burglary, with a Range I, four-year incarcerative sentence, and of sexual battery, with a Range I, two-year incarcerative sentence. The sentences were imposed to run concurrently. In his petition for post-conviction relief, the petitioner challenges his convictions on the basis that his guilty pleas were unknowing and involuntary and were the product of ineffective assistance of counsel. Specifically, he alleges that the public defender told him that, after serving 30 percent of his four-year sentence, he should be home in 14.4 months. He claims that the public -2- defender did not tell him that he would be labeled a sex offender, would undergo DNA identification as a sex offender, and would be required to serve 100 percent of his four-year sentence before being released. At the post-conviction evidentiary hearing, both the petitioner and his wife testified that the public defender and his investigator told them that the petitioner, with good behavior, would be released from custody in fourteen months. The petitioner testified that his counsel failed to advise him that he would be listed on a sex-offender registry for the rest of his life, that he would have to provide a DNA sample for sex-offender identification, that his picture would appear on the internet identifying him as a sex offender, and that he would have to serve the entirety of the four-year sentence in prison because of his sex-offender status. The petitioner testified that, at the time of the hearing, he had already served eighteen months of his sentence and would be required to serve the entire four years. He stated that he would not have pleaded guilty had he known about these aspects of his plea. The public defenderÕs investigator testified that he presented the plea offer to the petitioner at counselÕs request and calculated for him the release eligibility date of 14.4 months, being 30 percent of the four-year sentence. The investigator did not guarantee a release date; he testified that he Òwould never tell anybody they would get out at [the release eligibility] time because [he] simply [did] not know.Ó The district public defender testified at the evidentiary hearing that he began representing the petitioner prior to the preliminary hearing. Throughout the proceedings, the petitioner wanted to go to trial. Counsel stated that the case had been fully investigated, he had obtained complete discovery, and he was ready to try the case. Just before trial, however, at a meeting in counselÕs office, the petitioner decided to accept the stateÕs offer of an effective four-year sentence. Counsel told the petitioner that, with good behavior, he would be eligible for parole in 14.4 months, that counsel could not guarantee he would be released upon his release eligibility date, and that the Department of Correction Òruns by its rules rather than by law a lot of times.Ó Counsel testified that, prior to the plea, he told the petitioner about the DNA test. Additionally, the petitioner read the proposed conviction judgments, which stated the requirement of the DNA test. Before the plea, counsel also gave the petitioner a copy of the statutes proscribing the charged offenses and setting forth the sentencing guidelines. Counsel testified that he thought the plea offer was beneficial to the petitioner, who otherwise could have been classified as a Range II offender. Counsel denied making any promises to influence the petitioner into pleading or coercing the petitioner into making the plea. Counsel admitted telling the petitioner that he Òhad the keys to the jail in his pocket.Ó The transcript of the plea-submission hearing was admitted in the post-conviction evidentiary hearing and reveals that the trial court thoroughly administered the customary litany of explanations of rights and admonitions about waiving the rights. The petitioner acknowledged under oath that he was making the plea freely, voluntarily, and without fear. He acknowledged that he -3- understood the nature of the charges, that counsel had explained the elements of the offenses, and that he was pleading guilty because he was guilty. Before examining the petitionerÕs claims that his plea was vitiated by the lack of pertinent information and was prompted by ineffective assistance of counsel, we review a few familiar principles of law. Post-conviction relief is available when Òa conviction or sentence is void or voidable because of the abridgmentÓ of a constitutional right. Tenn. Code Ann. ¤ 40-30-203 (1997). The burden rests upon a post-conviction petitioner to establish his claims by clear and convincing evidence. Id. ¤ 40-30-210(f). When a post-conviction petitioner seeks relief on the basis of ineffective assistance of counsel, he or she must establish that the service rendered or the advice given was below Òthe range of competence demanded of attorneys in criminal cases.Ó Baxter v. Rose, 523 S.W.2d 930, 936 (Tenn. 1975). Also, the petitioner must show that the deficiencies Òactually had an adverse effect on the defense.Ó Strickland v. Washington, 466 U.S. 668, 693, 104 S. Ct. 2052, 2067 (1984). Should the petitioner fail to establish either factor, he or she is not entitled to relief. See id. at 697, 104 S. Ct. at 2069. ÒThe Strickland standard has been applied to the right to counsel under Article I, Section 9 of the Tennessee Constitution.Ó Michael E. Christian v. State, No. E2000-00922-CCA-R3- PC, slip op. at 9 (Tenn. Crim. App., Knoxville, June 24, 2000), perm. app. denied (Tenn. 2001); see State v. Melson, 772 S.W.2d 417, 419 n.2 (Tenn. 1989). A court scrutinizing a claim of ineffective assistance of counsel must indulge a Òstrong presumption that counselÕs conduct falls within the wide range of reasonable professional assistance.Ó Strickland, 466 U.S. at 689, 104 S. Ct. at 2065. When a post-conviction petitioner asserts that ineffective assistance of trial counsel resulted in a guilty plea the ÒprejudiceÓ prong of Strickland must focus Òon whether counselÕs constitutionally ineffective performance affected the outcome of the plea process.Ó Hill v. Lockhart, 474 U.S. 52, 58-59, 106 S. Ct. 366, 370 (1985). The petitioner must establish Òa reasonable probability that, but for counselÕs errors, he would not have pleaded guilty and would have insisted on going to trial.Ó Id.; see Hicks v. State, 983 S.W.2d 240, 246 (Tenn. Crim. App. 1998). In the context of ineffective assistance of counsel that resulted in a guilty plea, the petitioner is not required to demonstrate that he likely would have fared better at trial than he did by pleading guilty, although evidence of this type can be persuasive that he would have insisted on his right to a jury trial. See Hill, 474 U.S. at 59-60, 106 S. Ct. at 370. The Due Process Clause of the United States Constitution requires that guilty pleas be knowing and voluntary. State v. Wilson, 31 S.W.3d 189, 194 (Tenn. 2001); see Boykin v. Alabama, 395 U.S. 238, 243, 89 S. Ct. 1709, 1712 (1969). The constitutional mandate that guilty pleas be knowing is essentially fulfilled by the court informing the accused of his or her constitutional rights against self-incrimination, to confront witnesses, and to trial by jury. Boykin, 395 U.S. at 243, 89 S. Ct. at 1712. In the present case, we discern from our review of the record before us that the parties and the court below were at a loss to comprehend any basis for the petitioner being required to serve 1 We are at a loss to comprehend how this statutory provision would affect the service of the aggravated burglary sentence, the lengthier of the two concurrent sentences. -4- his full sentence by virtue of being convicted of a sexual offense. Our review of Tennessee statutes, however, reveals several bases for limiting or preventing parole to sexual offenders. Code section 40-35-321(c) provides that a person convicted of sexual battery, inter alia, must submit a specimen for DNA analysis, and such a person may not be released until he or she provides the specimen. Tenn. Code Ann. ¤ 40-35-321(c) (Supp. 2001). Section 41-21-235(b), as it applied to the time of the petitionerÕs offenses committed on August 26, 1998, provides, ÒSuccessful participation and completion of [a sexual abuse treatment program for incarcerated sex offenders] shall be a consideration for parole from a correctional institution.Ó Id. ¤ 41-21-235(b). Finally, Code section 40-35-503(c) provides, No person convicted of a sex crime shall be released on parole unless a psychiatrist or licensed psychologist designated as a health service provider has examined and evaluated such inmate and certified that, to a reasonable medical certainty, the inmate does not pose the likelihood of committing sexual assaults upon release from confinement. Id. ¤ 40-35-503(c).1 I. Knowing Guilty Plea. The Boykin requirement that guilty pleas be knowing and voluntary may stand independently of the claim that an unknowing or involuntary guilty plea is the result of ineffective assistance of counsel. As we have pointed out above, the constitution requires that, to satisfy due process, the trial court must inform the guilty-pleading defendant of his rights to avoid self-incrimination, to confront witnesses, and to be tried by a jury. However, Òa guilty plea is not rendered constitutionally infirm because a criminal defendant is not informed about Ôthe details of his parole eligibility, including the possibility of being ineligible for parole.ÕÓ Rickey Sams v. State, No. 03C01-9511-CC-00368, slip op. at 4, (Tenn. Crim. App., Knoxville, Nov. 14, 1996) (quoting King v. Dalton 17 F.3d 151, 154 (6 th Cir. 1994), perm. app. denied (Tenn. 1997). Thus, in the present case, the petitionerÕs claim that he should have been informed of the various consequences of being convicted of a sex offense is not a constitution-based claim. As we have also pointed out above, post-conviction relief is only available to address the abridgment of a constitutional right. Therefore, the petitionerÕs claim that he had a right to be informed of the sex-offense conditions to or consequences of his conviction and sentence is not cognizable in this proceeding. Id. II. Ineffective Assistance of Counsel. A. Performance Prong. -5- We now review the adequacy of counselÕs performance in assisting the petitioner to enter a knowing and voluntary plea. This court has held that Òfailure of counsel to discuss parole eligibility or the parole condition of successfully completing a sexual offender treatment program does not constitute ineffective assistance of counsel.Ó Ricky Rutledge v. State, No. 01C01-9706-CC-00201, slip op. at 11 (Tenn. Crim. App., Nashville, July 2, 1998), perm. app. denied (Tenn. 1999) (basing holding upon the principle that ÒÔsilence by counselÕ on Ôany collateral consequences of a pleaÕ does not Ôfall below the range of competence demanded of attorneys in criminal cases,ÕÓ quoting Adkins v. State, 911 S.W.2d 334, 350 (Tenn. Crim. App. 1994)); see also Rickey Sams, slip op. at 5 (counsel provided effective assistance by informing guilty-pleading defendant of his release eligibility date, despite not informing him of the applicability and effect of the parole provision in Code section 40-35-503(c)); Rogers Lamont McKinley v. State, No. 03C01-9308-CR-00255, slip op. at 9-11 (Tenn. Crim. App., Knoxville, Aug. 17, 1994) (refusing to find that Òthe failure of the DefendantÕs attorneys to advise the Defendant of [the terms of Code section 40-35-503(c)] constituted ineffective assistance of counselÓ). Thus, a defendantÕs counsel does not deficiently perform by remaining silent on the matter of the Òcollateral consequencesÓ implicated by that defendant pleading guilty to sexual battery. We must now point out, however, that Ricky Rutledge was Ònot a case, as in Hill v. Lockhart . . . in which counsel [had] given erroneous advice.Ó See Ricky Rutledge, slip op. at 10 n.6. In the present case, however, counsel gave erroneous advice, as opposed to merely remaining silent, when he told the petitioner that the petitioner held Òthe keys to the jail in his pocket.Ó In effect, counsel told the petitioner that he had it within his power to win release once he had attained the release eligibility date. Because Code section 40-35-503(c) conditions the release of a person convicted of committing a Òsex crimeÓ upon a professionalÕs certification that the offender is not likely to commit further sexual assaults, the inmate does not hold Òthe keys to the jail.Ó Such an inmate, even one who has provided the DNA sampling and who has completed the treatment program, lacks the power to win his release. To the extent that counsel ventured this bit of inaccurate advice, he performed deficiently in representing the petitioner. B. Prejudice Prong. In the wake of this limited instance of deficient performance, however, we conclude that the petitioner has failed to establish the Òprejudice prongÓ of Strickland and Hill. We realize that the petitioner testified at the evidentiary hearing that he would have eschewed the plea had he known that he would be branded a sex offender and that he would serve more than 14.4 months in prison. This testimony, however, does not ipso facto establish that he would not have pleaded guilty but for counselÕs deficient performance. The attempt to establish the Òbut forÓ claim through his own testimony exclusively is fraught with the risk that the finder of fact might not accredit him as a witness. See Sneed v. State, 942 S.W.2d 567, 569 (Tenn. Crim. App. 1996) (trial judge who accepted guilty plea and later presided over post-conviction evidentiary hearing Òwas in a proper position to consider the petitionerÕs credibility at both appearancesÓ and to give Ògreater credence to his responsesÓ during the plea hearing than to his claims during the evidentiary hearing). Indeed, in the present case, the post-conviction court specifically found that the petitioner was not a credible -6- witness. We defer to the lower courtÕs resolution of credibility issues. Massey v. State, 929 S.W.2d 399, 403 (Tenn. Crim. App. 1996); Taylor v. State, 875 S.W.2d 684, 686 (Tenn. Crim. App. 1993). Moreover, as Hill suggests, the probability that the petitioner might have received a more severe penalty following a trial may, in a proper case, serve as an indicator that the petitioner nevertheless would have pleaded guilty had he known all the relevant facts. Given that he would be characterized as a sex offender, forced to undergo DNA testing, subjected to monitoring after leaving custody, and put at risk for being denied any parole - - all because of his status in being convicted of sexual battery - - he nevertheless would have faced the same prospects in the wake of a jury conviction. Indeed, the prospects could well have been exacerbated by the imposition of a longer term of incarceration. See Wade v. State, 914 S.W. 2d 97, 104 (Tenn. Crim. App. 1995); Carl A. Jones v. State, No. 02C01-9204-CC-00099, slip op. at 9 (Tenn. Crim. App., Jackson, Oct. 21, 1992) (despite counselÕs failure to acquaint petitioner with Code section 40-35-503(c), no prejudice was shown because petitioner Òcould not have avoided these requirementsÓ by going to trial). Given this circumstance, we cannot conclude that the petitioner has established by clear and convincing evidence that he would not have pleaded guilty but for counselÕs performance. Therefore, for these reasons, we hold that the petitioner has failed to establish the prejudice prong promulgated in Strickland and Hill, and consequently he has failed to establish his claim of ineffective assistance of counsel. III. Conclusion. We affirm the denial of post-conviction relief. ___________________________________ JAMES CURWOOD WITT, JR., JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT NASHVILLE Assigned on Briefs May 15, 2002 STATE OF TENNESSEE v. ERICK DARNELL BAILEY Appeal from the Criminal Court for Davidson County No. 99-B-1017 Seth Norman, Judge No. M2001-01974-CCA-MR3-CD - Filed June 19, 2002 The defendant, Erick Darnell Bailey, appeals his first-degree murder convictions imposed following a jury trial in the Davidson County Criminal Court. The defendant was tried and convicted on both felony-murder and premeditated-murder counts in the indictment, and the trial court merged the convictions into a single conviction of first-degree murder. The single issue raised on appeal is whether the convicting evidence is sufficient to support the verdicts. We modify the conviction for premeditated murder to second-degree murder and affirm the conviction for first-degree, felony murder. The second-degree murder conviction merges into the felony murder conviction. 1.Tenn. R. App. P. 3; Judgment of the Criminal Court Affirmed as Modified. JAMES CURWOOD WITT, JR., J., delivered the opinion of the court, in which JOSEPH M. TIPTON and JOE G. RILEY, JJ., joined. Ralph Newman and Elizabeth Ezell, Nashville, Tennessee (at trial) and C. Dawn Deaner, Nashville, Tennessee (on appeal) for the Appellant, Erick Darnell Bailey. Paul G. Summers, Attorney General & Reporter; J. Ross Dyer, Assistant Attorney General; Victor S. Johnson, III, District Attorney General; and Pamela Anderson, Assistant District Attorney General, for the Appellee, State of Tennessee. OPINION The defendant was charged in a two-count indictment with killing Timothy Chandler on December 27, 1998 at a Nashville convenience store. The first count alleged that the defendant killed the victim while perpetrating a robbery, see Tenn. Code Ann. ¤ 39-13-202(a)(2) (Supp. 2001), and the second count alleged that the defendant premeditatedly and intentionally killed the victim, see id. ¤ 39-13-202(a)(1) (Supp. 2001). After a three-day trial, the jury convicted the defendant on both counts. The trial court merged the premeditated-murder conviction in count two with the felony-murder conviction in count one and imposed a life sentence. -2- In the light most favorable to the state, the evidence introduced at trial showed that the victim left his home on the evening of December 27, 1998 to rent video movies and to buy food for an evening meal for himself, his two children, his girlfriend, and other family members. The victim was driving his girlfriendÕs gold-colored Camaro that was accessorized with a set of chrome wire wheels valued at approximately $4,000. After renting the videos and buying the food, he stopped at an Aztec convenience store on Dickerson Road and at 7:48 p.m. prepaid for ten dollarsÕ worth of gas with ten one-dollar bills. He left the store through the rear door in the direction of the gas pumps that were located on the back side of the store. At or about this time, the defendant was riding on Dickerson Road with his twin brother Derrick Bailey and two cousins, Alvin Hall and Javon Garrison, in Derrick BaileyÕs Cadillac. According to Mr. HallÕs testimony, Derrick Bailey was driving and the defendant was riding in the front passenger seat. Due to the volume of the radio, Hall could not hear the conversation between the two Baileys in the front seat. After they passed the Aztec, Derrick Bailey turned the Cadillac around and drove back toward the Aztec. He pulled the car into the Taco Bell parking lot adjacent to the Aztec and parked behind the Taco Bell. The defendant got out of the car and went through the shrubbery into the rear portion of the Aztec lot. Derrick Bailey then drove the Cadillac back to the street and pulled up to the front of the Aztec store. Hall got out and went inside the store to buy a drink. Hall and the store clerk both testified that the defendant was in the store when Hall came in. The defendant asked Hall if he had change for $20 and, after receiving a negative response, exited the store through the rear door. According to the clerk, the defendant exited the store some time after the victim had exited through the same door. The clerk did not specify the amount of time that elapsed between the victimÕs exit and the defendantÕs exit through the same door. She testified that the next gas sale occurred Ò[a]t the most[] 20 minutesÓ after the victimÕs purchase. Mary Ann Fenter, an Aztec customer, testified that when she drove to the rear of the Aztec only one car was present, a Òchampagne-coloredÓ car parked beside a gas pump. Nearby were two men, one who was lying on the ground and the other, a black man, who was standing over and looking down at the prone man. The man who stood was holding onto the jacket of the prone man, who did not move. When the man who was standing saw Ms. Fenter looking at him, he turned loose of the other manÕs jacket, got into the champagne-colored car, and drove away in a manner that she ÒwouldnÕt call speeding, but . . . wouldnÕt call it slow.Ó Alvin Hall had exited the Aztec store through the front door and had rejoined Garrison and Derrick Bailey in BaileyÕs Cadillac. Bailey then drove the Cadillac around to the rear of the Aztec where Hall saw the Camaro with its headlights off, moving away from the gas pump. The Cadillac followed the Camaro onto and down Dickerson Road. Both vehicles turned onto Bellshire Road. Hall asked to be let out, and Derrick Bailey stopped the Cadillac and let Hall and Garrison out. -3- Meanwhile, Ms. Fenter had alerted the store clerk, who called the police. Although neither Ms. Fenter nor the clerk had heard a gunshot, the victim had been shot by a .9 mm weapon that was fired within six inches of the victimÕs chest. The bullet struck the heart, liver, aorta, and spine. The victim died while on a hospital operating table. Later that evening, a motorist discovered the Camaro on Jackson Road about two miles from Dickerson Road and five miles from the Aztec. Jackson Road is connected to Dickerson Road via Brick Church Road and Bellshire. The wheels and tires, radio, and speakers had been removed from the Camaro, and someone had ineffectually attempted to set the car afire. The police were alerted to the defendantÕs involvement in the crime by the store clerkÕs identification of him and his appearance on the storeÕs surveillance videotape. After the police apprehended the defendant, they discovered $950 on his person, including 166 one-dollar bills. The defendant admitted being at the Aztec during the evening of December 27 and said that he had Òheard a shot.Ó The police obtained Derrick BaileyÕs Cadillac. They found evidence that someone had placed tires in the backseat. They photographed a portion of the back of the leather front seat, where an impression of raised lettering from a tire had been left. This lettering was identified as belonging to a specific make and model of tire that had been sold to the victim and mounted on the Camaro in the summer of 1998. Also, after recovering the Camaro, the police discovered a propane bottle in its trunk that bore the defendantÕs fingerprint. The defendant was convicted at trial of both felony murder and premeditated murder. On appeal, the sole issue is whether the convicting evidence is sufficient. In presenting that issue, the defendant concedes that the evidence supports a finding that he robbed the victim or stole his car; however, the defendant posits that the evidence fails to establish that he was the person who shot the victim. Essentially, he argues that the evidence does not exclude the reasonable hypothesis that the defendant came along to rifle the victimÕs pockets and steal his car after someone else had shot the victim. It is well established that a jury verdict, approved by the trial judge, accredits the testimony of the witnesses for the state and resolves all conflicts in favor of the theory of the state. State v. Hatchett, 560 S.W.2d 627, 630 (Tenn. 1978); State v. Townsend, 525 S.W.2d 842, 843 (Tenn. 1975). On appeal, the state is entitled to the strongest legitimate view of the evidence and all reasonable or legitimate inferences which may be drawn therefrom. State v. Cabbage, 571 S.W.2d 832, 836 (Tenn. 1978). Moreover, a verdict against the defendant removes the presumption of innocence and raises a presumption of guilt on appeal, State v. Grace, 493 S.W.2d 474, 476 (Tenn. 1973); Anglin v. State, 553 S.W.2d 616, 620 (Tenn. Crim. App. 1977), which the defendant has the burden of overcoming, State v. Brown, 551 S.W.2d 329, 331 (Tenn. 1977). -4- Most significantly, where the sufficiency of the evidence is challenged, the relevant question for an appellate court is whether, after reviewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt. Tenn. R. App. P. 13; Jackson v. Virginia, 443 U.S. 307, 99 S. Ct. 2781, 2782 (1979); see also, State v. Williams, 657 S.W.2d 405 (Tenn. 1983). This rule applies to findings based on both direct and circumstantial evidence. State v. Thomas, 755 S.W.2d 838, 842 (Tenn. Crim. App. 1988). The defendantÕs appellate challenge to the sufficiency of the convicting evidence calls into play the rules concerning the use of circumstantial evidence. Unquestionably, a criminal offense may be established exclusively by circumstantial evidence. Duchac v. State, 505 S.W.2d 237 (Tenn. 1973); State v. Jones, 901 S.W.2d 393, 396 (Tenn. Crim. App. 1995); State v. Lequire, 634 S.W.2d 608 (Tenn. Crim. App. 1982). However, before an accused may be convicted of a criminal offense based upon circumstantial evidence alone, the facts and circumstances Òmust be so strong and cogent as to exclude every other reasonable hypothesis save the guilt of the defendant.Ó State v. Crawford, 225 Tenn. 478, 482, 470 S.W.2d 610, 612 (1971); Jones, 901 S.W.2d at 396. In other words, Ò[a] web of guilt must be woven around the defendant from which he cannot escape and from which facts and circumstances the jury could draw no other reasonable inference save the guilt of the defendant beyond a reasonable doubt.Ó Crawford, 225 Tenn. at 484, 470 S.W.2d at 613. First-degree murder is committed by one who kills another premeditatedly and intentionally, Tenn. Code Ann. ¤ 39-13-202(a)(1) (Supp. 2001), or who kills another Òin the perpetration of or attempt to perpetrate any . . . robbery,Ó id. ¤ 39-13-202(a)(2) (Supp. 2001). Premeditation involves Òan act done after the exercise of reflection and judgment [and] means that the intent to kill must have been formed prior to the act itself[, although] it is not necessary that the purpose to kill pre-exist in the mind of the accused for any definite period of time.Ó Id. ¤ 39-13- 202(d) (Supp. 2001). ÒNo culpable mental state is required for conviction [of felony murder] except the intent to commit the enumerated offense[],Ó which in the present case is robbery. Id. ¤ 39-13- 202(b) (Supp. 2001). Looking first to the felony-murder conviction, we find sufficient evidence, albeit circumstantial, of a killing committed during the perpetration of a robbery. In so doing, we reject the defendantÕs claim that the circumstantial evidence fails to exclude every reasonable hypotheses except that the defendant was the person who shot the victim. The evidence showed, rather palpably we think, that in driving past the Aztec, the Bailey brothers were attracted to something they saw, causing them to turn around and resulting in the defendant stealthily entering the rear of the Aztec property. The jury could easily infer that he loitered about the Aztec store while the victim pumped gas into the Camaro. Then, he left the store Ð not through the front door, in the direction of his brotherÕs Cadillac Ð but through the rear door toward the rear gas pumps, where the only vehicle known to be present was the Camaro. A short time later, the defendant was seen standing over the prone victim with his hands on the victimÕs coat. He then drove away in the victimÕs car, leaving the victim mortally wounded by a gunshot to the -5- chest. The defendantÕs brother followed in the Cadillac, and soon thereafter, the defendant abandoned the Camaro after removing the radio, speakers, and expensive wheels. These events bespeak the brothersÕ plan to steal the Camaro in order to obtain the wheels, a plan that likely was hatched between the time that they passed the Aztec the first time and then turned around to go back. The defendantÕs actions in lurking about the Aztec store and then exiting through the rear door are consistent with this plan. Significantly, until Ms. Fenter arrived, there was no evidence of any other persons being near the rear gas pumps except the victim and the defendant. Accordingly, we find unreasonable the hypothesis that someone else killed the victim and that the defendant merely came along later to steal the Camaro. We hold that the evidence of felony murder excluded every other reasonable hypothesis except the guilt of the defendant beyond a reasonable doubt. Now, we address the issue of the conviction of premeditated murder. Of course, our determination that the circumstantial evidence supports the conclusion that the defendant committed felony murder also supports the general conclusion that the defendant was the man who shot the victim. That conclusion alone, however, does not establish all of the elements of premeditated murder. As noted above, premeditation involves the doing of an act after the exercise of reflection and judgment. Tenn. Code Ann. ¤ 39-13-202(d) (Supp. 2001). ÒPremeditation involves a previously formed design, or actual intention to kill.Ó State v. Brown, 836 S.W.2d 530, 539 (Tenn. 1992) (quoting Lewis v. State, 40 Tenn. 127, 147-48 (1859)) (emphasis added in Brown). It is the process ÒÔof thinking about a proposed killing before engaging in the homicidal conduct.ÕÓ Id. at 541. Ò[N]o specific period of time need elapse between the defendantÕs formulation of the design to kill and the execution of that plan . . . .Ó Id. at 543. Our legislature has mandated that Ò[t]he mental state of the accused at the time the accused allegedly decided to kill must be carefully considered in order to determine whether the accused was sufficiently free from excitement and passion as to be capable of premeditation.Ó Tenn. Code Ann. ¤ 39-13-202(d) (Supp. 2001) (emphasis added). However, premeditation may be inferred from the circumstances surrounding the killing. Brown, 836 S.W.2d at 541; State v. Gentry, 881 S.W.2d 1, 3 (Tenn. Crim. App. 1993). Facts which may allow a jury to infer premeditation include: (1) facts about how and what the defendant did prior to the actual killing which show he was engaged in activity directed toward the killing, that is planning activity; (2) facts about the defendantÕs prior relationship and conduct with the victim from which motive may be inferred; and -6- (3) facts about the nature of the killing from which it may be inferred that the manner of the killing was so particular and exacting that the defendant must have intentionally killed according to a preconceived design. State v. Bordis, 905 S.W.2d 214, 222 (Tenn. Crim. App. 1995). Moreover, Tennessee courts have specified relevant circumstances and considerations: the use of a deadly weapon upon an unarmed victim; the particular cruelty of the killing; declarations by the defendant of an intent to kill; evidence of procurement of a weapon; preparations before the killing for concealment of the crime, and calmness immediately after the killing. State v. Bland, 958 S.W.2d 651, 660 (Tenn. 1997). In the present case, the evidence shows that the defendant planned to rob the victim of the Camaro, but the record is devoid of proof that the defendant planned to kill the victim. Although the evidence showed that the defendant knew that the victim possessed the Camaro with the expensive wheels, thus establishing a motive for robbery, there was no proof of any prior relationship between the victim and the defendant that supplies a motive for murder. Although a gun was used upon an unarmed victim, there is no evidence that the defendant procured the gun in order to shoot the victim. Significantly, except for the fact that the gun was close to the victim when it was fired into his chest, there is no evidence about the nature or circumstances of the actual killing. There is no declaration of an intent to kill the victim and no indication whether there was an argument or struggle that might have prompted a passionate or an accidental shooting. In truth, we know nothing about the defendantÕs critical confrontation with the victim. When, as here, Òthere simply is no evidence in the record that in causing [the victimÕs] death, [the defendant] acted with the premeditation . . . required to establish first-degree murder,Ó see Brown, 836 S.W.2d at 543, we must reverse the conviction for that offense, id. at 544. Of course, one could speculate that the defendant formed a prior intent to shoot the victim in order to facilitate the theft of the car, but a jury may not engage in Òpure speculationÓ and may not Òconstruct a theory based on no evidence at all.Ó State v. West, 844 S.W.2d 144, 148 (Tenn. 1992). Ò[I]n the absence of proof of . . . premeditation, an unlawful killing is presumed to be second degree murder.Ó Id. Given the presumption in favor of second-degree murder and finding ample evidence to support a finding that the defendant knowingly killed the victim, we reverse and vacate the first-degree murder conviction on count two and impose in lieu thereof a conviction of second-degree murder. Accord State v. Boyd, 909 S.W.2d 50, 55 (Tenn. Crim. App. 1995) (where stated failed to offer any evidence of deliberate and premeditated nature of attempted homicide, presumption applied that attempted unlawful killing was attempted second-degree murder); State v. Darnell, 905 S.W.2d -7- 953, 961-62 (Tenn. Crim. App. 1995) (premeditated murder conviction modified to second-degree murder where stateÕs arguments, although strong and possibly correct, were not supported by quantum of proof necessary to sustain premeditated first-degree murder conviction). Of course, this conviction in count two remains merged with the first-degree felony-murder conviction in count one. In all other respects, we affirm the actions of the trial court. ___________________________________ JAMES CURWOOD WITT, JR., JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT KNOXVILLE July 24, 2002 Session STATE OF TENNESSEE v. JAMES ALLEN BAILEY Direct Appeal from the Circuit Court for Cocke County Nos. 8394-8399 Ben W. Hooper, II, Judge No. E2001-02443-CCA-R3-CD August 28, 2002 The defendant pled guilty to six counts of arson, Class C felonies, and one count of setting fire to personal property, a Class E felony. The trial court ordered an effective sentence of fifteen years incarceration followed by five years of probation. On appeal, the defendant argues: (1) the trial court erred in conducting an independent investigation into pyromania; (2) the length of his individual sentences is excessive; (3) the trial court erred in imposing consecutive sentencing; and (4) the trial court improperly denied alternative sentencing. We modify the defendantÕs sentences to an effective term of ten years in the Department of Correction. Tenn. R. App. P. 3 Appeal as of Right; Judgments of the Circuit Court Affirmed in Part; Reversed in Part; Sentences Modified JOE G. RILEY, J., delivered the opinion of the court, in which JERRY L. SMITH, J., joined. DAVID H. WELLES, J., filed a dissenting opinion. Edward C. Miller, District Public Defender (at hearing); and Susanne Bales, Assistant District Public Defendant (on appeal), for the appellant, James Allen Bailey. Paul G. Summers, Attorney General and Reporter; Elizabeth B. Marney, Assistant Attorney General; Al C. Schmutzer, Jr., District Attorney General; and Ronald C. Newcomb, Assistant District Attorney General, for the appellee, State of Tennessee. OPINION The defendant admitted setting a series of fires near his home in Parrottsville, Tennessee. He burned uninhabited mobile homes, a garage, and a truck, which property belonged to various neighbors and family friends. The defendant testified at sentencing he set the fires because he was ÒaggravatedÓ with his elderly grandfather. He stated he knew the buildings were unoccupied. He -2- indicated he felt better Òfor a little whileÓ after setting a fire, but would later regret his actions. He said that after he set each fire, he would leave the scene and return after the fire department arrived. At sentencing, two victims testified the fires had made them fearful, and they did not wish for the defendant to be released on probation. Doris Ball, the defendantÕs aunt, testified the defendant received SSI payments due to his mental limitations. Ball also stated the defendant required repeated instructions to perform tasks. The trial court applied enhancement factors seven (offense involved a victim and was committed to gratify the defendantÕs desire for pleasure or excitement) and ten (the defendant had no hesitation about committing a crime when the risk to human life was high). Tenn. Code Ann. ¤ 40-35-114(7), (10). It also found mitigating factor eight (defendant was suffering from a mental or physical condition that significantly reduced his culpability) could also apply. Tenn. Code Ann. ¤ 40-35-113(8). In regard to alternative sentencing, the trial court stated the following: One of the factors to be considered in probation is whether or not he might reasonably be expected to be successfully rehabilitated, and as I stated this morning, I have done quite a bit of research on people that may be classified as pyromaniacs. . . . . There is virtually no cure, no treatment, and that is somewhat sad when you have just admitted that he probably suffers from a mental condition. Some mental conditions can be treated but apparently success has been very limited in this area. The trial court also found alternative sentencing to be inappropriate because of the need to protect the public from the defendantÕs possible future conduct and to avoid depreciating the seriousness of the offenses. The trial court then sentenced the defendant to five years for each arson conviction and one year for the conviction for setting fire to personal property. Although it is not entirely clear, it appears the trial court in determining consecutive sentencing concluded that, despite the lack of psychiatric proof, the defendant was a Òdangerous mentally abnormal person.Ó See Tenn. Code Ann. ¤ 40-35-115(b)(3). It also found the defendant was a dangerous person who had little or no regard for human life; the public needed to be protected; and the defendantÕs record showed extensive criminal activity. See Tenn. Code Ann. ¤ 40-35- 115(b)(2), (4). It ordered four of the five-year sentences to be served consecutively with the remaining sentences to be served concurrently for an effective 20-year sentence. However, it ordered the defendant to spend the first fifteen years in incarceration with the remaining five years on probation. We conclude the trial court made three errors in sentencing the defendant: (1) it considered its own independent research on pyromania; (2) it improperly applied an enhancement factor; and -3- (3) it improperly applied two consecutive sentencing factors. We, therefore, review the sentences de novo without a presumption of correctness. I. TRIAL COURTÕS INDEPENDENT RESEARCH The defendant first argues the trial court erred in conducting independent research of pyromania. We must agree. A court must restrain itself to consider only those facts presented to it by the parties; it may not make an independent investigation off the record and base its holding on the resulting information. State v. Hart, 911 S.W.2d 371, 376 (Tenn. Crim. App. 1995); Jessie C. Minor v. State of Tennessee, No. M2001-00545-CCA-R10-PC, 2001 Tenn. Crim. App. LEXIS 932, at *34-35 (Tenn. Crim. App. Dec. 5, 2001, at Nashville). In this case, the trial court stated it conducted research on pyromania. Based on this research, the trial court essentially concluded the defendant was a pyromaniac whose condition was untreatable. Further, it is apparent from the record that the trial court relied heavily on its research in sentencing the defendant. We also note the trial courtÕs statements regarding pyromania did not contain the kind of information subject to judicial notice. See Tenn. R. Evid. 201(b). The state correctly argues this courtÕs review of the lower courtÕs sentencing decision is de novo with a presumption that the determinations made by the trial court are correct. Tenn. Code Ann. ¤ 40-35-401(d); State v. Imfeld, 70 S.W.3d 698, 704 (Tenn. 2002). However, for this presumption to apply to the trial courtÕs actions, there must be an affirmative showing in the record that the trial court considered proper sentencing principles and all relevant facts and circumstances. State v. Pettus, 986 S.W.2d 540, 543-44 (Tenn. 1999). If the trial court does not comply with statutory sentencing provisions, our review of the sentence is de novo with no presumption the trial courtÕs determinations are correct. State v. Winfield, 23 S.W.3d 279, 283 (Tenn. 2000). Because of the trial courtÕs independent investigation and consideration of information outside of the record, the trial courtÕs sentence is not entitled to a presumption of correctness. II. THE LENGTH OF THE DEFENDANTÕS SENTENCES The defendant also contends the length of his sentences for the offenses is excessive because the trial court erred in applying enhancement factors seven and ten. See Tenn. Code Ann. ¤ 40-35- 114(7), (10). As a Range I standard offender, the defendant faced three to six years for each arson conviction and one to two years for the conviction for setting fire to personal property. See Tenn. Code Ann. ¤ 40-35-112(a)(3), (5). The trial court applied enhancement factors seven (offense involved a victim and was committed to gratify the defendantÕs desire for pleasure or excitement) 1 On appeal, the state requests that we apply enhancement factor six (the amount of damages to property sustained by the victim was particularly great). See Tenn. Code Ann. ¤ 40-35-114(6). At the sentencing hearing, the trial court did not apply this factor. Although this court has the authority to consider an enhancement factor not found by the trial court, we are reluctant to do so in this case based upon the limited record before us concerning the amount of damages suffered by the victims. -4- and ten (the defendant had no hesitation about committing a crime when the risk to human life was high), and mitigating factor eight (defendant was suffering from a mental or physical condition that significantly reduced his culpability). See Tenn. Code Ann. ¤¤ 40-35-114(7), (10); -113(8). It sentenced the defendant to five years for each arson conviction and the minimum one-year sentence for setting fire to personal property. Based on our review of the record, we conclude enhancement factor seven applies. See Tenn. Code Ann. ¤ 40-35-114(7). At sentencing, the defendantÕs testimony indicated he relieved his frustrations by committing the offenses and would return to the scene to watch the fires. We reasonably infer from the evidence that the defendant committed the offenses to gratify his desire for pleasure or excitement and give this factor great weight. However, enhancement factor ten is inapplicable under the facts and circumstances of this case. See Tenn. Code Ann. ¤ 40-35-114(10). We must look to the specific facts and circumstances in an arson case on a case-by-case basis in order to determine whether this factor applies. State v. Lewis, 44 S.W.3d 501, 506 (Tenn. 2001). The proof showed the defendant targeted unoccupied buildings. Further, there was no proof any of the firefighters who responded to the fires were required to enter the burning structures or were otherwise placed in danger, other than that normally associated in extinguishing a fire, as a result of the defendantÕs actions. This case is distinguishable from Lewis where firefighters actually entered and searched a Òfully involvedÓ flaming building. Id. at 506-07. Therefore, we are unable to conclude the defendant had no hesitation about committing a crime when the risk to human life was high. See Tenn. Code Ann. ¤ 40-35-114(10). In summary, enhancement factor seven (offense committed for pleasure or excitement) applies and is entitled to great weight. See Tenn. Code Ann. ¤ 40-35-114(7). The trial courtÕs application of mitigating factor eight (mental condition reducing culpability) is not challenged. See Tenn. Code Ann. ¤ 40-35-113(8). However, we give it very little weight. We conclude sentences of five years for each arson and one year for setting fire to personal property are appropriate. We recognize this is the same length of the sentences determined by the trial court; however, we reach the same result in our de novo review without the presumption of correctness.1 III. CONSECUTIVE SENTENCING The defendant maintains the trial court erred in ordering consecutive sentencing. We modify the consecutive sentencing order of the trial court. 2 As stated previously, it is not entirely clear whether the trial court actually applied this factor. However, based upon our reading of the transcript, it appears to us that it did. -5- Generally, it is within the discretion of the trial court to impose consecutive sentences if it finds by a preponderance of the evidence that at least one of following statutory criteria apply: ... (2) [t]he defendant is an offender whose record of criminal activity is extensive; (3) [t]he defendant is a dangerous mentally abnormal person so declared by a competent psychiatrist who concludes as a result of an investigation prior to sentencing that the defendant's criminal conduct has been characterized by a pattern of repetitive or compulsive behavior with heedless indifference to consequences; [or] (4) [t]he defendant is a dangerous offender whose behavior indicates little or no regard for human life, and no hesitation about committing a crime in which the risk to human life is high; ... Tenn. Code Ann. ¤ 40-35-115(b). The trial court found the defendant was both a Òdangerous mentally abnormal personÓ2 and a Òdangerous offender whose behavior indicates little or no regard for human life, and no hesitation about committing a crime in which the risk to human life is high.Ó See Tenn. Code Ann. ¤ 40-35- 115(b)(3), (4). It also found the defendantÕs record of criminal activity was extensive. Id. at (b)(2). It ordered four of defendantÕs five-year sentences to be served consecutively. First, the consecutive sentencing statute mandates that before a defendant may be found to be Òa dangerously mentally abnormal person,Ó a competent psychiatrist must conclude that Òthe defendant's criminal conduct has been characterized by a pattern of repetitive or compulsive behavior with heedless indifference to the consequences.Ó Tenn. Code Ann. ¤ 40-35-115(b)(3). There was no such psychiatric proof or documentation in this case. Further, as we previously discussed, there is nothing in the record to establish that the defendantÕs behavior exhibited Òlittle or no regard for human life, and a lack of hesitation about committing a crime in which the risk to human life is high.Ó See Tenn. Code Ann. ¤ 40-35- 115(b)(4). The consecutive sentencing statute requires such evidence before the defendant can be -6- declared a Òdangerous offender.Ó Id. Therefore, the Òdangerous offenderÓ criterion for consecutive sentences does not apply. However, we conclude the proof supports the trial courtÕs finding that the defendant had an extensive record of criminal activity. While the defendantÕs prior criminal history is sparse, the record shows he committed the instant seven felony offenses during separate incidents over a period of eleven months. A court is not limited to considering a defendantÕs prior criminal history in determining whether he has an extensive record of criminal activity; it may also consider the offenses for which he is being sentenced. See State v. Cummings, 868 S.W.2d 661, 667 (Tenn. Crim. App. 1992); State v. Timothy Jason Solomon, E1999-00991-CCA-R3-CD, 2000 Tenn. Crim. App. LEXIS 63, at *4 (Tenn. Crim. App. Jan. 27, 2000, at Knoxville), perm. to app. denied (Tenn. 2000). The prior criminal record of an offender may have been good, but Òthe crimes for which he is being sentenced may indicate criminal activity so extensive and continuing for such a period of time as to warrant consecutive sentencing.Ó Gray v. State, 538 S.W.2d 391, 393 (Tenn. 1976); see Tenn. Code Ann. ¤ 40-35-115 Sentencing Commission Comments (explaining that the consecutive sentencing statute essentially codified this Gray criterion). We find only one of the consecutive sentencing criteria applies under the facts and circumstances of this case. Thus, we decide the issue of consecutive sentencing de novo without a presumption of correctness. We conclude a total effective sentence of ten years is Òjustly deserved in relation to the seriousness of the offense[s]Ó and Ò[is] no greater than that deserved for the offense[s] committed.Ó See State v. Imfeld, 70 S.W.3d 698, 708 (Tenn. 2002) (citing Tenn. Code Ann. ¤¤ 40-35-102(1); -103(2)). Thus, the first two five-year arson sentences shall run consecutively to each other; all other sentences will run concurrently with each other and the first two arson sentences. IV. ALTERNATIVE SENTENCING The defendant argues that since he is presumed to be a favorable candidate for alternative sentencing, the trial court erred in not allowing him to serve all of his sentences on probation. We disagree. A defendant is eligible for probation if the sentence is eight years or less, subject to some statutory exclusions. Tenn. Code Ann. ¤ 40-35-303(a). A defendant with a total effective sentence in excess of eight years is eligible for probation if the individual sentences imposed for the convictions fall within the probation eligibility requirements. State v. Goode, 956 S.W.2d 521, 527 (Tenn. Crim. App. 1997). -7- An especially mitigated or standard offender convicted of a Class C, D or E felony is presumed to be a favorable candidate for alternative sentencing in the absence of evidence to the contrary. Tenn. Code Ann. ¤ 40-35-102(6). A trial court must presume that a defendant sentenced to eight years or less and for whom incarceration is not a priority is subject to alternative sentencing. State v. Byrd, 861 S.W.2d 377, 379-80 (Tenn. Crim. App. 1993). It is further presumed that a sentence other than incarceration would result in successful rehabilitation unless rebutted by sufficient evidence in the record. Id. at 380. In determining whether to grant or deny probation, a trial court should consider the circumstances of the offense, the defendant's criminal record, the defendantÕs social history and present condition, the need for deterrence, and the best interest of the defendant and the public. State v. Grear, 568 S.W.2d 285, 286 (Tenn. 1978); State v. Boyd, 925 S.W.2d 237, 244 (Tenn. Crim. App. 1995). The trial court denied alternative sentencing, in part, because of the need to avoid depreciating the seriousness of the offenses and to protect the public. The proof at trial established that the defendant set fire to five separate structures and a vehicle over a period of eleven months, and that he set fire to one structure twice. The proof further established the defendantÕs actions caused his victims emotional distress and property loss. We conclude that alternative sentencing is inconsistent with the seriousness of these offenses and is not in the best interest of the public nor the defendant. CONCLUSION After conducting a de novo review of the defendantÕs sentences with no presumption of correctness, we decline to modify the length of any of the defendantÕs individual sentences as determined by the trial court; however, we modify the judgments of the trial court so that the defendant will serve his five-year sentences for case numbers 8394 and 8395 consecutively to each other, and case numbers 8396, 8397, 8398, and 8399 will run concurrently with each other and with case numbers 8394 and 8395 for an effective sentence of ten years. No term of probation will follow. ___________________________________ JOE G. RILEY, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT KNOXVILLE July 24, 2002 Session STATE OF TENNESSEE v. JAMES ALLEN BAILEY Appeal from the Circuit Court for Cocke County No. 8394-8399 Ben W. Hooper, II, Judge No. E2001-02443-CCA-R3-CD August 28, 2002 DAVID H. WELLES, J., dissenting. DISSENTING OPINION Based on my de novo review of the record in this case, I am unable to agree that the imposition of consecutive sentences is warranted. Therefore I respectfully dissent from that portion of the opinion which concludes that two of the DefendantÕs sentences should be served consecutively. The presentence report reflects that at the time of sentencing the Defendant was thirty-two years old and unmarried. His formal education ended in the eighth grade and he has no specialized training. His mental capacity is limited. He is physically disabled and apparently has been disabled all of his life. Because of his disability, he has never maintained regular employment. He receives an SSI disability check each month. -2- The Defendant has no prior convictions and apparently has no prior arrests. The Defendant reported that he spent some time in jail when a juvenile as a result of theft charges, but the presentence report does not verify this information. I agree that a sentencing court may consider the offenses for which a defendant is being sentenced in determining whether the Defendant is an offender who has an extensive record of criminal activity. The record in this case does not establish that the Defendant had any record of criminal activity prior to the arson offenses for which he was sentenced herein. The question thus becomes whether the DefendantÕs seven convictions, for crimes committed within an approximate eleven-month period, are sufficient to establish a Òrecord of criminal activityÓ which is extensive. I agree that seven felonies committed within an eleven-month period is sufficient to establish an extensive record of criminal activity, although perhaps marginally so. Even though the Defendant qualifies for consecutive sentencing, whether to order the sentences to be served consecutively lies within the discretion of the sentencing court. Our legislature has acknowledged that the StateÕs resources for building and maintaining prisons are limited. See Tenn. Code Ann. ¤ 40-35-102(5). Our legislature has thus recognized that consecutive sentences are generally warranted for three types of offenders: (1) offenders who are dangerous to other individuals, (2) sexual offenders who prey upon children and (3) offenders who make their living through crime or have substantial criminal records. -3- In determining an appropriate sentence, our legislature has directed that Òthe sentence imposed should be the least severe measure necessary to achieve the purposes for which the sentence is imposed.Ó Tenn. Code Ann. ¤ 40-35-103(4). In this case, the Defendant has not heretofore been convicted of a crime. Although serious, I note that the crimes for which he is being sentenced are such that he is by law presumed to be eligible for an alternative sentence, in view of his status of a standard offender. Tenn. Code Ann. ¤ 40-35-102(6). As pointed out by Judge Riley, our review is de novo without a presumption of correctness. Based upon my review of the entire record in this case, I would order that the DefendantÕs sentences be served concurrently. ___________________________________ DAVID H. WELLES, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT NASHVILLE Assigned on Briefs October 1, 2002 STATE OF TENNESSEE v. DAVID L. BAKER Direct Appeal from the Criminal Court for Putnam County No. 01-0118 John J. Maddux, Jr., Judge No. M2001-02025-CCA-R3-CD - Filed November 26, 2002 The defendant, David L. Baker, was convicted of driving under the influence, fourth offense, and sentenced to eleven months, twenty-nine days, with 210 days to be served in the county jail and the balance on supervised probation. He was ordered to pay a fine of $1100 and to complete an alcohol education safety program, and his driverÕs license was suspended for four years. He timely appealed, presenting as the single issue his claim that the evidence presented was insufficient to support the verdict. Following our review, we affirm the judgment of conviction. Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Criminal Court Affirmed ALAN E. GLENN, J., delivered the opinion of the court, in which DAVID H. WELLES and JAMES CURWOOD WITT, JR., JJ., joined. David N. Brady, District Public Defender, and H. Marshall Judd, Assistant Public Defender, for the appellant, David L. Baker. Paul G. Summers, Attorney General and Reporter; Peter M. Coughlan, Assistant Attorney General; William E. Gibson, District Attorney General; and Gary S. McKenzie, Assistant District Attorney General, for the appellee, State of Tennessee. OPINION Officer Glen Ramsey of the Cookeville Police Department testified that on October 13, 2000, while on duty, he noticed a red and white pickup truck make a "very wide left turn," either hitting the sidewalk or coming close to doing so. Officer Ramsey pulled his vehicle behind the truck and observed that it was "very close, if not on, the center line." After following the truck for a distance, Officer Ramsey activated his blue lights to stop the truck, which then made a very wide right turn, completely taking up the oncoming lane. Officer Ramsey continued to follow the truck as it traveled on for a block and then activated his siren, resulting in the truckÕs stopping after it had gone another block. With difficulty, Officer Ramsey got the defendant to remain in the truck, asking for his -2- driverÕs license and registration. He detected "a very strong odor of alcohol" or what he believed to be alcohol coming from the defendant. Officer Ramsey described the defendant as "very uncooperative," not doing anything asked of him. His speech was "[v]ery slurred," and he was difficult to understand. Initially, he agreed to perform field sobriety tests but, then, refused, saying "if you are going to arrest me, letÕs just go." Inside the defendantÕs truck was a twelve-pack of beer, with five cans missing and the ones remaining "quite cool." One half-full can was inside the truck. In Officer RamseyÕs opinion, the defendant was "drunk." The defendant refused to submit to a breathalyzer test or to sign the implied consent form. Officer Mike Green of the Cookeville Police Department testified that he was at the scene when the defendant was arrested and that, in his opinion, the defendant was "intoxicated." Following the testimony of Officer Green, the State rested its case. The defendant did not present any proof. ANALYSIS In considering the sole issue on appeal, we apply the familiar rule that where sufficiency of the convicting evidence is challenged, the relevant question of the reviewing court is "whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt." Jackson v. Virginia, 443 U.S. 307, 319, 99 S. Ct. 2781, 2789, 61 L. Ed. 2d 560, 573 (1979); see also State v. Evans, 838 S.W.2d 185, 190-92 (Tenn. 1992); State v. Anderson, 835 S.W.2d 600, 604 (Tenn. Crim. App. 1992); Tenn. R. App. P. 13(e) ("Findings of guilt in criminal actions whether by the trial court or jury shall be set aside if the evidence is insufficient to support the findings by the trier of fact of guilt beyond a reasonable doubt."). All questions involving the credibility of witnesses, the weight and value to be given the evidence, and all factual issues are resolved by the trier of fact. See State v. Pappas, 754 S.W.2d 620, 623 (Tenn. Crim. App. 1987). "A guilty verdict by the jury, approved by the trial judge, accredits the testimony of the witnesses for the State and resolves all conflicts in favor of the theory of the State." State v. Grace, 493 S.W.2d 474, 476 (Tenn. 1973). Our supreme court stated the rationale for this rule: This well-settled rule rests on a sound foundation. The trial judge and the jury see the witnesses face to face, hear their testimony and observe their demeanor on the stand. Thus the trial judge and jury are the primary instrumentality of justice to determine the weight and credibility to be given to the testimony of witnesses. In the trial forum alone is there human atmosphere and the totality of the evidence cannot be reproduced with a written record in this Court. -3- Bolin v. State, 219 Tenn. 4, 11, 405 S.W.2d 768, 771 (1966) (citing Carroll v. State , 212 Tenn. 464, 370 S.W.2d 523 (1963)). A jury conviction removes the presumption of innocence with which a defendant is initially cloaked and replaces it with one of guilt, so that on appeal, a convicted defendant has the burden of demonstrating that the evidence is insufficient. See State v. Tuggle, 639 S.W.2d 913, 914 (Tenn. 1982). In this matter, the two StateÕs witnesses, both officers with the Cookeville Police Department, testified that, in their opinions, the defendant was intoxicated. By their verdict, the jurors demonstrated that they believed this testimony. There is no basis for our concluding that the evidence was insufficient to support the conviction, for there was no proof to the contrary. CONCLUSION Based upon the foregoing authorities and reasoning, we affirm the judgment of conviction. ___________________________________ ALAN E. GLENN, JUDGE 1 The appellant received consecutive sentences of eleven months and twenty-nine days incarceration for the DUI conviction and six months incarceration for his driving on a revoked license conviction. 2 The transcript of the trial for the DUI and driving on a revoked license convictions, which would contain (continued...) IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT NASHVILLE Assigned on Briefs November 28, 2001 STATE OF TENNESSEE v. RANDALL P. BAKER Appeal as of Right from the Circuit Court for Williamson County No. II-900-288 Timothy L. Easter, Judge No. M2001-01603-CCA-R3-CD - Filed March 8, 2002 Pursuant to a bench trial, the appellant, Randall P. Baker, was convicted of one count of failure to appear, a class E felony. The trial court sentenced the appellant as a career offender to six years incarceration. On appeal, the appellant contests the trial courtÕs order mandating that his sentence be served consecutively to another sentence not yet served. Upon review of the record and the partiesÕ briefs, we affirm the judgment of the trial court. Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court is Affirmed. NORMA MCGEE OGLE, J., delivered the opinion of the court, in which DAVID H. WELLES and JERRY L. SMITH, JJ., joined. Eugene Honea, Franklin, Tennessee, for the appellant, Randall P. Baker. Paul G. Summers, Attorney General and Reporter; Angele M. Gregory, Assistant Attorney General; Ronald L. Davis, District Attorney General; and Sharon E. Guffee, Assistant District Attorney General, for the appellee, State of Tennessee. OPINION I. Factual Background On August 22, 1999, the appellant was convicted of second offense driving under the influence (DUI) and of driving on a revoked licence.1 The appellant requested additional time before beginning service of his eighteen month sentence in order to Òtake care ofÓ or Òcheck onÓ his daughter.2 The trial court allowed the appellant until August 25, 2000, to report for service of his 2 (...continued) the precise language of the request, is not included in the record for our review. -2- sentence. The appellant remained on bond in the interim. However, the appellant failed to report at the time designated by the court. The appellant was discovered, two or three weeks later, and brought in to begin serving his sentence. Subsequently, pursuant to a bench trial, the court found the appellant guilty of failure to appear, a class E felony. See Tenn. Code Ann. ¤ 39-16-609(e) (1997). At the sentencing hearing, after reviewing the available evidence, the trial court sentenced the appellant as a career offender to six years incarceration, with sixty percent of the sentence to be served in confinement. The trial court further noted that the appellant was an offender whose Òcriminal history is extensiveÓ and ordered the instant sentence to be served consecutively to the appellantÕs eighteen month sentence previously imposed. The appellant now appeals the consecutive nature of this sentence. II. Analysis Appellate review of the length, range, or manner of service of a sentence is de novo. Tenn. Code Ann. ¤ 40-35-401(d) (1997). In conducting its de novo review, this court considers the following factors: (1) the evidence, if any, received at the trial and the sentencing hearing; (2) the presentence report; (3) the principles of sentencing and arguments as to sentencing alternatives; (4) the nature and characteristics of the criminal conduct involved; (5) evidence and information offered by the parties on enhancement and mitigating factors; (6) any statement by the appellant in his own behalf; and (7) the potential for rehabilitation or treatment. Tenn. Code Ann. ¤ 40-35-102 and -103 (1997),-210 (2001 Supp.); see also State v. Ashby, 823 S.W.2d 166, 168 (Tenn. 1991). Moreover, we note that, because the record reveals that the trial court adequately considered sentencing principles and all relevant facts and circumstances, this court will accord the trial courtÕs determinations a presumption of correctness. Tenn. Code Ann. ¤ 40-35-401(d); Ashby,823 S.W.2d at 169. Regardless, the burden is on the appellant to demonstrate the impropriety of his sentence. Tenn. Code Ann. ¤ 40-35-401, Sentencing Commission Comments. The appellant does not contest the length of his sentence or his designation as a career offender; rather, the appellant contends that the trial court erred by running his sentence for failure to appear consecutively to his previous eighteen month sentence. Tenn. Code Ann. ¤ 40-35-115(b) (1997) provides that, if the appellant meets one of the listed criteria, a trial court may, in its discretion, impose consecutive sentences. Moreover, if the trial court determines that consecutive sentencing is appropriate because the appellant is a dangerous offender, the court must also find that the sentence reasonably relates to the severity of the appellantÕs offenses and that confinement is necessary to protect society from further criminal conduct by the appellant. See State v. Lane, 3 S.W.3d 456, 460-61 (Tenn. 1999); State v. Wilkerson, 905 S.W.2d 933, 938 (Tenn. 1995). 3 The seven felony offenses consist of automobile burglary, petit larceny, second degree burglary, concealing stolen property, grand larceny, vehicular assault, and reckless endangerment. -3- In the present case, the trial court imposed consecutive sentencing because the appellant Òis an offender whose record of criminal activity is extensive.Ó Tenn. Code Ann. ¤ 40-35- 115(b)(2). Specifically, the trial court stated to the appellant: It makes me uneasy to think that you would get out any earlier than I could absolutely order you to serve with this record, which indicates a lot of criminal conduct involving drinking and driving and hurting people, vehicular assault, reckless endangerment, multiple DUIs. I donÕt think I could live with myself if you got out one day early and hurt somebody else or killed somebody because youÕre drinking and driving. A review of the appellantÕs presentence report clearly reveals that the appellant has, in addition to the seven prior felony offenses used to establish his career offender status,3 numerous convictions for DUI and driving on a revoked license. See State v. Palmer, 10 S.W.3d 638, 649 (Tenn. Crim. App. 1999); State v. Robbie R. Bailey, No. E2001-00210-CCA-R3-CD, 2001 Tenn. Crim. App. LEXIS 918, at *26 (Knoxville, November 29, 2001). Additionally, the presentence report notes that Ò[t]he [appellant] has additional driving offense convictions that are not listed above (he was convicted of DUI 8 th offense in 1997).Ó See State v. James Clifford Wright, No. 01C01-9811-CC-00476, 1999 Tenn. Crim. App. LEXIS 1121, at **7-8 (Nashville, October 29, 1999); State v. Fred Edmond Dean, No. 03C01-9508-CC-00251, 1997 Tenn. Crim. App. LEXIS 10, at **35-36 (Knoxville, January 10, 1997). We conclude that this history is sufficiently extensive to warrant the imposition of consecutive sentencing. Moreover, we note that the trial court also had authority to sentence the appellant to consecutive sentences under Tenn. Code Ann. ¤ 39-16-609(f) (1997), which statute provides that Ò[a]ny sentence received for [failure to appear] may be ordered to be served consecutively to any sentence received for the offense for which the defendant failed to appear.Ó See State v. Scotty Ray Haynes, No. 01C01-9706-CC-00227, 1998 Tenn. Crim. App. LEXIS 385, at *12 (Nashville, March 27, 1998). ÒThus, upon a conviction for failure to appear, it is left to the discretion of the trial court whether to impose a consecutive sentence or a concurrent sentence.Ó State v. John David Rankin, Jr., No. 03C01-9511-CC-00369, 1996 Tenn. Crim. App. LEXIS 510, at *17 (Knoxville, August 19, 1996). Accordingly, the trial court could have, in its discretion, also properly ordered consecutive sentencing based upon this statute. III. Conclusion Based upon the foregoing, we affirm the judgment of the trial court. ___________________________________ -4- NORMA McGEE OGLE, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT KNOXVILLE August 20, 2002 Session STATE OF TENNESSEE v. GARY WILLIAM BALES Appeal from the Circuit Court for Blount County No. C-10765 D. Kelly Thomas, Jr., Judge No. E2001-00814-CCA-R3-CD December 16, 2002 The defendant, indicted for second degree murder, was convicted by a jury of voluntary manslaughter and sentenced to six years in the Department of Correction. See Tenn. Code Ann. ¤ 39-13-211. In this appeal as of right, the defendant challenges the length of his sentence, arguing that the trial court improperly applied two enhancement factors and failed to properly weigh one mitigating factor. The judgment of the trial court is affirmed. Tenn. R. App. P. 3; Judgment of the Trial Court Affirmed GARY R. WADE, P.J., delivered the opinion of the court, in which JAMES CURWOOD WITT, JR., and ROBERT W. WEDEMEYER, JJ., joined. Joseph E. Costner and Amy E. Burroughs, Maryville, Tennessee, for the appellant, Gary William Bales. Paul G. Summers, Attorney General & Reporter; Peter M. Coughlan, Assistant Attorney General; and Kirk E. Andrews and Edward P. Bailey, Jr., Assistant District Attorneys General, for the appellee, State of Tennessee. OPINION On August 11, 1997, the defendant struck the victim, Ray Brewer, on the head with a cinder block. Afterwards, the defendant telephoned 911 and reported to the dispatcher that he had injured the victim, who had repeatedly made sexual comments about a 14-year-old female acquaintance. When the authorities arrived, the victim, whose skull was partially crushed, was still alive but appeared to be choking on blood. Later, he died. When questioned, the defendant admitted the altercation, explaining that he was offended by the victimÕs comments about the female acquaintance. The defendant acknowledged that he struck the victim first, but claimed self-defense because the victim was acting in a threatening manner. -2- Dr. Robert Sadoff testified that the defendant suffered from a diminished mental capacity characterized by both schizophrenia, including auditory and visual delusions and hallucinations, and post-traumatic stress disorder. The defendant, who had been forcibly institutionalized in 1995, reported to Dr. Sadoff that he was sexually abused by a babysitter when he was approximately five or six years old. Dr. Sadoff also recalled that when the defendant was sixteen or seventeen years old, he was assaulted and sodomized by four men. According to Dr. Sadoff, the defendant insisted that the men pushed a wire in one of his ears and out the other and left a drill bit in his rectum that he believed was still there. Dr. Diana McCoy described the defendant as mildly mentally retarded and schizophrenic. It was also her opinion that the defendant suffered from post-traumatic stress disorder as a result of the rapes. In rebuttal, the state offered the testimony of Dr. Rokeya Farooque, who evaluated the defendant at the Middle Tennessee Mental Health Institute. According to Dr. Farooque, the defendant had a history of substance abuse. She believed that a diagnosis of post-traumatic stress disorder was erroneous because the defendant did not exhibit all of the clinical symptoms. It was her opinion that the defendant, who reported neither flashbacks nor the hearing of voices at the time of his attack upon the victim, was not in a disassociative state at the time of the offense. Samuel Craddock, a psychologist at the Tennessee Mental Health Institute, testified that the defendant indeed suffered from schizophrenia, but was nevertheless able to recognize the wrongfulness of his actions. The jury convicted the defendant of voluntary manslaughter. After a hearing, the trial court found two enhancement factors to be applicable: (1) that the defendant has a previous history of criminal convictions or criminal behavior in addition to those necessary to establish the appropriate range; and (4) that the victim of the offense was particularly vulnerable because of age or physical or mental disability. See Tenn. Code Ann. ¤ 40-35-114(1), (4). In mitigation, the trial court considered the defendantÕs Òmental disease,Ó see 40-35-113(8), but determined that it did not justify a downward adjustment of the defendantÕs sentence, which was set at the Range I maximum of six years. See Tenn. Code Ann. ¤¤ 39-13-211(b) (classifying voluntary manslaughter as a Class C felony), 40-35-112(a)(3) (setting a Range I Class C felony sentence at three to six years). When there is a challenge to the length, range, or manner of service of a sentence, it is the duty of this court to conduct a de novo review with a presumption that the determinations made by the trial court are correct. Tenn. Code Ann. ¤ 40-35-401(d). This presumption is "conditioned upon the affirmative showing in the record that the trial court considered the sentencing principles and all relevant facts and circumstances." State v. Ashby, 823 S.W.2d 166, 169 (Tenn. 1991); see State v. Jones, 883 S.W.2d 597, 600 (Tenn. 1994). "If the trial court applies inappropriate factors or otherwise fails to follow the 1989 Sentencing Act, the presumption of correctness falls." State v. Shelton, 854 S.W.2d 116, 123 (Tenn. Crim. App. 1992). The Sentencing Commission Comments provide that the burden is on the defendant to show the impropriety of the sentence. Tenn. Code Ann. ¤ 40-35-401, Sentencing Commission Comments. Our review requires an analysis of (1) the evidence, if any, received at the trial and sentencing hearing; (2) the presentence report; (3) the principles of sentencing and the arguments of counsel -3- relative to sentencing alternatives; (4) the nature and characteristics of the offense; (5) any mitigating or enhancing factors; (6) any statements made by the defendant in his own behalf; and (7) the defendant's potential for rehabilitation or treatment. Tenn. Code Ann. ¤¤ 40-35-102, -103, -210; State v. Smith, 735 S.W.2d 859, 863 (Tenn. Crim. App. 1987). In calculating the sentence for a Class B, C, D, or E felony conviction, the presumptive sentence is the minimum in the range if there are no enhancement or mitigating factors. Tenn. Code Ann. ¤ 40-35-210(c). If there are enhancement but no mitigating factors, the trial court may set the sentence above the minimum, but still within the range. Tenn. Code Ann. ¤ 40-35-210(d). A sentence involving both enhancement and mitigating factors requires an assignment of relative weight for the enhancement factors as a means of increasing the sentence. Tenn. Code Ann. ¤ 40-35- 210(e). The sentence must then be reduced within the range by any weight assigned to the mitigating factors present. Id. Initially, the defendant contests the application of enhancement factor (1), that he has a history of criminal convictions or criminal behavior in addition to those necessary to establish the appropriate range. See Tenn. Code Ann. ¤ 40-35-114(1). He argues that the trial court erroneously considered charges of attempted escape and assault for which no evidence was introduced at either trial or sentencing. The state contends that because the record is inadequate for review, the trial courtÕs application of the enhancement factor was presumptively correct. The state also asserts that the defendantÕs prior use of illegal drugs supports application of the factor. In determining the applicability of enhancement factor (1), a trial court must look to Ònot only the defendantÕs prior conviction record . . . but also any other criminal misconduct, regardless of whether it resulted in arrest, indictment, or conviction.Ó State v. Massey, 757 S.W.2d 350, 352 (Tenn. 1988). Such criminal misconduct must be shown by a preponderance of the evidence. State v. Carico, 968 S.W.2d 280, 287 (Tenn. 1998). ÒAn arrest or charge is not considered evidence of the commission of a crime. A trial court should not use evidence merely showing arrests, without more, to enhance a sentence.Ó State v. Marshall, 870 S.W.2d 532, 542 (Tenn. Crim. App. 1993) (emphasis added) (citations omitted); see also State v. Buckmeir, 902 S.W.2d 418, 424 (Tenn. Crim. App. 1995) (holding that trial court erroneously applied enhancement factor (1) where there was Òno evidence in the record that the[] charges against the defendant were anything more than chargesÓ). In this case, the presentence report indicates that at the time of sentencing, four counts of aggravated assault were pending against the defendant in Davidson County. The charges arose while the defendant was at a Department of Correction special needs facility. The report includes no further information. Other information in the record indicates that the incident involved an attempted escape and an assault on facility staff. In applying enhancement factor (1), the trial judge ruled as follows: I think I am to consider the [d]efendant as he sits before me today, regarding criminal history and criminal behavior, which means that things that happened after this event can be considered. And that includes the Ð some type of assaultive and violent -4- behavior against an inmate here in the jail and personnel at the hospital in Middle Tennessee that Ð IÕm not going [to] recount all that proof because that was subject to hearings that we had during the course of the trial and ruling on the evidentiary hearings. The grade of criminal behavior, I donÕt know. But from the facts that I heard, it certainly was, in my opinion, as it relates to this sentencing. The other is Ð and I weighed that very heavily. Because those are violent acts. And we are here today sentencing for a very violent act. (Emphasis added.) In our view, those comments establish that the trial court did not rely solely on the existence of the assault charges against the defendant to support the application of enhancement factor (1). The record suggests that the trial court considered the facts and circumstances underlying the charges and determined that they constituted prior criminal behavior on the part of the defendant. Although the state did not present such evidence at the sentencing hearing, it had been introduced during the course of other hearings which occurred either before the trial or before the imposition of sentence. The trial judge declined to recite the details of the evidence and defense counsel made no objection or request for clarification. The other hearings were neither recorded nor transcribed and, as such, are not part of the record. The defendant chose not to file a statement of the evidence. See Tenn. R. App. P. 24(c). When critical portions of the record are omitted, this court must presume that the decision of the trial court was correct. State v. Keen, 996 S.W.2d 842 (Tenn. Crim. App. 1999); State v. Oody, 823 S.W.2d 554, 559 (Tenn. Crim. App. 1991). Because it is the duty of the appellant to supply an adequate record for a determination on the merits, we cannot, under these circumstances, ascribe error to the trial court. See Tenn. R. App. P. 24; State v. Coolidge, 915 S.W.2d 820, 826 (Tenn. Crim. App. 1995), overruled on other grounds by State v. Troutman, 979 S.W.2d 271 (Tenn.1998). Furthermore, other factors in the record are sufficient to support the application of enhancement factor (1). The presentence report reflects that the defendant was convicted for underage drinking in 1996. He admitted previous use of illegal drugs, including extensive use of marijuana. In our view, enhancement factor (1) was properly applied. Next, the defendant contends that the trial court erred by applying enhancement factor (4), that the victim of the offense was particularly vulnerable because of age or physical or mental disability. See Tenn. Code Ann. ¤ 40-35-114(1). He argues that the state failed to prove any particular vulnerability on the part of the victim or that the victim was unable to resist as a result thereof. The state maintains that the evidence of the victimÕs mental disability was sufficient, but it concedes that the record does not support a finding that it caused the victim to be particularly vulnerable to the defendantÕs attack. The state bears the burden of proving that a victim is particularly vulnerable. State v. Poole, 945 S.W.2d 93 (Tenn. 1997); State v. Adams, 864 S.W.2d 31 (Tenn. 1993). In State v. Hayes, 899 -5- S.W.2d 175, 185 (Tenn. Crim. App. 1995), this court ruled that evidence that the victim was unable to resist, unable to summon help, or unable to testify against the perpetrator, would indicate particular vulnerability. Findings of fact made in the trial court are conclusive on this court unless the evidence preponderates otherwise. Graves v. State, 512 S.W.2d 603, 604 (Tenn. Crim. App. 1973). At the sentencing hearing, the victimÕs sister-in-law, Brenda Brewer, testified as follows regarding the victimÕs mental status: [The victim] was in an automobile accident when he was just a young boy, about fifteen years old. And it mentally . . . done something to him. Because he was in a coma for six months, . . . . And he was . . . like a child. I mean, he was a grown man, but he was . . . still like a child in so many ways. Ms. Brewer also stated that the victim was unable to keep a job because of his Òmind.Ó She acknowledged that she had not known the victim prior to the automobile accident. In applying enhancement factor (4), the trial court made the following findings: Also, the mental condition of the victim, I did consider that. From the proof, he is a man that has been disabled because of . . . the mental impact of a serious wreck. HeÕs been disabled all of his life. And was described by a family member as having more of a childlike mentality, which would impact his ability to appreciate what was going on and react like a normal person would under the circumstances. In our view, the record does not support the application of the enhancement factor. That the victim was Òlike a child in so many waysÓ provides little, if any, insight into the victimÕs degree of vulnerability and falls short of establishing the existence of a mental disability. Moreover, there is no evidence to suggest that the victimÕs mental status would have rendered him unable to resist, unable to summon help, or unable to testify against the defendant. The application of enhancement factor (4) was erroneous. In this appeal, the state urges this court to apply enhancement factor (9), that the defendant possessed or employed a deadly weapon during the commission of the offense. See Tenn. Code Ann. ¤ 40-35-114(9). This court may apply an enhancement factor not found by the trial court if it is appropriate for the offense and established in the record. State v. Winfield, 23 S.W.3d 279, 283- 84 (Tenn. 2000). Here, the trial court found that a deadly weapon was used during the commission of the offense, but it declined to apply the enhancement factor because it was an element of the offense. Use of a deadly weapon is not, however, an element of the offense of voluntary manslaughter. See Tenn. Code Ann. ¤ 39-13-211(a); State v. Shaun Michael Fleegle, No. E2000- 02045-CCA-R3-CD (Tenn. Crim. App., at Knoxville, Jan. 22, 2002). Thus, enhancement factor (9) is applicable and therefore entitled to some weight. Several photographs appearing in the record reveal that the damage inflicted upon the victim was considerable. -6- Finally, the defendant argues that the trial court erroneously failed to give sufficient weight to his diminished mental capacity as a mitigating factor. See Tenn. Code Ann. ¤ 40-35-113(8) (Ò[t]he defendant was suffering from a mental . . . condition that significantly reduced the defendantÕs culpability for the offenseÓ). In applying the factor, the trial court observed as follows: In mitigation, I did consider [the defendantÕs] mental disease. I think that was considered very heavily by the [j]ury in deciding whether or not he was guilty of second degree murder . . . . I did not weigh that very heavily as it relates to voluntary manslaughter, because of the facts of this case. And I think that thatÕs already been given quite a bit of weight. And IÕm not meaning to intimate that that wasnÕt justified. ThatÕs what happened and I think that has already been considered, as well. But I did consider it here because his mental condition would [a]ffect what would provoke him as opposed to what would provoke another person, . . . so I did consider that slightly, but not enough to reduce the sentence down below the six years. As long as the trial court complies with the purposes and principles of the sentencing act and its findings are supported by the record, the weight given each enhancement and mitigating factor is discretionary. Tenn. Code Ann. ¤ 40-35-210, Sentencing Commission Comments; State v. Moss, 727 S.W.2d 229, 238 (Tenn. 1986); State v. Kelley, 34 S.W.3d 471, 479 (Tenn. Crim. App. 2000). That the jury convicted the defendant of the lesser included offense of voluntary manslaughter rather than second degree murder suggests that the jury considered the defendantÕs diminished mental capacity. That the trial court chose not to further mitigate the gravity of the crime by imposing a lesser sentence based solely upon that factor was not erroneous. In summary, the trial court properly found and weighted enhancement factor (1), that the defendant has a prior history of criminal convictions or behavior. Enhancement factor (4), that the victim was particularly vulnerable, should not have been applied. Enhancement factor (9), that the defendant employed a deadly weapon, is appropriate and is entitled to considerable weight. Mitigating factor (8), that the defendant was suffering from a culpability-reducing mental condition, is applicable, but was afforded little weight by the trial court. Voluntary manslaughter is a Class C felony bearing a sentence of three to six years for Range I offenders. See Tenn. Code Ann. ¤¤ 39-13-211(b), 40-35-112(a)(3). The two applicable enhancement factors, both entitled to great weight, justify a three-year increase above the presumptive minimum to the six-year maximum. It was not erroneous for the trial court to recognize the diminished capacity of the defendant as a mitigating factor without a corresponding reduction in sentence. Although the trial court misapplied an enhancement factor, the sentence was appropriate. Accordingly, the judgment of the trial court is affirmed. -7- ___________________________________ GARY R. WADE, PRESIDING JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT JACKSON Assigned on Briefs August 6, 2002 STATE OF TENNESSEE v. CALVIN T. BARHAM Direct Appeal from the Circuit Court for Chester County No. 99-027 Roger A. Page, Judge No. W2002-00246-CCA-R3-CD - Filed November 19, 2002 Defendant pled guilty to possession of cocaine with intent to sell, a Class C felony. DefendantÕs motion to suppress evidence was denied by the trial court. Defendant claimed that evidence found on him was the result of an illegal search and should have been suppressed. The suppression issue was certified for review. We affirm the trial court and hold the evidence was properly admissible. Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Affirmed JOHN EVERETT WILLIAMS, J., delivered the opinion of the court, in which JOSEPH M. TIPTON and THOMAS T. WOODALL, JJ., joined. George Morton Googe, District Public Defender, and Vanessa D. King, Assistant Public Defender, for the appellant, Calvin T. Barham. Paul G. Summers, Attorney General and Reporter; Angele M. Gregory, Assistant Attorney General; James G. (Jerry) Woodall, District Attorney General; and Shaun A. Brown, Assistant District Attorney General, for the appellee, State of Tennessee. OPINION Facts A Henderson police officer made a night traffic stop of a car in which defendant, Calvin T. Barham, was a passenger. The stop was made due to a defective tail light. After being pulled over, the driver of the car exited and walked to the officerÕs patrol car, where the driver was issued a verbal warning for the defective light. After noticing some ÒnervousÓ movements by the passengers in the car, the officer asked the driver for his consent to search the car. The driver consented. The officer then conducted a pat-down of the remaining passengers as they exited the car. At this time, no contraband was found on the passengers or in the car. As the passengers returned to the car, the officer noticed defendantÕs shoe was untied, which led the officer to believe defendant could have 1 A best interest guilty plea, otherwise known as an ÒAlford Plea,Ó North Carolina v. Alford, 400 U.S. 25, 91 S. Ct. 160, 27 L. Ed. 2d 162 (1970), allows a defendant to plead guilty while maintaining innocence if he deems the evidence is such that a guilty plea may be the best option. Such pleas are specifically accepted in Tennessee, Dortch v. State, 705 S.W.2d 687, 688 (Tenn. Crim. App. 1985). -2- contraband in his shoe. The officer asked defendant if he had anything in his shoe, and defendant stated he did not. The officer then asked defendant, ÒWell, do you want to take your shoe off?Ó, and defendant immediately kicked off his shoes, revealing two small packages containing marijuana and two small bags containing cocaine. The officer then placed defendant under arrest. Defendant was indicted for felonious possession of cocaine, Tenn. Code Ann. ¤ 39-17- 417(a)(4). His motion to suppress the evidence found on him as the result of an illegal search was denied. He subsequently entered a best-interest 1 guilty plea, certifying a question of law as to the denial of his motion to suppress. This Court dismissed his appeal for failure to properly certify the question, and our supreme court denied his application to appeal. See State v. Barham, No. W2000- 00871-CCA-R3-CD, 2001 Tenn. Crim. App. LEXIS 368, (May 15, 2001, at Jackson), perm. to appeal denied (Tenn. Oct. 29, 2001). Defendant then filed for post-conviction relief, which was granted by the trial court, as the trial court concluded his guilty plea had not been made knowingly, willfully or voluntarily. Defendant then re-entered his guilty plea and made a proper certification of the following question for this appeal: [W]hether law enforcement seized the defendant in violation of his constitutional rights without having a reasonable suspicion supported by specific and articulable facts to stop the defendant, whether the frisk complied with Terry v. Ohio, 392 U.S. 1 (1968), and whether the consent search was voluntary... Motion to Suppress Hearing The arresting officer testified at the original suppression hearing that he stopped the car in question due to a defective brake light. He indicated the driver appeared nervous as he walked from the car towards the officer. Seeing movement in the car, the officer asked and was given consent from the driver to search the car. Subsequently, the passengers exited the car and were frisked by the officer. The officer indicated he found no contraband during the frisks of the passengers nor did he find any contraband in the car. He indicated that after the search, as the passengers were preparing to leave, he noticed defendantÕs shoe was untied. With the movement in the car, this drew his attention as he perceived it as unusual. He testified that, from his training and experience, a shoe was a common hiding place for contraband. He stated that he then asked if defendant had anything in his shoe, and defendant answered that he did not. The officer then said to defendant, ÒWell, do you want to take your shoe off?Ó, at which time he said defendant kicked off both his shoes, and drugs fell from the shoes onto the street. The officer testified he found two small brown Òpaper-towelÓ- like bags and two smaller cellophane bags, which lab tests later confirmed to be marijuana and cocaine. He said he then arrested defendant. The officer further stated there were three other officers at the scene and that at least one of them witnessed the drug recovery. -3- On cross-examination, the arresting officer admitted he initiated the traffic stop due to the defective tail light and that the presence of the other officers at the scene was a safety precaution. He had not specifically called them. He stated he had received consent from the driver to search the vehicle, but he had not received consent from the passengers for the searches upon them. He admitted to finding nothing during the original pat-down of the passengers. The officer stated that defendant voluntarily removed his shoes in response to the statement, ÒWell, do you want to take your shoe off?Ó In sum, defendant argues that the evidence found as a result of the removal of his shoes was the result of an involuntary search. He contends the removal of the shoe was coerced, based on the totality of the circumstances as they existed the night of the traffic stop. The trial court found there had been articulable facts given, rising to a reasonable suspicion, to allow the initial stop. It determined the question to be whether defendantÕs removal of his shoes was voluntary. Based on the testimony heard at the suppression hearing, accompanied with weighing the credibility of the witnesses, the trial court found defendant voluntarily removed his shoes and, therefore, denied the motion to suppress. Standard of Review Unless the evidence contained in the record preponderates against them, the findings of fact made by the trial court at the hearing on a motion to suppress are binding upon this Court. State v. Ross, 49 S.W.3d 833, 839 (Tenn. 2001). The trial court, as the trier of fact, is able to assess the credibility of the witnesses, determine the weight and value to be afforded the evidence, and resolve any conflicts in the evidence. State v. Odom, 928 S.W.2d 18, 23 (Tenn. 1996). However, this Court is not bound by the trial courtÕs conclusions of law. State v. Simpson, 968 S.W.2d 776, 779 (Tenn. 1998). The application of the law to the facts found by the trial court is a question of law that this Court reviews de novo. State v. Daniel, 12 S.W.3d 420, 423 (Tenn. 2000). Defendant has the burden of establishing that the evidence contained in the record preponderates against the findings of fact made by the trial court. Braziel v. State, 529 S.W.2d 501, 506 (Tenn. Crim. App. 1975). A warrantless search is presumed unreasonable under both the federal and Tennessee constitutions, and evidence seized from the warrantless search is subject to suppression unless the State demonstrates by a preponderance of the evidence that the search was Òconducted pursuant to one of the narrowly defined exceptions to the warrant requirement.Ó Simpson, 968 S.W.2d at 780, (Tenn. 1998); see Coolidge v. New Hampshire, 403 U.S. 443, 454-55, 91 S. Ct. 2022, 2032, 29 L. Ed.2d 564, 576 (1971). Consent to a search is a well founded exception to the need for a warrant. See infra p. 7. A policeman may make an investigatory stop when the officer has a reasonable suspicion, supported by articulable and specific facts, that a criminal offense has been, or is about to be, committed. Terry v. Ohio, 392 U.S. 1, 21, 88 S. Ct. 1868, 1880, 20 L. Ed. 2d 889, 906 (1968); see also United States v. Arvizu, 534 U.S. 266, 272, 122 S. Ct. 744, 750, 151 L. E. 2d 740, 749 (2002); -4- Simpson, 968 S.W.2d at 780. For a court to determine whether a policemanÕs reasonable suspicion is supported by articulable and specific facts, the court must consider the totality of the circumstances. Arvizu, 534 U.S. at 272, 122 S. Ct. at 750; Simpson, 968 S.W.2d at 783. This inquiry includes such factors as objective observations, information obtained from other officers or agencies, information obtained from citizens, and certain offendersÕ patterns of operation. Simpson, 968 S.W.2d at 783; State v. Lawson, 929 S.W.2d 406, 408 (Tenn. Crim. App. 1996). Hence, in determining whether the motion to suppress should have been granted, we will examine the totality of the factors concerning the arresting officerÕs actions during and at the time of the arrest, will check to see if his actions were supported by articulable facts, and will then make a determination whether we conclude that the totality of the circumstances compels us to disturb the finding of the trial court. Analysis It is clear the officer had a legitimate reason to make the initial traffic stop. A police officer may make a traffic stop if he has probable cause or reasonable suspicion to believe a traffic violation has occurred. State v. Vineyard, 958 S.W.2d 730, 734 (Tenn. 1997), citing Whren v. United States, 517 U.S. 806, 809-10, 11 S. Ct. 1769, 35 L. Ed. 2d 89 (1996). The officer noticed a defective brake light, which is a traffic violation, and he gave articulable and specific facts to support his decision to make the initial stop. Based on this particular officerÕs experience, we can find no fault in his decision to initiate the stop. Nonetheless, even if the traffic stop is legitimate, it is considered a seizure and triggers constitutional protections. Vineyard, 958 S.W.2d at 734. As such, in order for a warrantless search to be considered valid, it must be subject to an exception to the warrant requirement. Subsequent to the initial traffic stop, the driver of the car voluntarily exited the car and, upon being asked by the officer if he could search the car, consented to the search. Consent is a clear exception to the need for a warrant. Schneckloth v. Bustamonte, 412 U.S. 218, 220, 93 S. Ct. 2041, 2043-44, 36 L. Ed. 2d 854, 858 (1973). Defendant presents no evidence nor has any standing to protest the driverÕs consent of a search of his own car. Unlike defendant, the driver of the car never raised the issue that his consent was coerced, and defendant lacks standing to object to the search of the driverÕs car. After receiving consent to search the car, the police officer conducted a frisk of the remaining passengers as they exited the car. No evidence was obtained as a result of these frisks. Absent any evidence being obtained, there is simply no issue here regarding the legitimacy of the frisks. We need not address it further. After the frisks, as the passengers were preparing to re-enter the car, the police officer noticed defendantÕs shoe was untied. He asked defendant if he was hiding anything in his shoe, to which defendant answered he was not. The officer than asked defendant, ÒWell, do you want to take your shoe off?Ó Defendant responded by immediately Òkicking offÓ his shoes, resulting in the -5- incriminating drugs being found. The main issue in this case is whether defendant voluntarily removed his shoes or removed them because he felt coerced. Because the trial court found that defendant removed his shoes voluntarily, the burden is on defendant to present evidence to preponderate against that finding. The existence of consent and whether consent was given voluntarily are questions of fact. State v. McMahan, 650 S.W.2d 383, 386 (Tenn. Crim. App. 1983). We will examine defendantÕs argument that there was no consent given or that, at the least, any consent given was coerced. Defendant argues the circumstances surrounding the shoe removal were coercive. He points to State v. Morelock, 851 S.W.2d 838, 840 (Tenn. 1992), for the proposition that a prolonged and extended traffic stop can result in the invalidation of consent. The underlying facts of Morelock, however, indicate a far more coercive atmosphere than the present case. In Morelock, defendant refused to give a police officer consent to open a trunk five times before finally consenting to open it. In the present case, there was one question, ÒWell, do you want to take your shoe off?Ó, followed by an immediate removal of the shoes. The coercive elements that were found in Morelock are not found in the instant case, making it clearly distinguishable. In Schneckloth v. Bustamonte, the United States Supreme Court listed a number of factors to be taken into account when assessing the voluntariness of a defendantÕs consent. 412 U.S. at 226. These factors include defendantÕs age, education, intelligence, lack of advice regarding constitutional rights, length of detention, whether there was repeated and prolonged questioning, and any use of physical punishment. In the present case, there is nothing presented to indicate defendantÕs age, education, or intelligence were a factor. There is no evidence he was subject to any physical punishment or to a barrage of repeated questioning. If anything, only the length of detention and lack of advice concerning constitutional rights apply. Defendant points to State v. Halprin, CCA No. 1079, 1989 LEXIS 180, at *2 (Tenn. Crim. App., filed March 13, 1989, at Knoxville), where this Court held that detaining a defendant longer than necessary for the purpose of the initial traffic stop creates a coercive environment. Yet, in Halprin, the defendant testified he was ordered to open the trunk after having refused consent to do so. This is clearly distinguishable from the instant case where, following the officerÕs initial request, defendant removed his shoes without protest. Additionally, defendant points to United States v. McCaleb, 552 F.2d 717, 721 (6th Cir. 1976), where the court stated that consent must be proved by clear and positive testimony and must be unequivocal, specific, intelligently given, and uncontaminated by any duress or coercion. However, in McCaleb, the court concluded that the defendant had been improperly stopped and that the DEA agents told him he could consent or remain in detention until a warrant was obtained. In the present case, there was no such coercive environment. While knowledge of oneÕs rights is a factor in determining voluntariness, such knowledge is not a prerequisite for consent. Schneckloth, 412 U.S. at 249. Furthermore, in order for consent to a search to be considered voluntary, a defendant need not be advised he is free to leave. Ohio v. Robinette, 519 U.S. 33, 117 S. Ct. 417, 136 L. Ed. 2d 347 (1996). The fact that defendant was -6- unaware he did not have to remove his shoes is not dispositive in this case. It does not vitiate the voluntariness of the act. Conclusion The trial court found defendant voluntarily removed his shoes in response to the police officerÕs statement. We conclude defendant has not met his burden of showing that the evidence preponderates against that finding. Accordingly, we affirm the judgment of the trial court. ______________________________ JOHN EVERETT WILLIAMS, JUDGE 1 The defendant was indicted under the spelling ÒRhyunia,Ó but all other pleadings use the spelling ÒRhynuia,Ó including those signed by the defendant and the records in this court. We will continue to utilize the spelling ÒRhynuia.Ó IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT NASHVILLE April 9, 2002 Session STATE OF TENNESSEE v. RHYNUIA LAMONT BARNES 1 Direct Appeal from the Criminal Court for Davidson County No. 97-D-2542 Walter C. Kurtz, Judge No. M2001-00631-CCA-R3-CD - Filed June 24, 2002 The defendant was convicted of premeditated first degree murder by a Davidson County jury and sentenced to life imprisonment with the possibility of parole. In this appeal, he contends (1) the evidence was insufficient to sustain his conviction; (2) he was denied the opportunity to retain his counsel of choice; (3) the state committed prosecutorial misconduct when it failed to sua sponte redact a portion of an audio tape, and the trial court improperly denied the defendant's request for a mistrial; and (4) the trial court erred when it failed to instruct the jury on facilitation of first degree murder and voluntary manslaughter as lesser-included offenses of first degree murder. After reviewing the record, we affirm. Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Criminal Court Affirmed JOE G. RILEY, J., delivered the opinion of the court, in which ALAN E. GLENN, J., joined. NORMA MCGEE OGLE, J., concurred in results only. David A. Collins (on appeal) and Paula Ogle Blair (at trial), Nashville, Tennessee, for the appellant, Rhynuia Lamont Barnes. Paul G. Summers, Attorney General and Reporter; Jennifer L. Bledsoe, Assistant Attorney General; Victor S. Johnson, III, District Attorney General; and Kymberly Haas and Bernard F. McEvoy, Assistant District Attorneys General, for the appellee, State of Tennessee. OPINION -2- Joyce Martin testified she lived with her two sons, 24 year-old DaÕShon Martin, the victim, and 19 year-old Carlton Martin. She stated that on September 2, 1997, at approximately 2:00 p.m., Tom Morrell, a neighbor, came to her door and asked if the victim were home. Martin responded the victim was sleeping in his room, and Morrell walked toward his room and told the victim someone wanted to see him. Morrell then walked out of the residence and returned to his home. Martin stated she looked outside her house and saw the defendant, whom she had never met, standing at her gate. The victim exited the residence, stood on the porch, and inquired what the defendant wanted. Martin said she next saw the defendant brandish a pistol, at which time the victim ran back inside the house. The defendant then said, ÒYour son stole my jewelry, and IÕm going to kill him;Ó the victim ran to the back of the house; and the defendant ran to her backyard with his gun in his hand. Martin explained her back door was secured by a deadbolt key lock which required a key to open. Martin further testified she phoned 911 while the victim was hiding in the back of the residence, and the defendant was in the backyard. The defendant then ran back inside her front door holding his gun. The defendant then said twice that he would shoot the victimÕs mother if the victim did not come out of hiding. At that point, the defendant ran toward the bathroom at the rear of the house, and another man, later identified as James Barnes, the defendantÕs father, entered the residence and inquired about his son. Martin told James Barnes the defendant went to the rear of the house. Martin testified she then heard one shot and fled from the residence to a neighborÕs home. Martin identified the murder weapon as the gun she saw in the defendantÕs hand. Tommy Morrell, a neighbor, testified that on September 2nd, the defendant arrived at approximately 3:00 p.m. riding in the front seat of a vehicle driven by an older man. Morrell testified the defendant requested he get the victim. Morrell further stated he went inside the victimÕs house and told the victim Òtwo guysÓ wanted to see him, and Morrell exited the house. When Morrell reached the front gate, he saw the victim step onto the porch. Morrell later saw the defendant go inside the gate. Morrell further stated the older man was seated in the car. Morrell explained he knew Òsomething [was] going down,Ó so he went back to his house and instructed his mother to stay inside. Morrell stated the older man exited the car; the defendant first ran in the house but then exited the house telling the older man that Ò[the victim] might have gone out the backdoor;Ó the defendant ran around one side of the house, while the older man ran around the other; the defendant ran back around to the front of the house and entered it brandishing a gun; the older man entered the house; and he heard a gunshot. Morrell stated he never saw the older man with a gun. On cross-examination, Morrell denied receiving drugs as compensation for summoning the victim outdoors. Metro Police Officer Jerry Bottom testified he arrived on the scene within one minute of receiving the dispatch and saw the defendant running across the street holding his waistband. Officer Bottom stated his first priority was the victim, and since a second cruiser had arrived, he entered the victimÕs residence through the open front door and found the wounded victim on the floor. Officer Bottom stated he saw a man standing by a parked car when he initially arrived; he was -3- unsure if the defendant ran from inside the home; and the interior of the home exhibited no signs of a struggle. Metro Police Officer Marshall James Brown testified he and his partner, Officer Chris Locke, arrived at the scene immediately after Officer Bottom. Officer Brown stated that while he and Officer Locke were walking toward the residence, the defendant ran from across the street and dove head first into the backseat of a parked car. He additionally stated James Barnes walked toward the vehicleÕs driverÕs side. He and Locke then detained them, and Joyce Martin identified them as the persons in her home. On cross-examination, Officer Brown stated James Barnes was bleeding from a cut on his hand. Officer Chris Locke corroborated Officer BrownÕs testimony. He further testified the defendant made remarks after being arrested; he activated his pocket audio recorder to record the defendant; and he made notes during the defendantÕs outbursts. He testified the defendant, while being handcuffed, stated that the victim should not break in his house and steal his jewelry. At that point, Officer Locke placed the defendant in the rear seat of the cruiser, activated his pocket audio recorder, and sat in the driverÕs seat for approximately one hour and fifteen minutes. Officer Locke also wrote down the defendantÕs statements verbatim. Officer Locke testified from his written notes, which indicated the defendant said: I went in the house with him; I didnÕt shoot him; I threw my dope in the alley; thatÕs why I ran. I ainÕt did nothing. I ainÕt got no gun; what [are] you detaining me for. . . . He needed to quit lying on me. He finded [sic] no gun on me. Why am I being detained? I ran and dumped my dope and came back. . . No gun, no motive. I ainÕt got no lie to tell. I dumped my dope. He stole my jewelry. At that point, other officers found a gun in the defendantÕs line of sight, and the defendant said, ÒMan, ainÕt found no gun on me. Man, how do you know it was me; that could have been anybodyÕs. Whose gun? I know my lawyer will get me off. I got money; I got big money. Take me down so I can make bond.Ó The defendant also stated, ÒMan, he steals $4,000 worth of jewelry and IÕm supposed to let it ride. F**k that s**t, man.Ó Metro Police Investigator David Elmore testified he searched the area and found a gun hidden inside a plastic bag of clothing in a pile of garbage across the street from the victimÕs residence. Metro Police Officer Charles Ray ÒFridayÓ Blackwood testified he searched the victimÕs residence and was unable to find a weapon; he recovered three live .38 shells from James BarnesÕ pocket; and the .38 revolver found in the garbage had five spent casings in its chambers. Medical Examiner Dr. Bruce Levy testified the victim died as a result of three gunshot wounds fired from a distance of Ògreater than 18 to 24 inchesÓ from the victimÕs body. Although Dr. Levy stated the victim had small abrasions on his chin, arm, back, and abdomen, he opined they were not the result of a struggle. -4- Danny Morris, a specialist in latent fingerprint analysis with the Metro Police Identification Division, testified a palm print was recovered from the weapon that did not match the defendantÕs print. Morris explained, however, this evidence did not definitively establish that the defendant never handled the gun since there are numerous reasons why one could touch a surface and not leave a latent print. Metro Police Detective Kent McAlister testified he searched the crime scene and was unable to find a gun or spent shell casings. Det. McAlister stated although the defendant and James Barnes were initially both suspects, the charges against James Barnes were dropped at his preliminary hearing. He explained James Barnes was not initially fingerprinted because his hand was bandaged, and after the charges were dropped, it became impossible to obtain his prints. Metro Police Detective Jeff West testified he assisted in interviewing the defendant at the police station. He testified that although he could not recall if the defendant and James Barnes were seated together while awaiting questioning, it was unlikely because standard procedure dictates they be separated. Det. West testified the defendant confessed to the crime and told him to release James Barnes because he had Ònothing to do with itÓ and had tried to stop him from going into the Martin residence with his gun. TBI firearms expert Steve Scott testified the shell casings and bullet fragments submitted for analysis were fired from the .38 revolver. Scott conceded the gun was not tested for the presence of blood or tissue, and it was possible for a personÕs hand to become injured if caught between the weaponÕs hammer and firing pin. The defendant testified when he got in the car with his father, James Barnes, on September 2 nd , he did so with the intention of receiving a ride to visit his son. The defendant stated his father requested the defendant direct him to the defendantÕs drug supplier, a person by the name of ÒRicko,Ó which the defendant did. After their arrival, James Barnes asked Ricko the location of his stolen jewelry, and they drove to the victimÕs residence to replevy the jewelry. The defendant stated his father parked his vehicle on the street near the victimÕs residence, handed the defendant the revolver, and told the defendant to place it in his pocket. The defendant testified the gun remained in his shorts until he handed it back to James Barnes. He stated that, under the instruction of James Barnes, he gave Tommy Morrell drugs to summon the victim outside. The defendant further testified he and James Barnes walked toward the residence, and the victim exited onto the porch. When the defendant inquired, Òwhere [is] the jewelry,Ó the victim ran back inside the home. The defendant stated he then stepped in the front room of the house, and the victimÕs mother told him to Òget out;Ó he exited and ran around the side of the house, attempting entry through the back door; and since the door was locked, he returned to the front of the house where he handed James Barnes the gun. The defendant said he Ò[g]ave [James Barnes] the gun back [and] started out [of] the yard . . . thinking heÕs coming behind me . . . thinking itÕs over.Ó -5- The defendant further stated once he arrived at the car, he realized his father had not followed him, so he reentered the residence, went to the rear of the home, and saw the victim run to the bathroom. He then attempted to open the bathroom door, which was either locked or being held, and as he started to leave the home again, James Barnes fired a shot through the bathroom door. After the shot was fired, the victim exited the bathroom and struggled for the gun with James Barnes. The defendant stated that after a brief struggle, James Barnes fired shots, handed the defendant the gun, and they exited the home. The defendant stated he then ran across the street and discarded his Òeighty-ballÓ of ÒdopeÓ and the gun. He stated that he ran back to the car because he thought he left his beeper in the car and then dove into the car. The defendant stated he had no intention of killing the victim, and after he was arrested, he made admissions to Officer Locke because in [his] neighborhood, itÕs like, you try to make the polices as mad as you can by being as smooth as you can with them. You just smart off to them, just try to smart off to them, make them mad cause like -- thatÕs all I was doing was really just mouthing off. The defendant further testified he was seated next to his father at police headquarters, and his father intimidated him, so he confessed to the crime. The defendant explained he was fearful of his father, and his father had always said Òthe worst thing you can be is a snitch.Ó The defendant further testified he ÒprobablyÓ threatened to shoot the victimÕs mother, but did so to try to scare her out of the house so Òno more innocent bystanders [would get] hurt;Ó he got blood on his shorts while attempting to protect the victim by trying to separate James Barnes from him; and James Barnes wiped the gun clean prior to giving it to him. The defendant further admitted he had contact with James Barnes while awaiting trial on bond, and he conceded he said he was on bond because of the person he killed, but explained it was just Òeveryday neighborhood talk.Ó Saunte Lewis Young, the defendantÕs sister, testified the defendant never owned jewelry; James Barnes wore jewelry; James Barnes had previously ÒcutÓ the defendant; and they had previously shot at each other. Sandra Barnes, the defendantÕs mother, testified the defendant and James Barnes had a bad relationship, but she had requested the defendant try to get along with him. The jury convicted the defendant of premeditated first degree murder. I. SUFFICIENCY OF THE EVIDENCE The defendant contends the evidence was insufficient to sustain his conviction because the state failed to prove the defendant acted with Òdeliberat[ion]Ó as alleged in the indictment. We disagree. -6- A. Standard of Review When an accused challenges the sufficiency of the evidence, this court must review the record to determine if the evidence adduced during the trial was sufficient "to support the finding by the trier of fact of guilt beyond a reasonable doubt." Tenn. R. App. P. 13(e). This rule is applicable to findings of guilt predicated upon direct evidence, circumstantial evidence or a combination of direct and circumstantial evidence. State v. Brewer, 932 S.W.2d 1,18 (Tenn. Crim. App. 1996). In determining the sufficiency of the evidence, this court does not reweigh or reevaluate the evidence. State v. Cabbage, 571 S.W.2d 832, 835 (Tenn. 1978). Nor may this court substitute its inferences for those drawn by the trier of fact from circumstantial evidence. Liakas v. State, 199 Tenn. 298, 305, 286 S.W.2d 856, 859 (1956). To the contrary, this court is required to afford the state the strongest legitimate view of the evidence contained in the record as well as all reasonable and legitimate inferences which may be drawn from the evidence. State v. Tuttle, 914 S.W.2d 926, 932 (Tenn. Crim. App. 1995). The trier of fact, not this court, resolves questions concerning the credibility of the witnesses, the weight and value to be given the evidence as well as all factual issues raised by the evidence. Id. In State v. Grace, the Tennessee Supreme Court stated, "[a] guilty verdict by the jury, approved by the trial judge, accredits the testimony of the witnesses for the State and resolves all conflicts in favor of the theory of the State." 493 S.W.2d 474, 476 (Tenn. 1973). Because a verdict of guilt removes the presumption of innocence and replaces it with a presumption of guilt, the accused has the burden in this court of illustrating why the evidence is insufficient to support the verdict returned by the trier of fact. State v. Tuggle, 639 S.W.2d 913, 914 (Tenn. 1982); Grace, 493 S.W.2d at 476. B. Analysis The indictment alleged the defendant Òintentionally, deliberately and with premeditationÓ killed the victim. (Emphasis added). The defendantÕs claim of insufficiency of the evidence is based on the indictmentÕs usage of the term Òdeliberately.Ó The present first degree murder statute defines first degree murder as a Òpremeditated and intentional killing of anotherÓ and became effective July 1, 1995. See Tenn. Code Ann. ¤ 39-13-202(a)(1) (1997). However, the indictment alleged deliberation -- an element required under the former premeditated first degree murder statute. See Tenn. Code Ann. ¤ 39-13-202(a)(1) (1991); see generally State v. Carruthers, 35 S.W.3d 516, 558 (Tenn. 2000) (citations omitted). During the jury charge conference, the state erroneously conceded it bore the burden of proving deliberation since it was alleged in the indictment. See State v. Hopper, -7- 695 S.W.2d 530, 535 (Tenn. 1985) (allegation in felony murder indictment of ÒdeliberatelyÓ held to be surplusage which did not have to be proved). Regardless, deliberation was sufficiently established. Deliberation Òrequires proof of a Ôcool purposeÕ that includes some period of reflection during which the mind is free from passion and excitement.Ó Carruthers, 35 S.W.3d at 558. We view the evidence in a light most favorable to the state. The defendant got Tommy Morrell to summon the victim out of his home. The defendant then demanded return of his jewelry, brandished the murder weapon, and told the victimÕs mother Ò[y]our son stole my jewelry, and IÕm going to kill him.Ó The defendant entered the residence, was ordered out by the victimÕs mother, and exited upon her request. He then ran around the side of the house and attempted to gain entry through the back door, but since it was locked, returned to the front of the home and reentered the residence. The defendant threatened to kill the victimÕs mother if the victim would not stop hiding, and the victim was shot three times. The defendant attempted to hide the murder weapon and, when arrested, confessed to the crime. Although the defendant testified his father shot the victim and coerced him to confess to the crime, the jury was free to disbelieve him. See State v. Summerall, 926 S.W.2d 272, 275 (Tenn. Crim. App. 1995). Having reviewed the evidence in the light most favorable to the state, we conclude the evidence sufficiently established the defendant deliberately killed the victim. We further conclude the evidence sufficiently established that the killing was premeditated and intentional. This issue is without merit. II. CHOICE OF COUNSEL The defendant contends he was denied the right to retain counsel of his choice. We disagree. ÒThe right to counsel includes the qualified right to the [retained] counsel of one's choice.Ó State v. Parrott, 919 S.W.2d 60, 61 (Tenn. Crim. App. 1995). An indigent defendantÕs right to appointed counsel, however, Òdoes not include the right to appointment of counsel of choice, or to special rapport, confidence, or even a meaningful relationship with appointed counsel.Ó Carruthers, 35 S.W.3d at 546. Counsel had been appointed for the defendant based upon his affidavit of indigency. His first appointed counsel was allowed to withdraw because of her conflict with the defendant. New counsel was appointed. During a pretrial motion less than a week before the trial was scheduled to begin, counsel moved for a continuance. Counsel explained that due to the defendantÕs failure to maintain contact with her, she was unprepared for the scheduled trial date. The court announced, Ò[G]iven what you say about your clientÕs irresponsibility in keeping track with his lawyer, his [present] bond 2 We again take this opportunity to discourage Òoff-the-recordÓ discussions concerning matters of significance in criminal proceedings; otherwise, appropriate appellate review may be precluded. See Tenn. Code Ann. ¤ 40-14- 307(a) (requiring court reporter to Òattend every stage of each criminal caseÓ); see also State v. Hammons, 737 S.W.2d 549, 551 (Tenn. Crim. App. 1987) (condemning Òoff-the-record bench conferencesÓ); State v. James Hall Schlegel, No. W2000-02597-CCA-R3-CD, 2002 Tenn. Crim. App. LEXIS 77, at *14 (Tenn. Crim. App. Jan. 28, 2002, at Jackson) (condemning in-chambers charge conferences); State v. Blaine M. Wright, CCA No. 03C01-9401-CR-00388, 1995 Tenn. Crim. App. LEXIS 960, at *28 (Tenn. Crim. App. Dec. 11, 1995, at Knoxville), perm. to app. denied (Tenn. 1996) (noting the requirement to preserve for the record all bench conferences). -8- is set at $35,000, under these circumstances, . . . indicating his irresponsibility, the Court increases his bond to $85,000.Ó DefendantÕs counsel then announced that the defendant did not desire her continued representation. The defendant then stated, ÒYour Honor, can I file a motion, I donÕt want her on my case anymore; I donÕt want her on my case . . . I need a little time to get me another lawyer; I would have the money.Ó After the prosecutor explained to the court the defendantÕs first appointed counsel had filed a motion to withdraw due to conflict with the defendant, the trial judge ordered the defendant taken into custody based on the new bond setting, and the trial court requested an in-chambers conference.2 When court resumed, the trial judge reinstated the $35,000 bond and strongly admonished the defendant to keep in contact with his lawyer. The defendant agreed and thanked the judge. After the defendant was convicted, different counsel represented the defendant. At the motion for new trial, the defendant testified that after the judge increased his bond and ordered him confined, trial counsel met with him within ten minutes and said, ÒI talked to the judge about your bond. He said you can get back on your bond if you keep me on your case.Ó The defendant testified he ÒdidnÕt want to go back to [the] Justice Center,Ó so he said, ÒCool.Ó Although the defendant initially testified he had $5,000 for a retainer fee for private counsel, he conceded the charge for an attorney would actually have been a lump sum of $15,000, for which he was going to sell drugs to acquire. Paula Blair, the defendantÕs appointed trial counsel, testified at the motion for new trial hearing she was unable to contact the defendant prior to the pretrial hearing and confronted him about this. Blair stated the defendant told her that he wanted another lawyer. Blair further testified she informed him they would speak with the judge about it; she attended an off-the-record discussion in chambers; and upon leaving chambers, she met with the defendant and told him his bond would remain at $35,000, he would be released, and he was granted a continuance. Blair stated the agreement did not require she remain as the defendantÕs counsel, and the defendant appeared Òvery happy.Ó Anthony Finley testified he was present in the holding area where the defendant met with his trial counsel. Finley testified he overheard trial counsel tell the defendant he would not be able to -9- get back out on bond unless he kept her as his counsel. Finley conceded he was serving a sentence for aggravated sexual assault and had a prior armed robbery conviction. At the conclusion of the hearing, the trial judge stated: I donÕt see any place in the transcript where I said that if he moved to have Ms. Blair withdraw, I would revoke his bond. I can say, and I hope itÕs clear from the transcript, my concern was that he was not keeping Ð he wasnÕt communicating with his lawyer. That led me to believe that he was not a good risk to appear, because he had acted irresponsibly, and I increased his bond because I was not confident that a $35,000 bond would get him where he needed to be, given what Ms. Blair had just told me. . . . The court doors were open. If he had hired other counsel . . . new counsel could certainly have made an appearance and then either tried to get ready for the July trial or moved otherwise. In no way did I or did I mean to indicate that his bond would be revoked if he tried to change a lawyer. The evidence does not preponderate against the trial courtÕs findings. Defendant was not deprived of his right to retain counsel of his choice. III. PROSECUTORIAL MISCONDUCT The defendant contends the state committed prosecutorial misconduct by failing to sua sponte redact an inculpatory hearsay statement contained in an audio tape played to the jury even though defense counsel was afforded an opportunity to review the tape pretrial. We disagree. The state played an audio tape recording of the defendantÕs detention in the cruiser which included a statement by an unknown officer indicating James Barnes said the defendant shot the victim. The trial court, sua sponte, alerted the parties to the hearsay statement. Defense counsel then moved for a mistrial. The trial court denied the motion for a mistrial and held that a curative instruction was an adequate remedy, noting, according to the defenseÕs theory, James Barnes wrongfully accused the defendant of the shooting and coerced him to accept blame. The trial court then gave the jury an appropriate curative instruction. ÒThe test to be applied in reviewing a claim of prosecutorial misconduct is whether the improper conduct could have affected the verdict to the prejudice of the defendant.Ó Brimmer v. State, 29 S.W.3d 497, 527 (Tenn. Crim. App. 1998) (citations omitted). Here, the defendant has failed to establish prosecutorial misconduct. Furthermore, a jury is presumed to follow curative instructions given by the trial court. State v. Smith, 893 S.W.2d 908, 914 (Tenn. 1994). The trial courtÕs usage of a curative instruction was a proper remedy. In addition, we conclude the defendant suffered no prejudice. See Tenn. R. App. P. 36(b). This issue is without merit. -10- IV. LESSER-INCLUDED OFFENSES The trial court instructed the jury on the indicted offense of premeditated first degree murder and the lesser offenses of second degree murder and reckless homicide. The defendant contends the trial courtÕs failure to instruct the jury on facilitation of premeditated first degree murder and voluntary manslaughter constituted error. We disagree. A. Waiver Initially, we conclude this issue has been waived by the defendant. Our court has stated the following: We recognize that Tenn. Code Ann. ¤ 40-18-110(a) [1997] requires a trial court to charge all lesser-included offenses even Òwithout any request on the part of the defense to do so.Ó Thus, the requirement to charge lesser-included offenses is not contingent upon a request by the defendant to do so. State v. Smiley, 38 S.W.3d 521, 524 (Tenn. 2001). Nevertheless, our appellate courts have consistently recognized that a party cannot take advantage of errors which he or she committed, invited or induced the trial court to commit. Adkins v. State, 911 S.W.2d 334, 346 (Tenn. Crim. App. 1994); State v. Banes, 874 S.W.2d 73, 82 (Tenn. Crim. App. 1993). In discussing the failure of a defendant to object to a mistrial, our supreme court stated: Obviously, the rationale for requiring an objection to a mistake is that it gives the trial judge an opportunity to cure a situation that one or both parties perceive to be in error. A party ought not be permitted to stand silently by while the trial court commits an error in procedure, and then later rely on that error when it is to his advantage to do so. State v. Mounce, 859 S.W.2d 319, 323 (Tenn. 1993). State v. Elesa D. McDaniels, No. E2000-02790-CCA-R3-CD, 2001 Tenn. Crim. App. LEXIS 867, at *14-15 (Tenn. Crim. App. Nov. 1, 2001, at Knoxville). In McDaniels, we concluded that defense counselÕs affirmative acquiescence in the failure to charge a lesser-included offense constituted a waiver of the error. Id. at *15-16. McDaniels has been cited with approval by this court in other cases. See Yasmond Fenderson v. State, No. E2001-01088-CCA-R3-PC, 2002 Tenn. Crim. App. LEXIS 402, at *16-17 (Tenn. Crim. App. May 2, 2002, at Knoxville); State v. Drini D. Xhaferi, No. M2000-01758-CCA-R3-CD, 2002 Tenn. Crim. App. LEXIS 174, at *7 (Tenn. Crim. App. Mar. 7, -11- 2002, at Nashville); State v. James Hall Schlegel, No. W2000-02597-CCA-R3-CD, 2002 Tenn. Crim. App. LEXIS 77, at *16-17 (Tenn. Crim. App. Jan. 28, 2002, at Jackson). Our supreme court has held that a trial court may charge an applicable lesser-included offense even though the defendant objects to the charge. State v. Bolden, 979 S.W.2d 587, 593 (Tenn. 1998). Nevertheless, we see nothing in Bolden that approves a defendant affirmatively agreeing to a charge on lesser-included offenses and then taking a totally inconsistent position after the conviction when it is to his advantage to do so. See Drini D. Xhafer, 2002 Tenn. Crim. App. LEXIS 174, at *7; see generally Mounce, 859 S.W.2d at 323. We now examine what transpired in the trial court. The trial court discussed the proposed jury charge with counsel prior to final argument. The trial court indicated its intent to charge first degree murder, second degree murder and reckless homicide. The following exchange then occurred: THE COURT: Okay. Now, [defense counsel], what do you say about these lesser-included offenses? [DEFENSE COUNSEL]: I see reckless homicide, Your Honor, but I donÕt see voluntary manslaughter, and the facts that [the prosecutor] presented to support voluntary manslaughter, I donÕt remember those -- that specific story. I believe she said that Mr. Barnes said in his statement, he shot through the door, the victim came out, and he shot him in the leg and then a struggle ensued. I thought that it was the other way around. THE COURT: So youÕre satisfied with First, Second and Reckless? [DEFENSE COUNSEL]: Yes, sir. Thus, defense counsel expressly agreed to the charge on lesser-included offenses, and we assume, although final argument is not in the record, tailored her argument accordingly. Furthermore, there is no indication that there was any objection to the jury charge. The issue was first raised in the motion for new trial when defendant had different counsel. As in McDaniels, defendant affirmatively acquiesced in the failure to charge facilitation of first degree murder and voluntary manslaughter and took a totally inconsistent position in the motion for new trial and in this appeal. Relief is not available to a party who is responsible for, or fails to take action to prevent, an error. Tenn. R. App. P. 36(a). We, therefore, consider this issue waived. In the event further appellate review concludes otherwise, we now address the issue on the merits. B. Duty to Instruct on Lessers -12- The trial court has a duty to instruct the jury on any lesser-included offenses of the charged offense when such instruction is supported by the evidence, regardless of whether the defendant has requested such an instruction. State v. Bowles, 52 S.W.3d 69, 74 (Tenn. 2001); State v. Burns, 6 S.W.3d 453, 464 (Tenn. 1999). The standard for an appellate courtÕs review of the trial courtÕs charge to the jury regarding lesser-included offenses is de novo with no presumption of correctness. Bowles, 52 S.W.3d at 74. If an offense is found to be a lesser-included offense, the court must next ascertain whether the evidence justifies a jury instruction on the lesser-included offense. Id. at 75. To do so, the court must first determine whether there is evidence that Òreasonable mindsÓ could accept to establish the lesser-included offense. Burns, 6 S.W.3d at 469. The court must view the evidence liberally in a light most favorable to the existence of the lesser-included offense without judging its credibility. State v. Ely, 48 S.W.3d 710, 722 (Tenn. 2001); Burns, 6 S.W.3d at 469. Finally, the court must determine if the evidence is Òlegally sufficientÓ to support a conviction for the lesser-included offense. Burns, 6 S.W.3d at 469. The evidence, not the theories of the parties, determines whether an instruction on a lesser-included offense should be given. State v. Allen, 69 S.W.3d 181, 188 (Tenn. 2002). Furthermore, the decision to convict on a lesser-included offense should not be taken from the jury simply because the element distinguishing the greater offense from the lesser offense is Òuncontroverted.Ó Id. at 189. If the evidence justifies an instruction, the failure to charge the offense is error even though the evidence was also sufficient to support the greater offense. Burns, 6 S.W.3d at 472. C. Voluntary Manslaughter Voluntary manslaughter, a Class C felony, Òis the intentional or knowing killing of another in a state of passion produced by adequate provocation sufficient to lead a reasonable person to act in an irrational manner.Ó Tenn. Code Ann. ¤ 39-13-211(a). Voluntary manslaughter is a lesser-included offense of premeditated first degree murder. State v. Williams, 977 S.W.2d 101, 106 (Tenn. 1998). It is questionable whether a charge on voluntary manslaughter was justified in light of the evidence presented at trial. Nevertheless, in the event the trial court erred by not charging voluntary manslaughter, it was clearly harmless beyond a reasonable doubt. Harmless error may be shown where the jury convicts on the highest offense charged to the exclusion of the immediately lesser offense, thereby rejecting other lesser offenses. Id. Here the trial court charged premeditated first degree murder, second degree murder and reckless homicide. By finding the defendant guilty of first degree murder and rejecting second degree murder, the jury would have rejected voluntary manslaughter. See id. (holding a guilty verdict on first degree murder and rejection of second degree murder renders the failure to charge voluntary manslaughter harmless beyond a reasonable doubt). Thus, if the trial court erred in failing to charge voluntary manslaughter, it was harmless beyond a reasonable doubt. -13- D. Facilitation of First Degree Murder ÒA person is criminally responsible for the facilitation of a felony if, knowing that another intends to commit a specific felony, but without the intent required for criminal responsibility under ¤ 39-11-402(2), the person knowingly furnishes substantial assistance in the commission of the felony.Ó Tenn. Code Ann. ¤ 39-11-403(a). Facilitation of first degree murder is a Class A felony. See Tenn. Code Ann. ¤ ¤ 39-11-117(a)(1), -403(b). Facilitation of first degree murder is a lesser-included offense of premeditated first degree murder. Burns, 6 S.W.3d at 470. This court has held: Before an accused can be convicted of the facilitation of a felony, the state must prove beyond a reasonable doubt that the accused (a) knew another person was going to commit a specified felony and (b) knowingly furnished substantial assistance in the commission of the felony although the accused did not possess the requisite intent to be guilty of the felony. State v. Parker, 932 S.W.2d 935, 950-51 (Tenn. Crim. App. 1996). In order for reasonable minds to find the defendant guilty of facilitation of premeditated first degree murder, the jury would have to conclude in this case that the defendant, although not acting with the intent to promote premeditated murder nor benefit in the results, gave this father the pistol or otherwise furnished substantial assistance to his father Òknowing that [his father] inten[ded] to commit [premeditated first degree murder].Ó See Tenn. Code Ann. ¤ 39-11-403(a). This was not the stateÕs theory nor was it the defense theory; however, the evidence, not the theories of the parties, controls whether a lesser-included offense should be charged. Allen, 69 S.W.3d at 188. In Allen, the court concluded the failure to charge facilitation of robbery was error, even though the use of a deadly weapon was uncontroverted, since it was controverted whether the accomplice defendant shared the intent of his principal. Id. We are required to view the evidence in a light most favorable to the existence of the lesser-included offense without judging credibility. Ely, 48 S.W.2d at 722. Although it is indeed a close question, we believe that reasonable minds could have found the defendant guilty of facilitation of premeditated first degree murder. We further believe the evidence was legally sufficient to support such a conviction. Nevertheless, this does not end our inquiry. Having concluded a jury charge on facilitation of first degree murder was justified, we now examine whether the failure to charge it was harmless error. Harmless error relating to the failure to charge lesser-included offenses must be shown Òbeyond a reasonable doubt.Ó Ely, 48 S.W.3d at 727. Harmless error may be shown where the jury convicts on the highest offense to the exclusion of the immediately lesser offense, necessarily rejecting other lesser offenses. Williams, 977 S.W.2d at 106. However, harmless error is not limited to the Williams rejection of an intermediate lesser offense; the proper inquiry is Òwhether it appears beyond a reasonable doubt that the error did not -14- affect the outcome of the trial.Ó Allen, 69 S.W.3d at 191. In making the harmless error determination, this court must Òconduct a thorough examination of the record, including the evidence presented at trial, the defendantÕs theory of defense, and the verdict returned by the jury.Ó Id. We first examine the evidence at trial. The stateÕs proof established the following. The defendant entered the victimÕs home brandishing the murder weapon, demanded his jewelry, and told the victimÕs mother he intended to kill the victim. The defendant went around to the back of the residence seeking the victim and, not being able to unlock the back door, reentered through the front door. He threatened to kill the victimÕs mother. The victim was shot three times at close range; the defendant discarded the weapon outside; and the defendant confessed to the crime at the police station, stating his father had Ònothing to do with it.Ó It was not the stateÕs theory that the defendant was criminally responsible for the conduct of his father, nor was criminal responsibility even charged to the jury. The state never waivered from its theory that the defendant was the triggerman. The defendant testified he gave his father the pistol prior to the shooting, Òthinking itÕs over,Ó and thinking his father was following him to the car. The defendant did not indicate he knew his father intended to commit premeditated murder. It was the defense theory the defendant was not the triggerman and did not know his father intended to kill the victim. His testimony was inconsistent with facilitation to commit premeditated first degree murder. Such a charge was never requested. The juryÕs verdict reflects it flatly rejected defendantÕs testimony and theory of defense and fully accredited the stateÕs theory that the defendant was the triggerman. Facilitation to commit premeditated first degree murder is a Class A felony as is second degree murder; therefore, the Williams harmless error scenario is inapplicable because there was no intermediate lesser-included offense. Nevertheless, unlike Allen where the jury passed over the greater offense in favor of a lesser offense and the court did not find harmless error, see Allen, 69 S.W.3d at 189, the jury in this case did not pass over the greater charge of premeditated first degree murder in favor of second degree murder. Considering the evidence at trial, the defendantÕs theory of defense, and the verdict rendered by the jury, we conclude the failure to instruct on facilitation to commit premeditated first degree murder was harmless beyond a reasonable doubt and did not affect the outcome of the trial. CONCLUSION Based on the evidence, we affirm and conclude: (1) the evidence was sufficient to sustain the conviction; (2) the defendant was not deprived of the opportunity to secure retained counsel of his choice; (3) the defendant has failed to establish prosecutorial misconduct; and (4) the trial courtÕs failure to charge facilitation of first degree murder and voluntary manslaughter as lesser-included offenses was waived as an appellate issue and, further, was harmless beyond a reasonable doubt. -15- ___________________________________ JOE G. RILEY, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT KNOXVILLE Assigned on Briefs January 23, 2002 STATE OF TENNESSEE v. TIMOTHY SCOTT BARNES, DAVID GROOMS, and RICHARD GROOMS Appeal from the Criminal Court for Cocke County Nos. 8131, 8145, 8146 Ben W. Hooper II, Judge No. E2001-01390-CCA-R3-CD March 27, 2002 The defendants, Timothy Scott Barnes, David Grooms, and Richard Grooms, were convicted of attempted burglary, a Class E felony. The trial court imposed Range I sentences as follows: Timothy Scott Barnes, one year, three months; David Grooms, one year, six months; and Richard Grooms, one year, six months. In this appeal of right, the defendants challenge the sufficiency of the evidence. The judgments are affirmed. Tenn. R. App. P. 3; Judgments of the Trial Court Affirmed GARY R. WADE, P.J., delivered the opinion of the court, in which JAMES CURWOOD WITT, JR., and NORMA MCGEE OGLE, JJ., joined. John B. Bunnell, Newport, Tennessee, for the appellant, Timothy Scott Barnes, and Thomas V. Testerman, Newport, Tennessee, for the appellants, David Grooms and Richard Grooms. Paul G. Summers, Attorney General & Reporter; Thomas E. Williams, III, Assistant Attorney General; and Ronald C. Newcomb, Assistant District Attorney General, for the appellee, State of Tennessee. OPINION In the late fall of 1999, John David Thacker, a building contractor, began the construction of a residence for the victim, Lee Schilling. The construction site, located in a heavily wooded area in Cocke County, was accessible by a private driveway leading from Ogle's Chapel Road. During the course of the construction, materials and equipment had been stolen from the property on three separate occasions. The basement of the residence had been burglarized on two occasions. In an effort to protect against theft, Thacker placed a chain across the driveway, installed a heavy duty door on the basement where approximately $2,500.00 in equipment and material had been stored, and asked Detective Bryan Murr of the Cocke County Sheriff's Department to conduct surveillance of the property. -2- On March 24, 2000, Thacker, who lived in relatively close proximity to the Schilling tract, left work at approximately 8:00 P.M. At 9:00 P.M. that night, he returned to the construction site and saw no signs of any break-in or theft. At about the same time, Detective Murr, assisted by Constable Richard Valentine and reserve Deputy Steve Johnson, set up surveillance at a point from which he could see any vehicle approaching the Schilling property by either Ogle's Chapel Road or by a private road which served as an alternative access. About one hour later, Detective Murr saw a truck traveling on the private road stop and back into the Schilling driveway. For a period of between 15 and 20 minutes, Detective Murr could hear the truck's doors opening and other sounds he described as like a hammer striking wood. Detective Murr contacted Valentine and Johnson and instructed them to position themselves at the end of the private road access. As another vehicle, which never stopped, passed by the Schilling driveway, the truck, occupied by the three defendants, pulled out of the driveway and turned onto the private road. Detective Murr, despite sustaining a flat tire to his pursuing vehicle, was able to maintain visual contact with the tail lights of the defendants' truck until the defendants were stopped by Constable Valentine and Deputy Johnson. Inside the cab of the truck, the officers found tools, including a pry bar, that were consistent with some damage that was later discovered on the basement door of the Schilling property. At 10:30 P.M., Thacker inspected the basement door and found damage to the hasp, as if someone had attempted to pry it off. The wood near the hasp had been splintered and there was damage to the concrete blocks adjacent to the door. After inspecting the construction site, which had an unpaved, muddy driveway, Thacker met with the officers at the place of the defendants' arrest. He observed that two of the defendants had mud on their shoes and that the tires of their truck were muddy. The trailer hitched to the truck contained pieces of concrete block which were consistent with the marks on the door of the victim's basement. Thacker and Detective Murr observed tire tracks and freshly made foot prints near the victim's residence. At the conclusion of the state's case in chief, the defense offered no proof but sought judgments of acquittal. In this appeal, the defendants argue that the circumstantial evidence is insufficient because the proof did nothing more than establish that each of them was present at the crime scene. The defense argues that the state failed to establish that each of the three defendants actually participated in the burglary attempt. Rule 29 of the Tennessee Rules of Criminal Procedure empowers the trial judge to direct a judgment of acquittal when the evidence is insufficient to warrant a conviction either at the time the state rests or at the conclusion of all the evidence. Overturf v. State, 571 S.W.2d 837 (Tenn. 1978). At the point the motion is made, the trial court must favor the opponent of the motion with the strongest legitimate view of the evidence, including all reasonable inferences, and discard any countervailing evidence. Hill v. State, 470 S.W.2d 853 (Tenn. Crim. App. 1971). The standard by which the trial court determines a motion for judgment of acquittal at that time is, in essence, the same standard which applies on appeal in determining the sufficiency of the evidence after a conviction. That is, "whether, after reviewing the evidence in the light most favorable to the -3- prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt." Tenn. R. App. P. 13(e); Jackson v. Virginia, 443 U.S. 307 (1979). On appeal, of course, the state is entitled to the strongest legitimate view of the evidence, and all reasonable inferences which may be drawn therefrom. State v. Cabbage, 571 S.W.2d 832, 835 (Tenn. 1978). The credibility of the witnesses, the weight to be given their testimony, and the reconciliation of conflicts in the evidence are matters entrusted exclusively to the jury as the trier of fact. Byrge v. State, 575 S.W.2d 292, 295 (Tenn. Crim. App. 1978). A guilty verdict, approved by the trial judge, accredits the testimony of the witnesses for the state and resolves all conflicts in the proof in favor of the state's theory. State v. Hatchett, 560 S.W.2d 627, 630 (Tenn. 1978). An offense may be proven by circumstantial evidence alone. Price v. State, 589 S.W.2d 929, 931 (Tenn. Crim. App. 1979). Our scope of review is the same when the conviction is based upon circumstantial evidence as it is when it is based upon direct evidence. State v. Brown, 551 S.W.2d 329, 331 (Tenn. 1977); Farmer v. State, 343 S.W.2d 895, 897 (Tenn. 1961). With convictions such as these, where the evidence is entirely circumstantial, the jury must find that the proof is not only consistent with the guilt of the accused but inconsistent with his innocence. There must be an evidentiary basis upon which the jury can exclude every other reasonable theory or hypothesis except that of guilt. Pruitt v. State, 460 S.W.2d 385, 390 (Tenn. Crim. App. 1970). The trial court has the duty to charge the jury on the weight and significance of circumstantial evidence when it is the only basis upon which the state's case rests. Bishop v. State, 287 S.W.2d 49, 52 (Tenn. 1956). Like all other fact questions, the determination of whether all reasonable theories or hypotheses are excluded by the evidence is primarily a jury question. State v. Tharpe, 726 S.W.2d 896 (Tenn. 1987); Marable v. State, 313 S.W.2d 451, 457 (Tenn. 1958). The jury is governed by four rules when testing the value of circumstantial evidence: (1) The evidence should be acted upon with caution; (2) all of the essential facts must be consistent with the hypothesis of guilt; (3) the facts must exclude every other reasonable theory except that of guilt; and (4) the facts must establish such a certainty of guilt as to convince beyond a reasonable doubt that the defendant is the perpetrator of the crime. Marable, 313 S.W.2d at 456. In the light most favorable to the state, it was established that at 9:00 P.M. on March 24, 2000, there was no indication of an attempted burglary at the Schilling residence. At the same time, the Cocke County Sheriff's Department set up a surveillance of the property. An hour later, a truck later determined to be occupied by the three defendants backed into the Schilling driveway. Detective Murr heard doors open and sounds like a hammer striking wood. Fifteen to 20 minutes later, the truck left the driveway and traveled onto a private road which ultimately led to Rooster Town Road, where Constable Valentine and Officer Johnson waited. Detective Murr never lost sight of the truck's tail lights as it was driven from the scene until it was stopped. All three defendants were in the cab of the vehicle. The contractor and the officers discovered damage to the basement door of the residence. A truck trailer hitch matched dents in the masonry and a pry bar found in the vehicle was consistent with damage done to the premises. There were concrete particles and some -4- small wooden splinters on the ball of the trailer hitch. The only other vehicle at the scene did not stop at the Schilling residence and proceeded onto Ogle's Chapel Road. Two of the defendants had muddy shoes. There were truck tire tracks in the mud near the Schilling residence. During the time Constable Valentine and Officer Johnson were stationed at the intersection of the private road and Rooster Town Road, no one else drove into the intersection from the direction of the Schilling residence. A burglary is committed when one, without the consent of the owner, enters a building other than a habitation with an intent to commit a felony, a theft, or an assault. Tenn. Code Ann. ¤ 39-14- 402. The criminal attempt of a burglary occurs when one (a) with the requisite intent takes a substantial step towards the commission of the offense. Tenn. Code Ann. ¤ 39-12-101. One is criminally responsible for the conduct of another when one intends to promote or assist in the commission of the offense or benefit in the proceeds and solicits, directs, aids, or attempts to aid another to commit the offense. Tenn. Code Ann. ¤ 39-11-402(2). In our view, the state was able to exclude every reasonable hypothesis other than the three defendants' jointly traveling to a construction site located in a remote, wooded area in an effort to commit a burglary. The truck occupied by all three defendants was utilized in an effort to gain entry to the basement where valuables were stored. At least two of the three individuals had mud on their shoes. The truck's tire marks were in the muddy driveway of the construction site. No other vehicles stopped at the site during the period of time in question. The defendants fled together from the scene and when stopped by officers, their truck contained tools consistent with the burglary and bore marks of an attempt to force entry into the Schilling basement. The record establishes that the defendants either attempted to or were criminally responsible for forcibly entering the Schilling basement. In our view, a rational trier of fact could have found each of the defendants guilty beyond a reasonable doubt based entirely upon the circumstantial evidence. Accordingly, the judgments are affirmed. ___________________________________ GARY R. WADE, PRESIDING JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT JACKSON Assigned on Briefs April 9, 2002 STATE OF TENNESSEE v. ELWOOD JEFFREY BARRIGHER Direct Appeal from the Circuit Court for Obion County No. 9-416 William B. Acree, Jr., Judge No. W2001-02238-CCA-R3-CD - Filed April 19, 2002 The Appellant, Elwood Jeffrey Barrigher, appeals the judgment of the Obion County Circuit Court revoking his placement in the Community Corrections program and reinstating his original nine-year sentence in the Department of Correction. Prior to his revocation, Barrigher was serving a nine-year Community Corrections sentence, which stemmed from his 1999 class B felony conviction for delivery of a Schedule II controlled substance. Finding no abuse of discretion, we affirm the revocation. Tenn. R. App. P. 3; Judgment of the Circuit Court is Affirmed. DAVID G. HAYES, J., delivered the opinion of the court, in which DAVID H. WELLES and JAMES CURWOOD WITT, JR., JJ., joined. Joseph P. Atnip, District Public Defender, Dresden, Tennessee, for the Appellant, Elwood Jefffrey Barrigher. Paul G. Summers, Attorney General and Reporter; Michael Moore, Solicitor General; Braden H. Boucek, Assistant Attorney General; Thomas A. Thomas, District Attorney General; and Kevin McAlpin, Assistant District Attorney General, for the Appellee, State of Tennessee. OPINION Factual Background On June 28, 2001, a Community Corrections Violation Report was filed alleging that the Appellant had tested positive for drug use and for failing to make any payment toward his court ordered cost and restitution. After a hearing on July 13, 2001, the trial court revoked the AppellantÕs placement in the Community Corrections program and ordered him to serve the balance of his nine-year sentence in the Department of Correction. -2- In this appeal, the Appellant asserts that the trial court abused its discretion by Òsentencing him to the Department of Correction rather than giving him another chance under the supervision of Westate Corrections Network,Ó the local Community Corrections program. Specifically, the Appellant argues that Òhis unusual parenting circumstances call for an unusual measure of leniency,Ó and further asserts that he should have been given long-term drug treatment instead of incarceration. The law concerning revocation of a Community Corrections sentence is clear. The trial court has the discretion to revoke a Community Corrections sentence upon a finding that the defendant has violated the conditions of his behavioral contract. State v. Harkins, 811 S.W.2d 79, 82 (Tenn. 1991). Before a defendant may be revoked, however, the record must contain sufficient evidence to permit the trial court to make an intelligent and conscientious decision. Id. On appeal, the trial courtÕs decision will not be disturbed absent a finding that the trial court abused its discretion. Id. To find an abuse of discretion, the reviewing court must conclude that the record contains no substantial evidence to support the conclusion of the trial court that the defendant violated the terms of the Community Corrections program. Id. At the revocation hearing, the State presented the testimony of Glenda Hubbard, the AppellantÕs Community Corrections case officer. Ms. Hubbard testified that the Appellant had failed to make any payments to the court toward court-ordered costs and restitution in direct violation of Rule 4 of the behavioral contract signed by the Appellant. The proof further established that approximately six months after completing an inpatient treatment program in the Veterans Hospital in Memphis for drug addiction, the Appellant tested positive for the use of marijuana. The Appellant was then admitted to the Serenity Recovery Center in Memphis for additional substance abuse treatment. He failed to complete the prescribed course of treatment at the Serenity Center. Following the AppellantÕs departure from the Serenity Center, he twice tested positive for cocaine and marijuana use. The behavioral condition violations for drug use are based upon the AppellantÕs use of drugs following his release from the Serenity Center. The Appellant, testifying on his own behalf, admitted to using narcotics while serving his Community Corrections sentence. Nonetheless, the Appellant again requested placement in long-term drug rehabilitation in lieu of incarceration because he was a single parent responsible for the care of his fifteen-year-old daughter. In revoking the AppellantÕs placement in the local Community Corrections program, the trial court found that, [a]ccording to the file, the defendant has received drug treatment two different times, at the VeteranÕs Hospital, and then at Serenity, and it hasnÕt done any good. . . . I understand you have a drug problem, but the efforts so far havenÕt done any good, and I donÕt really think you are really interested at this time in doing anything about your drug problem. Maybe you canÕt. I donÕt know. As I previously stated, on two different occasions, youÕve received treatment since you have been sentenced by this Court. . . . I canÕt allow you to remain on Westate Corrections and violate the program. If I allowed you to do that, everybody would do it. ThereÕs really nothing -3- else to do with you other than send you to the Department of Correction, which IÕm going to do. You are resentenced to the Tennessee Department of Correction. We agree with the trial courtÕs reasoning. The behavioral contract signed by the Appellant states, Ò[a]ny violation of the rules is a serious matter and could result in the revocation of your Community Corrections sentence.Ó Thus, the Appellant was well aware that his actions could lead to the revocation of his Community Corrections sentence. The record before us contains more than sufficient proof to support the trial courtÕs decision that enrollment in another drug-treatment program was not a viable choice, as the Appellant had twice failed such programs. Furthermore, the AppellantÕs contractual obligations to the Community Corrections program are in no way altered because of his status as a single parent. CONCLUSION We find that the trial court did not abuse its discretion by revoking the AppellantÕs Community Corrections sentence and ordering incarceration. The judgment of the Obion County Circuit Court is affirmed. ___________________________________ DAVID G. HAYES, JUDGE 1 The defendant testified he received consecutive sentencing in the general sessions court; however, the judgments of that court are silent as to concurrent/consecutive sentencing for the two counts. That issue is moot in view of the de novo appeal to circuit court. IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT NASHVILLE Assigned on Briefs August 14, 2002 STATE OF TENNESSEE v. JAMES RAY BARTLETT Circuit Court for Lincoln County No. S0100037 No. M2001-02419-CCA-R3-CD - Filed September 20, 2002 ORDER Defendant appeals the circuit court judgments denying him probation on two misdemeanor counts of passing worthless checks. We affirm pursuant to Rule 20, Rules of the Court of Criminal Appeals. On June 18, 2001, the defendant pled guilty in Lincoln County General Sessions Court to two misdemeanor charges of passing worthless checks. See Tenn. Code Ann. ¤ 39-14-121. The general sessions judge sentenced him to sentences of eleven months and twenty-nine days, with all suspended except for nine months in the county jail.1 The defendant appealed his sentences to the circuit court, which conducted a sentencing hearing. The circuit court sentenced him to two concurrent sentences of eleven months and twenty-nine days to be served in the county jail. The sole issue in this appeal is whether the trial court erred by denying probation. The proof from the sentencing hearing reflects the defendant has an extensive prior criminal record which includes misdemeanor convictions and numerous felony convictions, such as grand larceny, aggravated burglary, multiple burglaries, aggravated assault, and multiple felony thefts. He committed some of these offenses while he was on probation and/or parole. In determining whether to grant or deny probation, a trial court should consider the circumstances of the offense, the defendant's criminal record, the defendantÕs social history and present condition, the need for deterrence, and the best interest of the defendant and the public. State v. Grear, 568 S.W.2d 285, 286 (Tenn. 1978); State v. Boyd, 925 S.W.2d 237, 244 (Tenn. Crim. App. 1995). The trial court may also consider whether measures less restrictive than confinement have been unsuccessful. See Tenn. Code Ann. ¤ 40-35-103(1)(C). Given the proof presented to the trial court regarding the defendantÕs extensive prior criminal history and the crimes he has committed -2- while on probation and/or parole, we cannot conclude the trial court abused its discretion in denying probation to the defendant. Accordingly, it is ORDERED that the judgment of the trial court be affirmed pursuant to Rule 20, Rules of the Court of Criminal Appeals. Costs are taxed to the state since the defendant is indigent. JOE G. RILEY, JUDGE DAVID G. HAYES, JUDGE NORMA MCGEE OGLE, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT KNOXVILLE Assigned on Briefs March 19, 2002 STATE OF TENNESSEE v. DAVID W. BASS Appeal from the Criminal Court for Roane County No. 12,1777 E. Eugene Eblen, Judge No. E2001-01146-CCA-R3-CD June 14, 2002 The defendant, David W. Bass, was indicted for driving under the influence, violation of the implied consent law, failure to appear, and operating a motor vehicle with an improper taillight. Pursuant to a plea agreement, the defendant entered a plea of guilt to driving under the influence, first offense. After the entry of his plea but before sentencing, the defendant sought to withdraw his plea, arguing that it was not knowingly and voluntarily made. The trial court denied the motion and imposed a sentence of eleven months and twenty-nine days, with all but three days suspended. In this appeal of right, the defendant contends that the trial court erred by denying the motion to withdraw the guilty plea. The judgment of the trial court is affirmed. Tenn. R. App. P. 3; Judgment of the Trial Court Affirmed GARY R. WADE, P.J., delivered the opinion of the court, in which DAVID H. WELLES and ROBERT W. WEDEMEYER, JJ., joined. John M. McFarland, Kingston, Tennessee, for the appellant, David W. Bass. Paul G. Summers, Attorney General & Reporter; Braden H. Boucek, Assistant Attorney General; and Frank Harvey, Assistant District Attorney General, for the appellee, the State of Tennessee. OPINION The defendant was indicted for driving under the influence, violation of the implied consent law, failure to appear, and operating a motor vehicle with an improper taillight. The defendant entered a plea of guilt to driving under the influence, first offense. Pursuant to a plea agreement, the state agreed to dismiss the remaining charges and recommend a sentence of eleven months and twenty-nine days, with all but three days suspended. A fine of $400 was assessed. At the entry of the defendantÕs guilty plea, the trial court specifically explained the terms of the agreement to the defendant and warned him that he would be giving up a number of constitutional rights if he chose to plead guilty. The defendant acknowledged that he understood and -2- persisted in pleading guilty. The trial court directed the defendant to return to court in three months for the imposition of sentence and the service of the jail term. On the day he was scheduled for sentencing, the defendant filed a motion to withdraw his guilty plea, arguing that it was not knowingly and intelligently made. The trial court permitted defense counsel to withdraw, so that he could testify at the motion hearing, and appointed substitute counsel for the defendant. At the hearing on the motion to withdraw the defendantÕs guilty plea, the defendantÕs prior counsel testified that he had discussed with the defendant the legal options that were available and had read and explained the plea agreement Òline by line.Ó Prior counsel further claimed that he explained to the defendant the consequences of his guilty plea and expressed his belief that the defendant understood the plea agreement and its ramifications. He acknowledged that several weeks after the entry of the plea, the defendant informed him that he was Òuncomfortable with the plea.Ó It was prior counselÕs belief that the defendant Òprobably was confused aboutÓ the terms. A defendant who submits a guilty plea is not entitled to withdraw the plea as a matter of right. State v. Turner, 919 S.W.2d 346, 355 (Tenn. Crim. App. 1995). In appropriate cases, trial courts have the authority to set aside a guilty plea after its acceptance. State v. Burris, 40 S.W.3d 520, 524 (Tenn. Crim. App. 2000). Under Tennessee Rule of Criminal Procedure 32(f), a defendant's motion to withdraw a plea of guilty filed before the imposition of sentence may be granted upon a showing Òof any fair and just reason.Ó A guilty plea will not be set aside simply because the defendant experiences a change of heart. See Ray v. State, 224 Tenn. 164, 170, 451 S.W.2d 854, 856 (1970). The withdrawal of a guilty plea is a matter of the sound discretion of the trial court. State v. Davis, 823 S.W.2d 217, 220 (Tenn. Crim. App. 1991). An abuse of discretion occurs when there is no substantial evidence to support the conclusion of the trial court. See Goosby v. State, 917 S.W.2d 700, 705 (Tenn. Crim. App. 1995) (citing State v. Williams, 851 S.W.2d 828, 830-31 (Tenn. Crim. App. 1992)). Our scope of review is, therefore, limited to a determination of whether there is substantial evidence to support the trial courtÕs conclusion that the defendantÕs guilty plea was knowingly and voluntarily made. The law is well established that a guilty plea may be withdrawn if it was not knowingly, voluntarily, and understandingly made. Boykin v. Alabama, 395 U.S. 238, 242-44 (1969). A plea which is the product of Òignorance, incomprehension, coercion, terror, inducements, [or] subtle or blatant threatsÓ is not voluntary. Boykin, 395 U.S. at 242-43. Ò[T]he core requirement of Boykin is Ôthat no guilty plea be accepted without an affirmative showing that it was intelligent and voluntary.ÕÓ Blankenship v. State, 858 S.W.2d 897, 904 (Tenn. 1993) (quoting Fontaine v. United States, 526 F.2d 514, 516 (6th Cir. 1975)). When examining the voluntariness of a guilty plea, a reviewing court must consider the age of the defendant, the defendantÕs familiarity with the criminal justice system, the reasons for his decision to plead guilty, and whether the defendant was given ample opportunity to confer with counsel about all options available to him. Blankenship, 858 S.W.2d at 904. Further, before a plea may be considered knowingly and voluntarily entered, the defendant must be informed of the rights -3- and circumstances involved and nevertheless choose to waive or relinquish those rights. State v. Mackey, 553 S.W.2d 337, 340 (Tenn. 1977). Here, the forty-six-year-old defendant entered a plea of guilty to driving under the influence pursuant to a plea agreement. In exchange for his guilty plea, the state dismissed three charges pending against him and made a sentencing recommendation to the trial court. At the time of the plea, the defendant was advised that he had the right to a jury trial, the right to compel and confront witnesses, and the right to maintain a plea of not guilty. The record demonstrates that the defendant expressed a clear understanding of those rights and made an informed choice to plead guilty. The trial court accredited his counselÕs testimony that the defendant understood the terms of the agreement. Finally, the defendant made no assertion that his will was overborne, stating simply that he felt ÒuncomfortableÓ with the plea. That is not enough. It is our view that the trial court did not abuse its discretion by denying the defendantÕs motion to withdraw his guilty plea. Accordingly, the judgment of the trial court is affirmed. ___________________________________ GARY R. WADE, PRESIDING JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT NASHVILLE Assigned on Briefs January 15, 2002 STATE OF TENNESSEE v. JOSEPH G. BATTS Direct Appeal from the Criminal Court for Davidson County No. 99-D-2290 Cheryl Blackburn, Judge No. M2001-00896-CCA-R3-CD - Filed September 11, 2002 The appellant, Joseph Batts, was convicted by a jury of the offense of rape. He was sentenced to a term of twelve (12) years in the Tennessee Department of Correction. In this appeal he contends that the evidence is insufficient to sustain the conviction for rape and that his sentence is excessive. After carefully reviewing the record as presented, we are of the opinion that the evidence is legally sufficient to support the conviction. Moreover, in the absence of a transcript of the sentencing hearing we must presume the sentence is correct. The judgment of the trial court is affirmed. Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Criminal Court is Affirmed. JERRY L. SMITH, J., delivered the opinion of the court, in which DAVID H. WELLES and ROBERT W. WEDEMEYER, JJ., joined. Leslie Bruce, at trial and sentencing; and C. LeAnn Smith, on appeal, for the appellant, Joseph G. Batts. Paul G. Summers, Attorney General & Reporter; Patricia C. Kussmann, Assistant Attorney General; Victor S. Johnson, District Attorney General; and Grady Moore, Assistant District Attorney General, for the appellee, State of Tennessee. OPINION On the afternoon of July 20, 1999, the female victim in this case went to a bar and restaurant located in the alley of the Arcade in downtown Nashville. There she met friends and remained in the bar until about 9:45 p.m. When she left the bar she attempted to go to her car, which was parked in a nearby bank parking garage. Finding the gates in and out of the garage were closed, the victim decided to return to the bar. On her way she encountered the appellant, who she noticed was wearing a blue shirt. He asked the woman if anything was wrong. She told him no and thanked him for his concern. -2- When the victim reached the bar she found that it was closed. As she started to leave, the appellant stepped in front of her and identified himself as a security guard. He told her that he had received complaints about her stumbling around the area. The appellant escorted the victim into the locked Arcade where he asked her what had happened. The victim explained the situation with the parking garage, and the appellant asked if he could call anyone for her. The woman gave the appellant the name of an individual in Murfreesboro, and the appellant appeared to make a call to directory assistance. He told the woman that the name of the person she had given him had no listing in Murfreesboro. The appellant refused to allow the victim to use his mobile phone. Eventually, the appellant informed the victim that he was going to frisk her, and he asked her if she knew what that meant. She stated that she did and demanded that the appellant call the police. He refused. Fearing she was in danger the victim accompanied the appellant to a restroom where he inspected the contents of her purse. He asked the woman how long it had been since she had been with a man. The victim replied she was afraid of the appellant because he was a large man. The appellant then asked the victim what she could do for him so he would not call the police. The woman replied, ÒNothing, absolutely nothing.Ó The appellant ordered the victim to stand up against a wall with her legs spread. He pulled up the womanÕs sweater and fondled her breasts. He also placed his hand into her panties. As the appellant and the victim left the restroom he told her he had to perform a strip and body cavity search. Despite her protests the victim acceded to the appellantÕs demands to return to the restroom where she removed her clothing. When she was nude the appellant again fondled her breasts and inserted his fingers in her vagina. When the appellant finished with the victim he drove her to Hermitage. His car had a screwdriver stuck into the hole for the radio antenna. During the drive he repeatedly told the victim not to tell anyone what had happened or both of them would lose their jobs. At the victimÕs request the appellant dropped her off at a gas station. She entered the station where she began crying. The victim informed the station attendant that a security guard at the Arcade was after her. The attendant called the police who arrived, took a statement from the victim, and drove her to the hospital. Officers went to the Arcade and found the appellant working there as a janitor. He was dressed as the victim described except he had on a green shirt instead of a blue one. However, a surveillance tape of the Arcade for the evening in question shows the appellant walking through the Arcade with a female and wearing a blue shirt. In the tape the appellant wears a blue shirt until 2:49 a.m. after which he appears in a green shirt. Sufficiency When a defendant challenges the sufficiency of the evidence, this Court is obliged to review that claim according to certain well-settled principles. A verdict of guilty, rendered by a jury and Òapproved by the trial judge, accredits the testimony of theÓ State's witnesses and resolves all conflicts in the testimony in favor of the State. State v. Cazes, 875 S.W.2d 253, 259 (Tenn. 1994); -3- State v. Harris, 839 S.W.2d 54, 75 (Tenn. 1992). Thus, although the accused is originally cloaked with a presumption of innocence, the jury verdict of guilty removes this presumption Òand replaces it with one of guilt.Ó State v. Tuggle, 639 S.W.2d 913, 914 (Tenn. 1982). Hence, on appeal, the burden of proof rests with the defendant to demonstrate the insufficiency of the convicting evidence. Id. The relevant question the reviewing court must answer is whether any rational trier of fact could have found the accused guilty of every element of the offense beyond a reasonable doubt. See Tenn. R. App. P. 13(e); Harris, 839 S.W.2d at 75. In making this decision, we are to accord the State Òthe strongest legitimate view of the evidence as well as all reasonable and legitimate inferences that may be drawn therefrom.Ó See Tuggle, 639 S.W.2d at 914. As such, this Court is precluded from re-weighing or reconsidering the evidence in evaluating the convicting proof. State v. Tilson, 929 S.W.2d 380, 383 (Tenn. Crim. App. 1996); State v. Matthews, 805 S.W.2d 776, 779 (Tenn. Crim. App. 1990). Moreover, we may not substitute our own Òinferences for those drawn by the trier of fact from circumstantial evidence.Ó Id. at 779. The appellant claims the evidence is insufficient to support his conviction. In the instant case the State charged the appellant with having committed the rape through posing as a security guard. Therefore, pursuant to Tennessee Code Annotated section 39-13-503(a)(4) the State was required to prove the unlawful sexual penetration of the victim accomplished by fraud. The appellant first complains that because the victim consented to the sexual penetrations to which she was subjected and no force or coercion was used by the defendant, her testimony must be corroborated because she is essentially an accomplice. This argument might have some validity had this been a statutory rape prosecution. See, e.g. State v. McKnight, 900 S.W.2d 36, 48 (Tenn. Crim. App. 1994). However, with respect to the offense of rape the legislature has provided that fraud in either the act of sexual penetration or in the inducement of the sexual act so vitiates the victimÕs consent that the act of sexual penetration is considered non-consensual. See State v. Tizard, 897 S.W.2d 732, 742 (Tenn. Crim. App. 1994); State v. Raymond Mitchell, III,No. 01C01-9612- CR-00502 1999 Tenn. Crim. App. LEXIS 857 (Tenn. Crim. App. at Nashville, filed July 30, 1999). Therefore, in this case the victimÕs testimony need not be corroborated and is sufficient standing alone to support the conviction of rape. Secondly, the appellant argues that the credibility of the victim is questionable because she had been drinking on the night of the incident. However, as noted earlier, determinations of credibility are reserved for the fact finder and this Court will not disturb those findings. It is clear from its verdict that the jury found the victim credible and that determination ends the matter. Finally, the appellant argues that the State failed to prove fraud because there was no proof that he was wearing the black uniform or the badge of Arcade security. However, according to the victim, the appellant represented himself as a security guard, he gave orders and conducted himself as if he had the authority to order the victim in the manner he did, and the victim apparently believed he was a security guard. Under these circumstances we believe fraud was sufficiently proven for purposes of establishing the appellantÕs guilt of rape. This issue is without merit. -4- Sentencing In his last issue presented for review the appellant alleges that the trial court erroneously applied two enhancement factors and erroneously failed to apply certain mitigating factors. This, the appellant claims, resulted in his receiving an excessive sentence of 12 years incarceration, the maximum for the appellantÕs offense and range. We are unfortunately precluded from reviewing this issue because there is no transcript of the sentencing hearing in the record before us. We must therefore presume the sentence imposed was proper. State v. Keen, 996 S.W.2d 842, 844 (Tenn. Crim. App. 1999); State v. Oody, 823 S.W.2d 554, 559 (Tenn. Crim. App. 1991). This issue is therefore without merit. Conclusion In light of the foregoing, the judgment and sentence of the trial court is affirmed. ___________________________________ JERRY L. SMITH, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT JACKSON Assigned on Briefs January 23, 2002 STATE OF TENNESSEE v. RICHARD LYNN BATTS Appeal from the Circuit Court for Obion County No. 1-36 William B. Acree, Jr., Judge No. W2001-01602-CCA-R3-CD - Filed February 28, 2002 The defendant, Richard Lynn Batts, was convicted of driving under the influence, third offense, and violation of the implied consent law. The trial court imposed a sentence of 11 months and 29 days with 120 days' incarceration and the balance to be served on probation for the DUI offense. The judgment provided for a three-year period of license revocation. See Tenn. Code Ann. ¤ 55-10- 401(a)(1). For violation of the implied consent law, the trial court imposed a concurrent one-year period of license revocation. See Tenn. Code Ann. ¤ 55-10-406. In this appeal of right, the defendant contends that the evidence was insufficient to establish that he was in physical control of his vehicle. The judgment for violation of the implied consent law is modified to establish that the one-year license revocation period is to run concurrently with the three-year revocation for the defendant's DUI conviction. In all other respects, the judgments are affirmed. Tenn. R. App. P. 3; Judgments of the Trial Court Affirmed as Modified GARY R. WADE, P.J., delivered the opinion of the court, in which JAMES CURWOOD WITT, JR., and NORMA MCGEE OGLE, JJ., joined. Joseph P. Atnip, District Public Defender (at trial and on appeal), and Colin Johnson, Assistant District Public Defender (at trial), for the appellant, Richard Lynn Batts. Paul G. Summers, Attorney General & Reporter; Braden H. Boucek, Assistant Attorney General; and Allen Strawbridge, Assistant District Attorney General, for the appellee, State of Tennessee. OPINION At approximately 1:30 A.M. on November 4, 2000, Officer Brandon Adams of the South Fulton Police Department, while on routine patrol, observed a vehicle parked behind Dot's Bar. Upon a closer examination, Officer Adams saw the defendant asleep in the front seat of his car. The car keys were in the defendant's left hand. Sergeant David Crocker arrived at the scene in a separate vehicle. Sergeant Crocker identified the defendant, knocked on the window in order to wake him, and asked him to step outside of the vehicle. The defendant had trouble standing, slurred his speech, -2- and smelled of alcohol. While Officer Adams was checking on the status of the defendant's driver's license, the defendant told Sergeant Crocker that he was cold and that he intended to leave the premises. The defendant remarked, "If we are going to stand here all night, I'm going home." The defendant opened the door of his vehicle and tried to start the engine. When "he got back halfway in the driver's seat," the officers handcuffed the defendant and placed him in the back seat of Officer Adams' police vehicle. The defendant refused to submit to alcohol tests. Officer Adams, who returned later to drive the defendant's vehicle to an impound lot, described the vehicle as fully operable. Each of the two officers described the defendant as "very intoxicated," too intoxicated to perform a field sobriety test. At trial, the defendant admitted that he was intoxicated. Because the bar closed at midnight, he reasoned that he had been in his car for at least an hour and a half. When police arrived, the keys were not in the ignition and the engine was off. The defendant contended that his father, who had driven him to Dot's, left approximately two hours earlier to play pool at a pool hall. The defendant claimed that his father intended to return in order to drive him home. The defendant stated that his intention was to wait in the car until his father came back. Moss Batts, the defendant's father, testified that he shot pool with his son at Dot's Bar that night but left at about 10:00 P.M. in order to go to the Tennessee Pool Room. Batts stated that he instructed his son not to drive and to wait in the vehicle for his return. He claimed that he gave his son a set of car keys so he could unlock the car door. Batts explained that he decided to go to Paducah, Kentucky, before returning to Dot's Bar at approximately 2:00 A.M. He stated that neither his son nor his car was in the parking lot at the time of his return. As indicated, the defendant acknowledged that he was in no condition to drive and speculated that someone had "slipped [him] a Mickey" due to the extent of his intoxication. The only significant conflict in the testimony offered by the state and the defense had to do with whether the vehicle was in the parking lot at 2:00 A.M. While the defendant's father contended that the vehicle was not there at that time, Officer Adams testified that the car was not removed until almost 3:00 A.M. The defendant argues that the state was unable to establish that he was in physical control of the vehicle as required by Tennessee Code Annotated section 55-10-401(a)(1), which provides as follows: It is unlawful for any person to drive or to be in physical control of any automobile or other motor driven vehicle on any of the public roads and highways of the state, or on any streets or alleys, or while on the premises of any shopping center, trailer park or any apartment house complex, or any other premises which is generally frequented by the public at large, while: (1) Under the influence of any intoxicant, marijuana, narcotic drug, or drug producing stimulating effects on the central nervous system; . . . . -3- The state insists that the defendant not only attempted to enter the car and operate the vehicle but that the jury was entitled to infer that the defendant was in physical control because he was asleep in the driver's seat with the keys in his hand. On appeal, the state is entitled to the strongest legitimate view of the evidence and all reasonable inferences which might be drawn therefrom. State v. Cabbage, 571 S.W.2d 832, 835 (Tenn. 1978). When the sufficiency of the evidence is challenged, the relevant question is whether, after reviewing the evidence in the light most favorable to the state, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt. Tenn. R. App. P. 13(e); State v. Williams, 657 S.W.2d 405, 410 (Tenn. 1983). The credibility of the witnesses, the weight to be given their testimony, and the reconciliation of conflicts in the evidence are matters entrusted exclusively to the jury as the trier of fact. Byrge v. State, 575 S.W.2d 292, 295 (Tenn. Crim. App. 1978). This court may not substitute its inferences for those drawn by the trier of fact from the evidence. Liakas v. State, 199 Tenn. 298, 305, 286 S.W.2d 856, 859 (1956). This rule applies to findings of guilt based upon direct evidence, circumstantial evidence, or a combination of direct and circumstantial evidence. State v. Dykes, 803 S.W.2d 250, 253 (Tenn. Crim. App. 1990). In State v. Lawrence, 849 S.W.2d 761, 765 (Tenn. 1993), our supreme court adopted a totality of the circumstances test to determine whether a defendant, in circumstances such as these, was in physical control of the vehicle. Factors such as "the location of the defendant in relation to the vehicle, the whereabouts of the ignition key, whether the motor was running, the defendant's ability, but for his intoxication, to direct the use or non-use of the vehicle, or the extent to which the vehicle itself is capable of being operated or moved under its own power or otherwise" are relevant considerations. Id. Our supreme court interpreted the legislation as "'intended to enable the drunken driver to be apprehended before he strikes.'" Id. (quoting Hughes v. State, 535 P.2d 1023, 1024 (Okla. 1975)). In State v. Zan Ray McCracken, No. E2000-01762-CCA-R3-CD (Tenn. Crim. App., at Knoxville, July 19, 2001), a conviction for driving under the influence was upheld when the defendant was asleep at the wheel of his truck. The keys were in the ignition and the lights were on but the engine was not running. The truck was parked on the side of a public street. In State v. Johnny Wade Meeks, No. 03C01-9811-CR-00411 (Tenn. Crim. App., at Knoxville, Dec. 3, 1999), a panel of this court ruled that the evidence was sufficient to support a conviction for driving under the influence. Meeks, while intoxicated, was slumped over the steering wheel of his vehicle while it was parked in a restaurant parking lot. The engine was running and the lights were turned on. While the defendant accurately submits that the evidence of Meeks' physical control was more substantial than in the case at issue, that does not mean that the evidence here is insufficient. Each of the officers testified that the defendant, while he was in possession of the car keys and after the police had arrived, attempted to re-enter his car after expressing an intent to drive away. Sergeant Crocker testified that the defendant "stated that he was cold, we [weren't] doing -4- anything and he was leaving." There was testimony that he tried to start the car. From these circumstances, the jury could have inferred that the defendant was in physical control of the vehicle and, absent the officers' intervention, would have driven away. While this court in Meeks described the facts of that case as testing "the boundaries of the driving under the influence statute" on the issue of physical control, that does not mean, in our view, that its facts constitute the minimum standard of sufficiency. By use of the Lawrence test, it is our conclusion that the evidence was sufficient. Here, the defendant was in the driver's seat of a car parked in a commercial parking lot. The car was operable. He had the keys in his hand, was alone in the vehicle, and was fully capable, except for his intoxication, of driving the car. Most importantly, after he was removed from the vehicle, he complained about the weather and the officers' inaction, stated his intention to leave, and attempted to re-enter the vehicle and start the engine. Finally, although not raised by the parties, we observe that the judgment of conviction for the defendant's violation of the implied consent law specifies that the one-year license revocation is to run consecutively to the three-year license revocation for DUI. The transcript, however, indicates that the trial court ordered the revocations to run concurrently. In the event of such a discrepancy, the transcript will control. See, e.g., State v. Zyla, 628 S.W.2d 39, 42 (Tenn. Crim. App. 1981). We therefore modify the judgment to reflect concurrent revocation. Accordingly, the judgment for violation of the implied consent law is modified to establish that the one-year license revocation period is to run concurrently with the three-year revocation for the defendant's DUI conviction. In all other respects, the judgments are affirmed. ___________________________________ GARY R. WADE, PRESIDING JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT NASHVILLE Assigned on Briefs December 18, 2001 STATE OF TENNESSEE v. DAMON L. BAUGH Direct Appeal from the Circuit Court for Williamson County No. 1700-209 Donald P. Harris, Judge No. M2001-00895-CCA-R3-CD - Filed September 27, 2002 The Williamson County Grand Jury indicted the Defendant for one count of possession of more than 0.5 grams of cocaine for resale, a Class B felony, and for one count of simple possession of marijuana, a Class A misdemeanor. The Defendant filed a motion to suppress the cocaine and marijuana obtained during his arrest, alleging that the search of his car was unconstitutional. Following a hearing, the trial court denied the motion to suppress. A Williamson County jury convicted the Defendant of the charged offenses. The Defendant now appeals, arguing that the trial court erred in failing to suppress the cocaine and marijuana obtained pursuant to his arrest. Concluding that the search of the DefendantÕs car was constitutional, we affirm the judgment of the trial court. Tenn. R. App. P. 3 Appeal as of Right; Judgments of the Circuit Court Affirmed ROBERT W. WEDEMEYER, J., delivered the opinion of the court, in which JOSEPH M. TIPTON and THOMAS T. WOODALL, JJ., joined. F. Shayne Brasfield, Franklin, Tennessee, for the Appellant, Damon L. Baugh. Paul G. Summers, Attorney General and Reporter; Kim R. Helper, Assistant Attorney General; Ronald L. Davis, District Attorney General; and Derek K. Smith, Assistant District Attorney General, for the Appellee, State of Tennessee. OPINION I. FACTS A suppression hearing was held at which only Officer Tom Justus and Officer Craig Wright testified. After a thorough review of the record, we note that the testimony adduced at the suppression hearing by Officer Wright and Officer Justus was substantially the same as that adduced at the trial. Thus, the facts of this opinion are taken from the trial, with any discrepancies from the hearing on the motion to suppress indicated. 1 At the suppression hearing, Officer Justus testified that the informant told him that there was a passenger in the DefendantÕs vehicle. -2- Officer Tom Justus testified that on April 21, 2000, an informant, April McNabb, came to the police station to Òwork offÓ recent charges against her for drug possession. Officer Justus, along with his partner, Officer J. P. Taylor, provided the informant with a cellular phone and instructed her to initiate a drug purchase. According to Justus, the informant called a dealer, who identified himself as ÒTerry D.,Ó and requested an Òeight ballÓ of cocaine. Justus explained that an Òeight ballÓ is one eighth of an ounce or 3.5 grams of cocaine. Justus told the informant to set up the transaction at Liberty School. Justus testified that according to the informant, Terry D. could not meet her, so he sent someone in his place. Justus stated that the informant told him that the person whom Terry D. was sending wanted to meet on the Òwest sideÓ of town, so the location was changed to a deserted parking lot across town. Justus stated that the informant told him that the new dealer was in a brown car.1 Justus testified that the informant and police immediately went to the new location. Once there, the informant got out of the car that she was in and went into some nearby bushes for Òsafety reasons.Ó Justus explained that the informant was instructed by the police to act like she was trespassing. Justus testified that soon thereafter, a brown sedan in Òrough conditionÓ pulled up beside the informantÕs car. Justus testified that the location was Òpretty remoteÓ and that there were no other vehicles besides those of the suspect and the informant at the location. According to Justus, police approached the suspectÕs vehicle and identified the driver as the Defendant. Justus recalled that he asked the Defendant why he was in the deserted parking lot, but the Defendant did not respond. Justus testified that police searched the DefendantÕs person for drugs and weapons and found $401 in cash ÒlooseÓ in the DefendantÕs pocket. Officers then searched the car to locate the drugs and found an Òeight ballÓ of cocaine and an ounce of marijuana under the driverÕs seat. Justus testified that the Defendant was then placed under arrest. Justus recalled that the Defendant told Officer Wright that the drugs belonged to him. On cross-examination, Justus testified that the parking lot did not have any Òno trespassingÓ signs. Justus also stated that he did not issue a citation to the Defendant for trespassing. Justus testified that the informant had not worked with police in the past, and Justus did not know the informant until just prior to the informantÕs work on this case when she was arrested on drug charges. Justus acknowledged that he had nothing upon which to base the informantÕs reliability. Justus also stated that no transaction between the informant and the Defendant ever occurred. The informant testified that she was twenty years old at the time of trial and that she lived outside of Tennessee. The informant stated that she did not graduate from high school and that she was working two jobs at the time of trial. She also stated that she had an eight-month-old daughter. The informant testified that she had never been convicted of a crime. 2 At the suppression hearing, Officer Justus testified that Officer Wright had informed him that the Defendant was on parole or probation for a felony drug offense. -3- The informant testified that prior to her work in this case, she was caught with cocaine by the Franklin Police Department and was ÒadvisedÓ to contact police to Òwork offÓ her charges. The informant recalled that, in an effort to work off her charges, she went to the police station on April 21, 2000, and told police that she could set up a drug deal with a man named Terry. She stated that she told police that she had previously purchased drugs from Terry. The informant testified that she used a cell phone given to her by police and called Terry, but Terry told her that he could not meet her that evening. Instead, Terry told the informant that he would send Òone of his boys.Ó The informant recalled that Terry told her the manÕs name, that the name started with the letter ÒD,Ó and that the name sounded like ÒDamian.Ó The informant testified that a meeting was set up in an old bank parking lot in Franklin. Once at the location, the informant got out of the car and went behind some bushes in an effort to appear to be using the restroom. While in the bushes, the informant saw a Òbig brownÓ car pull into the parking lot. The informant testified that she saw the driver get out of the car. She stated that although she was expecting only one person, there was a passenger in the vehicle. The informant testified that she did not know the Defendant. She also testified that there was no audio or video surveillance on the night of the DefendantÕs arrest. Officer J. P. Taylor testified that he watched Officer Justus search the DefendantÕs vehicle and find cocaine and marijuana under the driverÕs seat. Taylor testified that he was supposed to pretend that he was searching the informantÕs car and then back up Officer Justus. Taylor testified that police decided to release the brown vehicle to the passenger of the car. Officer Craig Wright testified that he decided to Òback upÓ Officers Justus and Taylor. Wright testified that he pulled his vehicle behind the brown sedan. Wright stated that he informed Officers Justus and Taylor that the Defendant was on parole or probation for a felony drug offense.2 Wright testified that after the Defendant was taken into custody and was seated in the back of a police car, he heard the Defendant say that the drugs found in the brown vehicle belonged to him. Wright testified that the Defendant made the statement after the passenger of the vehicle said that he ÒcouldnÕt take the charge.Ó Wright testified that the Defendant had been ÒMirandizedÓ before he made the statement. Glen Everett with the Tennessee Bureau of Investigation (TBI) crime lab testified that he analyzed the drugs taken from the DefendantÕs vehicle. According to Everett, twenty-one grams of marijuana and three and a half grams of cocaine were submitted to him for testing. II. ANALYSIS -4- We initially note that the State urges this Court to deem all of the DefendantÕs arguments waived due to his failure to cite to the videotape record in this case. See Tenn. Ct. Crim. App. R. 10(b). We must caution counsel for the Defendant that the StateÕs point is well taken and that counsel should in all future briefs comply with the rules and properly cite to the record. However, in the interest of judicial economy, we choose to address the issues raised in this appeal on the merits. The Defendant argues that the trial court erred in failing to suppress evidence obtained pursuant to the DefendantÕs arrest. The trial court in this case found that probable cause existed for officers to make a warrantless search of the DefendantÕs vehicle. At the conclusion of the sentencing hearing, the trial court noted that the informant had planned to meet a dealer at one location; however, the location was changed and within a Òmatter of minutes,Ó a vehicle fitting the description and containing the exact number of occupants given by the informant arrived at the deserted parking lot. Thus, the trial court found that there was probable cause that the DefendantÕs vehicle contained contraband. In addition, the trial court found that the inherent mobility of the vehicle was an exigent circumstance allowing for an immediate search of the vehicle. When reviewing a trial courtÕs ruling on a motion to suppress, Ò[q]uestions of credibility of the witnesses, the weight and value of the evidence, and resolution of conflicts in the evidence are matters entrusted to the trial judge as the trier of fact.Ó State v. Odom, 928 S.W.2d 18, 23 (Tenn. 1996). Findings of fact made by a trial court in ruling on a motion to suppress are binding upon this Court unless the evidence preponderates against the findings. See id. However, the application of the law to the facts found by the trial court is a question of law which this Court reviews de novo. State v. Yeargan, 958 S.W.2d 626, 629 (Tenn. 1997). The Fourth Amendment to the United States Constitution, made applicable to the states by the Fourteenth Amendment, provides: The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated, and no warrants shall issue, but upon probable cause, supported by oath or affirmation, and particularly describing the place to be searched, and the person or things to be seized. Article I ¤ 7 of the Tennessee Constitution provides that people shall be secure in their persons, houses, papers and possessions, from unreasonable searches and seizures; and that general warrants, whereby an officer may be commanded to search suspected places, without evidence of the fact committed, or to seize any person or persons not named, whose offences are not particularly described and supported by evidence, are dangerous to liberty and ought not to be granted. Both of these constitutional provisions are intended to ÒÔsafeguard the privacy and security of individuals against arbitrary invasions of government officials.ÕÓ State v. Randolph, 74 S.W.3d 330, 334 (Tenn. 2002) (quoting Camara v. Municipal Court, 387 U.S. 523, 528 (1967)). -5- Under both the federal and state constitutions, warrantless searches are presumed unreasonable, and evidence obtained from such a seizure should be suppressed unless the State demonstrates by a preponderance of the evidence that the search or seizure was conducted pursuant to an exception to the warrant requirement. See Coolidge v. New Hampshire, 403 U.S. 443, 454-55 (1971); State v. Yeargan, 958 S.W.2d 626, 629 (Tenn. 1997). One exception to the search warrant requirement is Òcaused by the need for immediate action under the circumstances.Ó State v. Parker, 525 S.W.2d 128, 130 (Tenn. 1975). Warrantless searches of automobiles under certain circumstances are allowed. See State v. Shrum, 643 S.W.2d 891, 893 (Tenn. 1982). An automobile may be searched without a warrant if the officer has probable cause to believe that the vehicle contains contraband and if exigent circumstances require an immediate search. Carroll v. United States, 267 U.S. 132, 155-56 (1925); State v. Leveye, 796 S.W.2d 948, 950 (Tenn. 1990). The mobility of a vehicle is an exigent circumstance necessitating an immediate search. See Carroll, 267 U.S. at 153; Shrum, 643 S.W.2d at 893. In determining whether probable cause exists to make a warrantless search of an automobile based on an informantÕs tip, the State must establish (1) that the informant had a basis for his or her information that a person was involved in criminal conduct and (2) that the informant is credible or that his or her information is reliable. See State v. Jacumin, 778 S.W.2d 430, 432, 436 (Tenn. 1989). Ò[W]here a tip fails under either or both of the two prongs, probable cause may still be established by independent police investigative work that corroborates the tip to such an extent that it supports the inference that the informant was reliable and that the informant made the charge on the basis of information obtained in a reliable way.Ó State v. Bridges, 963 S.W.2d 487, 491 (Tenn. 1997). In addition, Ò[p]robable cause need not rest on an informantÕs tip alone, but may be supplemented by direct observation by the officers or a combination of the two.Ó Shrum, 643 S.W.2d. at 894. The informant who provided the tip about the DefendantÕs criminal activity had recently been arrested on drug charges and was Òworking offÓ the charges. The informant had never provided the police with information before this case. However, several facts supplied by the informant, such as the location of the meeting, the time of the meeting, a description of the suspectÕs car and the number of occupants, were corroborated by police when they arrived at the scene and support the credibility of the informant. A showing that the informantÕs tip is reliable may satisfy the credibility prong of the Jacumin test. State v. Simpson, 968 S.W.2d 776, 782 (Tenn. 1998) (citing State v. Ballard, 836 S.W.2d 560, 562 (Tenn. 1992)); see also Jacumin, 778 S.W.2d at 432, 436. We conclude that the credibility of the informant was established. Regarding the informantÕs basis of knowledge, the informant stated that she had purchased drugs from a person named Terry in the past. On the date in question, she called Terry to set up a drug transaction, but Terry told her that he was sending someone else in his place. The content of the tip was confirmed when officers arrived at the designated meeting location to find a car matching the description given by the informant. The informant had also stated that the person who was meeting her had a name that sounded like ÒDamian.Ó Officers identified the driver of the vehicle as Damon Baugh. The circumstances surrounding the tip were sufficient to establish the informantÕs basis of knowledge. -6- In addition to the informantÕs tip, Officer Justus noted that the Defendant was evasive in answering questions. When Justus asked the Defendant why he was in the deserted parking lot, the Defendant said Òbasically nothing.Ó This response was Òinconsistent with lawful activity.Ó Shrum, 643 S.W.2d at 894. ÒResponse to questioning by police officers is a common source of probable cause determinations.Ó Id. We conclude, as did the trial court, that the police search of the DefendantÕs vehicle was constitutional. The informantÕs tip, independent corroboration by officers of that tip, and the unresponsiveness of the Defendant to questioning by officers provided probable cause that the vehicle searched in this case contained contraband. Accordingly, the judgment of the trial court is AFFIRMED. ___________________________________ ROBERT W. WEDEMEYER, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT NASHVILLE Assigned on Briefs April 24, 2001 Session STATE OF TENNESSEE v. MELVIN E. BEARD Direct Appeal from the Criminal Court for Williamson County No. I-1098-345 Timothy L. Easter, Judge No. M2000-02207-CCA-R3-CD - Filed January 31, 2002 After being indicted for aggravated perjury, the defendant, Melvin E. Beard, filed a motion for a bill of particulars. In response, the state filed two bills of particulars, one on January 22, 1999 and one on August 5, 1999. At the conclusion of a jury trial, which was held on March 8-9, 2000, the jury convicted the defendant of aggravated perjury. The trial court sentenced the defendant as a Range II multiple offender to serve five years in confinement. The defendant now brings this appeal challenging his conviction and sentence on several grounds. Following a thorough review, we find none of the issues raised warrant relief and we therefore affirm the conviction and sentence. Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Criminal Court is Affirmed. JERRY L. SMITH, J., delivered the opinion of the court, in which GARY R. WADE, P.J., and THOMAS T. WOODALL, J., joined. Eric L. Davis, Franklin, Tennessee, for appellant, Melvin E. Beard. Paul G. Summers, Attorney General & Reporter; Jennifer L. Bledsoe, Assistant Attorney General; Ron Davis, District Attorney General; and Derek K. Smith, Assistant District Attorney General, for appellee, State of Tennessee. OPINION Factual Background On May 19, 1997, following a conviction of driving after being declared a motor vehicle habitual offender, the defendant was ordered to serve a four-year term in the Community Corrections program. On May 5, 1998, Tracie Johnson, who was serving as a confidential informant for the drug task force of the Williamson County SheriffÕs Department, contacted the defendant, one of her drug suppliers, and arranged to meet him in order to buy some crack cocaine from him. Ms. Johnson, who had arranged to meet the defendant at his trailer, saw the defendant in a parking lot before their scheduled meeting time and purchased the crack cocaine from him at that time. The police monitored this transaction via a recording device that Ms. Johnson had agreed to wear. After the 1 Painter asked the defendant, ÒWhat do you think, Melvin?Ó Ms. Johnson testified at trial that she believed that this question evidenced that the defendant was the actual dealer and that he was allowing Painter to handle the drug transaction for him. 2 The state filed a bill of particulars on January 22, 1999 and another on August 5, 1999 stating that the above statement, made in the context of a Community Corrections violation hearing held in a Williamson County court, was the allegedly perjured statement. -2- transaction was completed, Ms. Johnson met the police and gave the cocaine to them. Subsequent testing determined the weight of the cocaine to be 0.2 grams. Shortly thereafter, Ms. Johnson and Mr. Bennett, Ms. JohnsonÕs husband who had also accompanied her when she made the earlier cocaine purchase, drove to the defendantÕs trailer to make a second cocaine purchase. Mr. Bennett purchased the cocaine this time while Ms. Johnson waited outside the defendantÕs trailer. Mr. Bennett and Ms. Johnson then met the police and gave them the cocaine from this transaction. The police later determined this amount to be 0.1 grams. On May 7, 1998, Ms. Johnson and Mr. Bennett went to the defendantÕs trailer in order to make another cocaine purchase. The police also monitored this transaction through the wire transmitter that Ms. Johnson had agreed to wear. Once Ms. Johnson and Mr. Bennett arrived, Ms. Johnson showed the defendant her money, indicating that she wished to make a cocaine purchase. The defendant directed Ms. Johnson to a gentleman known to her as ÒPainter.Ó Painter allotted a certain amount of crack cocaine for Ms. Johnson; asked the defendant if that amount was appropriate,1 to which the defendant nodded his head affirmatively; and then gave Ms. Johnson the cocaine. On September 28, 1998, a court held a hearing to investigate the defendantÕs alleged Community Corrections program violation, as he had tested positive for cocaine use. At the hearing, the prosecutor asked the defendant, ÒWhile youÕve been on this Community Corrections program, have you been involved in any way in the sale of crack cocaine?Ó The defendant responded, ÒNot that I know of.Ó2 The defendant gave this testimony while under oath. The trial court revoked the defendantÕs participation in the Community Corrections program, and the defendant was tried and convicted of aggravated perjury. He now brings this appeal challenging his conviction on eight grounds, alleging (1) that the evidence admitted at trial was insufficient to support his conviction; (2) that the trial court erred by allowing a police officer to offer hearsay by testifying about his conversation with Ms. Johnson; (3) that the trial court erred by giving the jury an unconstitutionally vague definition of material; (4) that the trial court erred by refusing to give one of the defendantÕs proposed jury instructions; (5) that the trial court erred by refusing to instruct the jury regarding ignorance of mistake of fact; (6) that the trial court erred by refusing to grant the defendantÕs motion for judgment of acquittal; (7) that the trial court erred when sentencing the defendant; and (8) that the trial court erred by failing to arrest judgement, as the presentment failed to charge an offense. After reviewing these allegations, we find that none of them merit relief. Sufficiency The defendant challenges the sufficiency of the evidence presented at trial to support his conviction. When a defendant challenges the sufficiency of the evidence, this Court is obliged to -3- review that claim according to certain well-settled principles. A verdict of guilty, rendered by a jury and Òapproved by the trial judge, accredits the testimony of theÓ stateÕs witnesses and resolves all conflicts in the testimony in favor of the state. State v. Cazes, 875 S.W.2d 253, 259 (Tenn. 1994); State v. Harris, 839 S.W.2d 54, 75 (Tenn. 1992). Thus, although the accused is originally cloaked with a presumption of innocence, the jury verdict of guilty removes this presumption Òand replaces it with one of guilt.Ó State v. Tuggle, 639 S.W.2d 913, 914 (Tenn. 1982). Hence, on appeal, the burden of proof rests with the defendant to demonstrate the insufficiency of the convicting evidence. Id. The relevant question the reviewing court must answer is whether any rational trier of fact could have found the accused guilty of every element of the offense beyond a reasonable doubt. See Tenn. R. App. P. 13(e); Harris, 839 S.W.2d at 75. In making this decision, we are to accord the state Òthe strongest legitimate view of the evidence as well as all reasonable and legitimate inferences that may be drawn therefrom.Ó Tuggle, 639 S.W.2d at 914. As such, this Court is precluded from re-weighing or reconsidering the evidence when evaluating the convicting proof. State v. Morgan, 929 S.W.2d 380, 383 (Tenn. Crim. App. 1996); State v. Matthews, 805 S.W.2d 776, 779 (Tenn. Crim. App. 1990). Moreover, we may not substitute our own Òinferences for those drawn by the trier of fact from circumstantial evidence." Matthews, 805 S.W.2d at 779. The defendant was convicted of aggravated perjury. Tennessee Code Annotated section 39- 16-703 sets forth the elements of this offense: (a) A person commits an offense who, with intent to deceive: (1) Commits perjury as defined in ¤ 39-16-702; (2) The false statement is made during or in connection with an official proceeding; and (3) The false statement is material. Tenn. Code Ann. ¤ 39-16-703. Section 39-16-702 defines perjury as follows: (a) A person commits an offense who, with intent to deceive: (1) Makes a false statement, under oath; (2) Makes a statement, under oath, that confirms the truth of a false statement previously made and the statement is required or authorized by law to be made under oath; . . . . Tenn. Code Ann. ¤ 39-16-702. The defendant argues that the state failed to prove, beyond a reasonable doubt, that the defendant made a false statement under oath, that the defendant made the statement with the intent to deceive, or that the defendantÕs statement was material. However, after reviewing the record, we find that a rational trier of fact could have found the defendant guilty of every element of aggravated perjury beyond a reasonable doubt. The defendant claims that the state failed to meet its burden of proving that his statement was false because his response was merely a vague, either true or half-true, response to the stateÕs overly broad question. The defendant claims that the state purposefully asked the defendant an overly broad question, rather than a series of specific questions about the defendantÕs various drug transactions, thereby hoping to illicit a superficially false response. However, we find that the question that the state posed to the defendant, namely, ÒWhile youÕve been on this Community Corrections program, have you been involved in any way in the sale of crack cocaine?,Ó was sufficiently specific to convey to the defendant what types of conduct the question encompassed. Moreover, the defendantÕs response, ÒNot that I know of,Ó was neither true nor half-true, but literally false. C.f. State v. Forbes, 918 S.W.2d 431 (Tenn. Crim. App.1995) (holding that a Òhalf truth,Ó i.e. a literally true statement omitting the truth of the matter, was Òlegally [in]sufficient to support a conviction for making a false representation of factÓ). The police monitored three separate crack cocaine sales by the defendant during the period in which the defendant was placed in the Community Corrections program, indicating that the defendant had indeed been involved in the sale of crack cocaine while in the -4- Community Corrections program. While the defendant argues that he did not make those drug sales, the juryÕs verdict of guilt accredits the stateÕs witnesses, who testified that the defendant did indeed sell cocaine on these three occasions. Moreover, there is no evidence in the record to support a finding that his statement was literally true. Therefore, a rational jury could have found that the defendantÕs response to the stateÕs question was a literally false statement. The defendant also avers that his statement was not made with an intent to deceive, arguing that the state erroneously failed to refresh the defendantÕs recollection. However, as noted above, the defendant did indeed sell crack cocaine while he was in the Community Corrections program, and the record indicates he understood the question posed to him as to whether he had been involved in cocaine transactions during this period. Therefore, a rational jury could have found that the defendant made the false statement at his hearing because he intended to deceive the court and thereby procure a less harsh punishment for his Community Corrections violation. Finally, the defendant argues that the evidence was not sufficient to prove that the statement was material, as defined by Tennessee Code Annotated section 39-16-701(1). Section 39-16-701(1) defines the test for materiality as whether Òthe statement, irrespective of its admissibility under the rules of evidence, could have affected the course or outcome of the official proceeding.Ó Tenn. Code Ann. ¤ 39-16-701(1). The defendant argues that the evidence presented to the jury was insufficient to allow them to determine whether the defendantÕs statement Òcould have affected the outcome of theÓ Community Corrections violation hearing because the jury was not informed of the nature of the defendantÕs alleged violation. If the violation had involved failure to report to a supervisor, moving without permission, or failing to perform public service hours, the defendant argues, the jury could have found that the defendantÕs statement was immaterial. The defendant argues that without any information regarding the nature of the defendantÕs violation, it was impossible for the jury to make any determination of materiality. The state counters that the jury was informed that a trial court has several options when sentencing a defendant who has violated the conditions of his Community Corrections program. After finding that a defendant has violated the conditions of this program, the court may revoke his eligibility to participate in the program and require him to serve his entire sentence, require him to serve a portion of his sentence and then return him to the program, or return him to the program at Level One. The state argues that because the trial court had several options as to how to sentence the defendant for his Community Corrections program violation, a rational jury could have found that the defendantÕs statement disclaiming any participation in illegal drug sales could have affected the outcome of his violation hearing because the trial court, if properly apprised that the defendant was selling drugs, could have imposed a different sentence. We agree that based on the information presented at trial, a rational jury could have found that the defendantÕs statement was material. Although the Community Corrections revocation proceeding was based on illegal cocaine use, as opposed to the sale of cocaine, the jury was aware that given the myriad of options available to a trial judge when revoking Community Corrections, lying about participation in cocaine transactions could effect the ultimate disposition of the defendantÕs revoked Community Corrections sentence. -5- Constitutionality of the Materiality Definition The defendant also asserts that the definition of material as an element of perjury, which is set forth in Tennessee Code Annotated section 39-16-701(1), is unconstitutionally vague. The Code defines the test for the materiality element of perjury as whether Òthe statement, irrespective of its admissibility under the rules of evidence, could have affected the course or outcome of the official proceeding.Ó Tenn. Code Ann. ¤ 39-16-701(1). The defendant asserts that this definition, which the trial court included in its charge to the jury, is unconstitutionally vague because it includes the language Òcould have affected,Ó which does not clearly define its prohibitions. The defendant asserts that the inclusion of this language Òpermit[s] a jury to wildly speculate as to the potential effect of any false statement []regardless of its actual materiality.Ó It is a basic principle of due process that an enactment is void for vagueness if its prohibitions are not clearly defined. Grayned v. City of Rockford, 408 U.S. 104, 92 S. Ct. 2294, 33 L. Ed. 2d 222 (1972). The fair warning requirement embodied in the due process clause prohibits the states from holding an individual criminally responsible for conduct that he could not have reasonably understood to be proscribed. United States v. Harriss, 347 U.S. 612, 74 S .Ct. 808, 98 L. Ed. 989 (1954). Due process requires that the law give sufficient warning so that people may avoid conduct that is forbidden. Rose v. Locke, 423 U.S. 48, 96 S. Ct. 243, 46 L. Ed. 2d 185 (1975). The words of a statute are to be taken in their natural and ordinary sense without a forced construction to limit or extend their meaning. Ellenburg v. State, 384 S.W.2d 29, 30 (Tenn. 1964). Initially, trial courts are charged with upholding the constitutionality of statutes where possible. Dykes v. Hamilton County, 191 S.W.2d 155, 159 (Tenn. 1945); State v. Joyner, 759 S.W.2d 422, 425 (Tenn. Crim. App. 1987). A party challenging the constitutionality of a statute has the burden of rebutting the presumption that the statute is constitutional. Helms v. Tennessee DepÕt of Safety, 987 S.W.2d 545, 549 (Tenn. 1999); State v. Blanton, 975 S.W.2d 269, 286 (Tenn. 1998). The constitutional test for vagueness is whether a statute's prohibitions are not clearly defined and are thus susceptible to different interpretations as to what conduct the statute actually proscribes. State v. Forbes, 918 S.W.2d 431, 447-48 (Tenn. Crim. App. 1995); see also Grayned, 408 U.S. at 108; Baggett v. Bullitt, 377 U.S. 360, 367, 84 S. Ct. 1316, 12 L. Ed. 2d 377 (1964). A party challenging the constitutionality of a statute may challenge the statute as unconstitutional on its face or unconstitutional as applied to that partyÕs case. See, e.g., State v. Rhonda Leigh Burkhart, No. 01C01-9804-CC-00174, 1999 WL 1096051, at *3 (Tenn. Crim. App. at Nashville, December 6, 1999), perm. to appeal granted, (Tenn. 2000). To bring a facial challenge, the challenging party must prove that no set of circumstances exist under which the act would be valid. Davis-Kidd Booksellers, Inc. v. McWherter, 866 S.W.2d 520,525 (Tenn. 1993) (quoting United States v. Salerno, 481 U.S. 739, 745 (1987)). This the defendant has not done. When considering the constitutionality of the statute as applied to the defendant, the defendant argues that the jury could not have found that the materiality prong of aggravated perjury was supported by evidence introduced at trial because the state did not introduce evidence concerning the nature of the defendantÕs Community Corrections violation, namely whether the defendant tested positive for cocaine use. Accordingly, the defendant argues that the jury could not have Òconcluded that the defendantÕs alleged false statement Ôcould haveÕ affected the trial courtÕs decision as to whether or not the defendant tested positive on July 21, 1998, as it was not informed -6- of the nature of the defendantÕs alleged violation.Ó However, the jury was charged not with determining whether the defendantÕs statement could have affected the verdict, but whether his statement Òwould have affected the course or outcome of the official proceeding.Ó Tenn. Code Ann. ¤ 39-16-701(1). Although the jury was not informed of the nature of the defendantÕs alleged violation, a rational jury could have found that whether the defendant had violated another term of enrollment in the program, namely whether he had engaged in the sale of illegal drugs, could have affected the course or outcome of the hearing, as the trial courtÕs knowledge of this additional violation could have affected its sentencing decision. Admissibility of Hearsay Statement The defendant argues that the trial court erred by allowing the detective who conducted surveillance on the defendant to testify regarding the conversation that he had with Ms. Johnson, his confidential informant, on May 5, 1998. The detective testified that while he was wiring Ms. Johnson with a transmitting device, she told him that she had already been in contact with the defendant earlier that day. Defense counsel made a timely objection, and the trial court ruled that the hearsay was admissible because Ms. Johnson was still available for cross-examination. We agree that the ruling was error. However, we find it to be harmless error in light of the other evidence presented at trial. ÒÔHearsayÕ is a statement, other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted.Ó Tenn. R. Evid. 801(c). The detectiveÕs statement recounting his conversation with Ms. Johnson was offered for the truth of the matter asserted, as it was offered to prove that Ms. Johnson did indeed have a conversation with the defendant before she met with the detective. Moreover, Ms. JohnsonÕs availability does not cure the hearsay problem. The trial court admitted the hearsay statement, which had the effect of bolstering Ms. JohnsonÕs testimony because Ms. Johnson had testified earlier in the trial that she had indeed spoken with the defendant before meeting with the detective on May 5, 1998. However, while this testimony was erroneously admitted, the defendant fails to allege how the admission of this testimony affected a substantial right and that the admission Òmore probably that not affected the judgmentÓ of this case. See Tenn. R. App. P. 36(b). Moreover, the evidence against the defendant was strong, as the defendantÕs drug sales were recorded and introduced at trial along with Ms. JohnsonÕs incriminating testimony. Therefore, because the defendant has failed to demonstrate that he was prejudiced by this admission and because the evidence against the defendant was strong, we find that the trial courtÕs error in admitting this hearsay testimony was, at most, harmless error. Jury Instruction Challenge The defendant argues that the trial court erroneously denied his requested jury instruction regarding how the jury should weigh the defendantÕs status as a Community Corrections program enrollee. Specifically, the defendant requested that the trial court instruct the jury as follows: You are further instructed that evidence that the [d]efendant was on Community Corrections for a four year sentence cannot be considered by you for the purpose of 3 Moreover, as the state correctly notes in its brief, the defendant asked that the court adopt his requested instruction Òor words to that effectÓ in his request for a jury instruction, thereby implicitly agreeing to the courtÕs modification of his requested charge. -7- believing that the [d]efendant had some form of criminal conviction that could affect his credibility or believability, or in any way be used adverse to him in these proceedings. That evidence can be considered by you only for the limited purpose of background information as to why he was participating in this program, and as to the nature of a Community Corrections program. It cannot be used in any way to impeach the character or credibility of the [d]efendant in this case. However, the trial court instructed the jury regarding the defendantÕs status as a Community Corrections enrollee as follows: You are further instructed that evidence of this alleged offense can only be considered by you for the limited purpose of background information as to why the defendant was participating in a program which resulted in his being present at an alleged official proceeding. You may not consider such evidence to prove his disposition to commit such a crime as to that on trial. After the trial judge informed defense counsel that he had modified the defendantÕs proposed jury instruction to reflect the instruction above, defense counsel responded that the modified instruction was Òfine,Ó and when the trial judge asked for any objections, the prosecuting attorney objected, not defense counsel. We find that the defendant waived any objection to this modified instruction by indicating that the modified instruction was acceptable and by failing to make a contemporaneous objection at trial.3 Moreover, the defendant fails to allege how the modified charge differed from his proposal in such degree as to render it an erroneous instruction. Accordingly, we find that the defendant has waived this issue on appeal. See Tenn. R. App. P. 36(a). The defendant also argues that the trial court erred by refusing to grant the defendantÕs request for a jury instruction regarding ignorance or mistake of fact, as defined in Tennessee Code Annotated Section 39-11-502. Ignorance or mistake of fact is a defense to prosecution, and the trial court must instruct the jury on the defense if it is fairly raised by the proof. Tenn. Code Ann. ¤¤ 39-11-203(a), (c), -502. In determining whether a defense is fairly raised by the proof, a trial court should consider the evidence in the light most favorable to the defendant. State v. Shropshire, 874 S.W.2d 634, 639 (Tenn. Crim. App. 1993). Moreover, if an instruction is warranted, the court must instruct the jury that any reasonable doubt on the existence of the defense requires acquittal. Tenn. Code Ann. ¤ 39-11-203(d). Ignorance or mistake of fact is Òa defense to prosecution if such ignorance or mistake negates the culpable mental state of the charged offense.Ó Tenn. Code Ann. ¤ 39-11-502(a). We find that there was insufficient evidence presented at trial to fairly raise the defense of ignorance or mistake of fact. While the defenseÕs argument is that the defendant was confused by the stateÕs overly broad question posed at the Community Corrections violation hearing and that the defendant was not in fact directly involved in the sale of crack cocaine, there is no evidence to support a theory of confusion, ignorance, or mistake of fact. Defense counsel cross-examined the 4 Regarding his denied motion for judgment of acquittal, the defendant argues that his motion should have been granted on two grounds: (1) because the presentment was fatally deficient (discussed infra) and (2) because the evidence was insufficient to support his conviction. A trial judge may grant a motion for judgment of acquittal after finding that the evidence presented at trial is insufficient to support a conviction. Tenn. R. Crim. P. 29(a). When reviewing the defendantÕs sufficiency challenge, supra, we determined that the evidence was indeed sufficient to support his conviction. Accordingly, we find that the trial court did not err by refusing to grant the defendantÕs motion for judgment of acquittal on the grounds that the evidence was insufficient to support the defendantÕs conviction. -8- stateÕs witnesses, but during cross-examination, the witnesses refused to concede that the defendant had not been involved in the sale of crack cocaine to Ms. Johnson. Furthermore, the defense rested after the presentation of the stateÕs proof, and neither the defendant himself nor any other witnesses testified and offered proof supporting this theory. See, e.g., State v. Benjamin F. Dishman, No. 03C01-9610-CR-00361, 1998 WL 191447 (Tenn. Crim. App. at Knoxville, Apr. 23, 1998) (finding that an instruction on ignorance or mistake of fact was not warranted because it was not fairly raised by the proof; the defendant did not testify at trial to put forth evidence supporting such a defense and the victimÕs statements were inconsistent with such a defense); State v. Kenneth Wilson, No. 02C01-9510-CR-00322, 1996 WL 512637 (Tenn. Crim. App. at Jackson, Sept. 11, 1996) (finding that an instruction on ignorance or mistake of fact was not warranted because the defense attorney did not ask any questions regarding the defendantÕs state of mind and because the defendant also did not testify regarding his own state of mind at the time of the commission of the crime). But see State v. Michael S. Nevens, No. M2000-00815-CCA-R3-CD, 2001 WL 430602 (Tenn. Crim. App. at Nashville, Apr. 27, 2001) (an instruction on ignorance or mistake of fact was fairly raised by the evidence presented at trial based on both the defendantÕs testimony and his motherÕs testimony). Because evidence was not presented at trial to fairly raise this defense, we find that an instruction on ignorance or mistake of fact was not warranted, and therefore the trial court did not err by refusing the defendantÕs request. Sufficiency of the Presentment The defendant argues that the presentment charging him with the offense of aggravated perjury was fatally deficient because the state failed to include in the presentment the nature of the defendantÕs Community Corrections violation, therefore presenting insufficient information for a jury to determine if the defendantÕs alleged false statement was material. The defendant also alleges that the presentment was fatally deficient because it failed to comply with the mandates of Tennessee Code Annotated section 40-13-213, which outlines the allegations that must be pled in an indictment alleging perjury. See Tenn. Code Ann. ¤ 40-13-213(b). The defendant further argues that because the presentment was fatally deficient, the trial court erred by refusing to grant the defendantÕs request for judgment of acquittal 4 or arrest of judgment. The presentment charging the defendant with aggravated perjury states the following accusation, in relevant part: Melvin E. Beard, heretofore, to-wit, on the 28th day of September, 1998, before a finding of this presentment, in said County and State, unlawfully, feloniously, knowingly and with intent to deceive did make a false statement, under oath, and said 5 Tennessee Code Annotated section 40-13-213(a) states that it is not necessary for a perjury indictment to set forth Ò[r]ecords or proceedings with which the oath is connected[] or[ t]he commission or authority of the court or the person before whom the perjury was committed.Ó Tenn. Code Ann. ¤ 40-13-213(a). -9- false statement was made during and in connection with an official proceeding, and said false statement was material, in violation of Section 39-16-703, Tennessee Code Annotated, and against the peace and dignity of the State of Tennessee. While the above presentment sufficiently alleges the elements of perjury as set forth in Tennessee Code Annotated section 39-16-703, it does not include the specifics mandated by section 40-13-213(b), which provides that an indictment (or presentment) will be sufficient if it alleges the substance of the controversy or matter with respect to which the offense was committed, in what court or before whom the oath alleged to be false was taken, and that the court or person before whom it was taken had authority to administer it, with proper allegations of falsity of the matter on which the perjury is assigned. Tenn. Code Ann. ¤ 40-13-213(b).5 The state, in response to the defendantÕs motion for a bill of particulars, filed two bills to satisfy this requirement. The first bill, which set forth the stateÕs question and the defendantÕs answer to that question that the state alleged constituted aggravated perjury, was filed at least a year prior to the date of the defendantÕs trial. The second bill, which set forth that the defendant made the allegedly perjured statement in his Community Corrections violation hearing and in which court that hearing was held, was filed at least six months prior to trial. The function of a bill of particulars is to provide a defendant with information about the details of the charge that are necessary in the preparation of his or her defense and to avoid prejudicial surprise at trial. See State v. Hicks, 666 S.W.2d 54, 56 (Tenn. 1984) (quoting 1 Charles Alan Wright, Federal Practice and Procedure, Criminal ¤ 129, at 434 (1982)); see also State v. Stephenson, 878 S.W.2d 530, 539 (Tenn. 1994). The defendant should be given enough information about the events charged so that he or she may diligently prepare for trial. See id.; see also State v. Hammonds, 30 S.W.3d 294 (Tenn. 2000) (holding that an indictment must inform the accused of the nature and cause of the accusation); Wyatt v. State, 24 S.W.3d 319 (Tenn. 2000) (holding that an indictment serves several purposes, one of which is to provide the accused with notice of the offense charged). Where the indictment is not sufficiently detailed, a bill of particulars will serve this purpose. See Stephenson, 878 S.W.2d at 539. Thus, the question of whether a bill of particulars is adequate to cure a deficient presentment or indictment appears to turn on whether the bill gives sufficient notice to the defendant to allow him or her to adequately prepare for trial. In the instant case, the state filed both bills of particulars at least six months prior to trial, thereby giving the defendant adequate notice of the wording of the allegedly perjured statement and the context in which the alleged perjured statement was made. Moreover, recent supreme court decisions indicate that the state is no longer required to plead indictments with strict specificity. In Hammonds, the supreme court reversed this CourtÕs finding that an indictment was insufficient, stating that 6 The defendant argues that Cutshaw, a 1977 case in which this Court found a presentment to be insufficient because it failed to sufficiently identify the allegedly perjured statement, is analogous to the instant case and therefore warrants reversal of the lower courtÕs decision. See Cutshaw, 967 S.W.2d at 332. However, unlike in the instant case, in Cutshaw the state did not file a bill of particulars, thereby failing to give the defendant notice of the substance of his allegedly perjured statement. See id. We find that Cutshaw is distinguishable from the instant case on that basis and therefore find that its precedent does not warrant a reversal. -10- [w]e emphasized in [State v.] Hill[, 954 S.W.2d 725 (Tenn. 1997),] that Òan indictment need not conform to traditionally strict pleading requirements.Ó Id. at 727. Since common law offenses no longer exist, Òwe now approach Ôattacks upon indictments, especially of this kind, from the broad and enlightened standpoint of common sense and right reason rather than from the narrow standpoint of petty preciosity, pettifogging, technicality or hair splitting fault finding.ÕÓ Id. at 728 (quoting United States v. Purvis, 580 F.2d 853, 857 (5th Cir.1978)). In many decisions since Hill discussing the sufficiency of indictments, we have repeatedly emphasized the relaxation of strict common law pleading requirements. . . . Indeed, Hill and its progeny leave little doubt that indictments which achieve the overriding purpose of notice to the accused will be considered sufficient to satisfy both constitutional and statutory requirements. Hammonds, 30 S.W.3d at 299. Looking at the instant presentment in the Òenlightened standpoint of common sense and right reason,Ó see id., we find that the bills of particulars were sufficient to give the defendant notice of the allegedly false statement that the presentment charged as constituting aggravated perjury. The two bills set forth the language of the allegedly false statement and the context in which it was made, and defense counsel did not indicate that they were surprised or unprepared at trial. We find that the bills of particulars conveyed sufficient information for the defendant to be able to identify the offense for which the defendant was being prosecuted, as required by State v. Cutshaw, 967 S.W.2d 332 (Tenn. Crim. App. 1977).6 Accordingly, we find that because the defendant was given adequate notice of the nature of the charged offense by the filing of the bills of particulars, the defendant was not prejudiced by any deficiencies in the presentment. Sentencing Challenge The defendant argues that the trial court failed to give proper weight to the enhancing and mitigating factors applicable to the defendantÕs case and improperly sentenced him to serve five years in confinement as a Range II offender. ÒWhen reviewing sentencing issues . . . , the appellate court shall conduct a de novo review on the record of such issues. Such review shall be conducted with a presumption that the determinations made by the court from which the appeal is taken are 7 The defendant does not contest the propriety of the enhancement and mitigating factors that the trial court found applicable to his case. -11- correct.Ó Tenn. Code Ann. ¤ 40-35-401(d). ÒHowever, the presumption of correctness which accompanies the trial court's action is conditioned upon the affirmative showing in the record that the trial court considered the sentencing principles and all relevant facts and circumstances.Ó State v. Ashby, 823 S.W.2d 166, 169 (Tenn. 1991). In conducting our review, we must consider the defendant's potential for rehabilitation, the trial and sentencing hearing evidence, the pre-sentence report, the sentencing principles, sentencing alternative arguments, the nature and character of the offense, the enhancing and mitigating factors, and the defendant's statements. Tenn. Code Ann. ¤¤ 40-35-103(5), -210(b); Ashby, 823 S.W.2d at 169. We are to also recognize that the defendant bears Òthe burden of showing that the sentence is improper.Ó Ashby, 823 S.W.2d at 169. In the instant case, the defendant was convicted of aggravated perjury. The trial court found that based on the defendantÕs criminal history, he was a Range II offender and that there were both enhancement and mitigating factors that were applicable to the defendantÕs case. Because aggravated perjury is a Class D felony and because the trial court found both enhancement and mitigating factors to be applicable to the sentencing determination, Tennessee Code Annotated section 40-35-210(e) directs the trial court to start at the minimum sentence in the applicable range, Òenhance the sentence within the range as appropriate for the enhancement factors, and then reduce the sentence within the range as appropriate for the mitigating factors.Ó Tenn. Code Ann. ¤ 40-35-210(e). Accordingly, the trial court was required to start at the minimum sentence for a Range II Class D felony, four years, see Tenn. Code Ann. ¤ 40-35-112(b)(4), enhance the sentence for the applicable enhancement factors, and then reduce the sentence for the applicable mitigating factors. The trial court found that the enhancement factors applicable to the defendantÕs case were the defendantÕs criminal history, his prior unwillingness to comply with measures less strict than confinement, and his commission of the instant crime while enrolled in the Community Corrections program. The court further found that the mitigating factors applicable to the defendantÕs case were the fact that his crime neither caused nor threatened serious bodily injury and the unlikeliness that he committed the crime with a sustained intent to violate the law. The defendant argues that the trial court improperly weighed these factors and therefore gave him an excessive sentence. However, no particular weight for each factor is prescribed by statute. See State v. Santiago, 914 S.W.2d 116, 125 (Tenn. Crim. App. 1995). The weight given to each factor is left to the discretion of the trial court as long as it comports with the sentencing principles and purposes of our code and as long as its findings are supported by the record. Id. The trial court properly found that these enhancement and mitigating factors were applicable to the defendantÕs case,7 as the record supports the trial courtÕs findings. Moreover, because the defendant has not proven that the trial court erred in its application of the relevant enhancement and mitigating factors, the trial court is presumed to have afforded these factors an appropriate weight, and therefore this court will not re-weigh the enhancement and mitigating factors and accordingly impose a different sentence. The defendant also challenges the trial courtÕs refusal to place the defendant Òunder probationary restraint.Ó However, the trial court was not required to presume that the defendant was a favorable candidate for alternative sentencing because he is not an especially mitigated or standard offender, but rather a Range II multiple offender. See Tenn. Code Ann. ¤ 40-35-102(6). Moreover, -12- the trial court properly found that the defendant had previously failed to comply with measures less restrictive than confinement, as the defendant committed the instant crime while serving a sentence in the Community Corrections program. See Tenn. Code Ann. ¤ 40-35-103(1) (stating that a defendantÕs history of violating terms or conditions of Òmeasures less restrictive than confinementÓ is a consideration that may warrant confinement). Accordingly, the trial court found that the defendant should be confined rather than released under probationary restraint. As the defendant was not a suitable candidate for alternative sentencing, the trial court properly sentenced the defendant to serve his term in confinement. Conclusion For the foregoing reasons, we find that none of the defendantÕs allegations merit relief. Accordingly, the judgment of the trial court is AFFIRMED. ___________________________________ JERRY L. SMITH, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT NASHVILLE Assigned on Briefs at Jackson, October 1, 2002 STATE OF TENNESSEE v. NICOLE BEAUDION a/k/a NIKKI NAPIER Appeal from the Criminal Court for Davidson County No. 2000-B-806 Cheryl Blackburn, Judge No. M2001-01560-CCA-R3-CD - Filed December 13, 2002 The defendant, Nicole Beaudion, also known as Nikki Jo Napier, appeals pursuant to Tennessee Rule of Criminal Procedure 35(b). After pleading guilty to facilitation of especially aggravated robbery, a Class B felony, and agreeing to accept a fifteen-year sentence to be served in the Department of Correction with a 30 percent release eligibility date, the defendant filed a timely Rule 35(b) motion to reduce her sentence to ten years. The trial court denied this motion, and the propriety of this action is now challenged on appeal. Tenn. R. App. P. 3; Judgment of the Criminal Court is Affirmed. JAMES CURWOOD WITT, JR., J., delivered the opinion of the court, in which DAVID H. WELLES and ALAN E. GLENN, JJ., joined. Kirk Vandivort, Charlotte, Tennessee, for the Appellant, Nicole Beaudion a/k/a Nikki Napier. Paul G. Summers, Attorney General & Reporter; Braden H. Boucek, Assistant Attorney General; Victor S. Johnson, III, District Attorney General; and Grady A. Moore, Assistant District Attorney General, for the Appellee, State of Tennessee. OPINION The defendant and her co-defendants were charged with first-degree murder, especially aggravated robbery, and several counts of aggravated robbery in connection with activities that took place at a Harding Road Waffle House on July 16, 1999. The defendant and the state entered into a plea agreement. The defendant, otherwise a Range I offender, agreed to plead guilty to facilitation of especially aggravated robbery and to accept an Òout-of-rangeÓ sentence of fifteen years, which is within Range II. She would serve this sentence as a Range I, standard offender for purposes of release eligibility. The state agreed to dismiss the remaining charges against the defendant. On February 1, 2001, the trial court accepted the plea and imposed the agreed-upon conviction and sentence. -2- On or about April 11, 2001, the defendant, pro se, filed a Tennessee Rule of Criminal Procedure 35(b) motion to reduce the sentence. In the motion, the defendant alleged that a female co-defendant, whose culpability and actions in committing the conviction offense were similar to the defendantÕs, received a Range I sentence of ten years. The defendant alleged that the prosecutor told her that the two women would receive the same sentence. After the prosecutor changed his mind, her attorney, she alleged in her motion, Òused her youth and inexperience to have her accept a plea that was unjust and unfair to the [defendant].Ó The defendant further stated in her Rule 35(b) motion that she and the co-defendant had remained in the back seat of the vehicle when their companions entered the Waffle House. She and the female co-defendant were unaware of the impending robbery and shooting. She alleged that her plea was coerced by her attorney. She stated she was 20 years of age at the time of the crime and had been confined in jail for two years prior to the submission of the plea. She stated that she has concerns about the custody and welfare of her six-year-old son. She requested the trial court to reduce her sentence to ten years. On May 31, 2001, the trial court entered an order denying the motion. The court explained that, because the defendant moved for a sentence reduction after she was sentenced pursuant to a plea and sentencing agreement, she was required to demonstrate that her agreed sentence was unjust or unfair because of unforeseen post-sentencing developments. The court found no unforeseen developments. It found that her concerns about her son Òreasonably predate her decision to enter her plea.Ó Accordingly, the court held that no reduction in the sentence was warranted. In the present case, the defendant entered into a plea agreement pursuant to Tennessee Rule of Criminal Procedure 11(e)(1)(C), which provides: (e) Plea Agreement Procedure. (1) In General. The district attorney general and the attorney for the defendant or the defendant when acting pro se may engage in discussions with a view toward reaching an agreement that, upon the entering of a plea of guilty or nolo contendere to a charged offense or to a lesser or related offense, the district attorney general will do any of the following: . . . (C) agree that a specific sentence is the appropriate disposition of the case. -3- After the plea was approved and the defendant was sentenced, she moved to reduce the sentence pursuant to Tennessee Rule of Criminal Procedure 35(b), which provides: (b) Reduction of Sentence. The trial court may reduce a sentence upon application filed within 120 days after the date the sentence is imposed or probation is revoked. No extensions shall be allowed on the time limitation. No other actions shall toll the running of this time limitation. A motion for reduction of sentence under this rule may be denied by the trial judge without a hearing. If the application is denied, the defendant may appeal but the defendant shall not be entitled to release on bond unless the defendant is already under bond. If the sentence is modified, the state may appeal as otherwise provided by law. A modification can only be as to any sentence the court could have originally imposed. Appellate review of Rule 35(b) rulings is governed by the abuse of discretion standard. State v. Irick, 861 S.W.2d 375, 376 (Tenn. Crim. App. 1993). In denying the motion, the trial court relied upon State v. McDonald, 893 S.W.2d 945 (Tenn. Crim. App. 1994). In McDonald, this court stated that ÒÔthe scope of Rule 35(b) is limited in those cases in which the defendant has pleaded guilty by agreement with the state, in exchange for a specific sentence.ÕÓ Id. at 947 (citation omitted). The McDonald court noted that an Òalteration of a defendant's sentence is generally prohibited if it violates the plea agreement entered into under Rule 11(e)(1)(C).Ó Id.; see Tenn. R. Crim. P. 11(e)(1)(C). However, the McDonald court declined to hold that a defendant who pleaded guilty pursuant to Rule 11(e)(1)(C) thereby waived a proceeding pursuant to Rule 35(b). McDonald, 893 S.W.2d at 947. ÒFor example,Ó the court said, Òa situation may arise where unforeseen, post-sentencing developments would permit modification of a sentence in the interest of justice.Ó Id.; see also State v. Frank Tate, No. W1999-01068-CCA-R3-CD (Tenn. Crim. App., Jackson, June 20, 2000). The McDonald strictures on utilizing Rule 35(b) apply in the present case; the defendant was sentenced pursuant to a Rule 11(e)(1)(C) plea agreement. After reviewing the defendantÕs Rule 35(b) motion and the trial courtÕs May 31, 2001 order, we find no abuse of discretion; we discern no post-sentencing developments that should be addressed in the interest of justice. We are aware that the defendant alleged that her plea was coerced, but we are also aware that she could have Ð and perhaps has Ð addressed an involuntary plea via a petition for post-conviction relief. See Tenn. Code Ann. ¤ 40-30-201 through 222 (1997); see generally, e.g., Powers v. State, 942 S.W.2d 551 (Tenn. Crim. App. 1996). We hold there was no abuse of discretion in denying the defendantÕs Rule 35(b) motion, and we affirm the lower courtÕs action. -4- ___________________________________ JAMES CURWOOD WITT, JR., JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT JACKSON Assigned on Briefs May 8, 2002 FREDERICK BEAUREGARD v. STATE OF TENNESSEE Direct Appeal from the Circuit Court for Hardeman County No. 5990 Jon Kerry Blackwood, Judge No. W2001-02546-CCA-R3-PC - Filed June 5, 2002 The Appellant, Frederick Beauregard, appeals from the Hardeman County Circuit CourtÕs denial of his petition for post-conviction relief. In May of 1997, Beauregard was convicted of the rape and incest of his thirteen-year-old daughter. He received an effective sentence of nine years for the convictions. BeauregardÕs convictions and sentences were later affirmed on direct appeal. See State v. Beauregard, 32 S.W.3d 681 (Tenn. 2000). On February 13, 2001, Beauregard timely filed his pro se petition for post-conviction relief which was amended following appointment of counsel. Following a hearing on the merits, the trial court denied BeauregardÕs petition. From this denial, Beauregard now appeals asserting that he received ineffective assistance of trial counsel in the following respects: (1) trial counsel was inadequately prepared for trial; (2) trial counsel failed to properly investigate, interview or call material witnesses at trial; (3) trial counsel failed to discuss trial strategy or the theory of the case with Beauregard; (4) trial counsel failed to review the jury list with Beauregard; (5) trial counsel failed to develop testimony with regard to the chain of custody of the rape kit and its reliability; and (6) trial counsel failed to provide expert proof to rebut the StateÕs DNA expert. After review, we find no error and affirm the judgment of the post-conviction court. Tenn. R. App. P. 3; Judgment of the Circuit Court Affirmed. DAVID G. HAYES, J., delivered the opinion of the court, in which JERRY L. SMITH and ALAN E. GLENN, JJ., joined. Harriet S. Thompson, Bolivar, Tennessee, for the Appellant, Frederick Beauregard. Paul G. Summers, Attorney General and Reporter; Michael Moore, Solicitor General; J. Ross Dyer, Assistant Attorney General; Elizabeth T. Rice, District Attorney General; and James Walter Freeland, Assistant District Attorney General, for the Appellee, State of Tennessee. -2- OPINION Factual Background The underlying facts relative to this post-conviction petition were summarized by the supreme court on direct appeal as follows: [The Appellant] was charged in a two-count indictment with rape and incest of his thirteen-year-old daughter, S.J. On the day in question, S.J. was visiting her grandmotherÕs home, where her father, [the Appellant], resided. S.J. was lying down in a bedroom when [the Appellant] entered the room and sat down on the bed next to her. [The Appellant] asked S.J. if she knew how to ÒnutÓ and whether S.J. had ever had sex. When [the Appellant] then began feeling her breasts, S.J. unsuccessfully tried to push [the Appellant] away. [The Appellant] pulled S.J.Õs jeans and panties down to her knees and Òstuck his penisÓ in her genital area. [The Appellant] stopped when the telephone in the living room rang and he went to answer it. When [the Appellant] left the room, S.J. put her clothes back on and used the bedroom telephone to call a friend of her motherÕs and ask the friend to pick her up. S.J. then locked herself in the bathroom and remained there until she heard a car pull up to the house and the horn blow. S.J. was later examined at a hospital [where doctors] found seminal fluid at the entrance to S.J.Õs vagina and completed a sexual assault kit. Sherri Harrell, a forensic serologist, tested the items from S.J.Õs assault kit and found semen and spermatozoa on the slides. Joe Minor, a forensic scientist, conducted further tests and testified that [the Appellant] could not be excluded as the source of the semen. Minor opined that the semen was from [the Appellant] or a close relative. State v. Beauregard, 32 S.W.3d at 682. ANALYSIS Ineffective Assistance of Trial Counsel The Appellant bears the burden of establishing his allegations contained in the petition by clear and convincing evidence. Tenn. Code Ann. ¤ 40-30-210(f). Findings of fact and conclusions of law made by a post-conviction court are given the weight of a jury verdict. Davis v. State, 912 S.W.2d 689, 697 (Tenn. 1995). Unless evidence contained in the record preponderates against the judgment, this court is bound by those findings on appeal. Id. This court may not reweigh or reevaluate the evidence or substitute its inferences for those drawn by the trial court. Black v. State, 794 S.W.2d 752, 755 (Tenn. Crim. App. 1990). The issues of deficient performance by counsel and -3- possible prejudice to the defense are mixed questions of law and fact; thus, our review of this case is de novo. State v. Burns, 6 S.W.3d 453, 461 (Tenn. 1999). Furthermore, to succeed in a challenge for ineffective assistance of counsel, the Appellant must demonstrate that counselÕs representation fell below the range of competence demanded of attorneys in criminal cases. Baxter v. Rose, 523 S.W.2d 930, 936 (Tenn. 1975). Under Strickland v. Washington, 466 U.S. 668, 686, 104 S. Ct. 2052, 2064 (1984), the Appellant must establish: (1) deficient representation; and (2) prejudice resulting from the deficiency. A. Pre-Trial Preparation First, the Appellant argues that trial counselÕs Òfew visitsÓ with the Appellant prior to trial resulted in inadequate representation. The Appellant was released on bond several months prior to the trial. Although trial counsel testified at the post-conviction hearing that he felt adequately prepared for trial, nonetheless, he discussed his frustrations in maintaining contact with the Appellant prior to trial: One of the problems I had with [the Appellant] is, he didnÕt make an effort to stay in touch with me. I think we made several telephone calls trying to get [the Appellant] to come to the office, and I ended up having to go to his house. And whatever interviews we did were at his house. I donÕt recall him coming to my office any . . . I went to . . . his house three, four, maybe five occasions. Trial counsel further testified that the Appellant would not answer his phone and that he had visited the AppellantÕs home on other occasions to prepare for trial, only to find that the Appellant was away. As explained by trial counsel at the post-conviction hearing, ÒIf I hadnÕt gone to see him, we would have shown up in court and not been ready to do anything. So, if I didnÕt make house calls, we wouldnÕt have known anything.Ó The Appellant admits that trial counsel did, in fact, visit him at his residence once or twice and that he made no effort to contact trial counsel himself prior to trial. With respect to this issue, the trial court concluded that trial counsel Òmet with [the Appellant] on sufficient occasions to present an adequate defense.Ó We agree. We find nothing in the record to support the assertion that trial counsel was inadequately prepared for trial notwithstanding the AppellantÕs lack of cooperation in assisting in his own defense. It cannot be said that counselÕs performance in this respect was deficient. Because we find no such deficiency, we need not address the prejudice prong of Strickland. B. Additional Witnesses The Appellant next contends that trial counsel was ineffective for failing to investigate, interview or call certain witnesses at trial. He asserts that this alleged error was highly prejudicial and effected the outcome of his trial. -4- First, he argues that trial counsel erred by failing to interview and call witnesses Elton Morrow and Jerry Jones to testify at trial. The Appellant maintains that his daughter had given both Morrow and Jones pictures to pass along to the Appellant after the date of the rape. According to the Appellant, this testimony would have helped the jury realize that his daughter still wanted to have contact with him. Trial counsel testified that he did interview both Morrow and Jones but determined that Òthey didnÕt have anything to say that would help [the Appellant].Ó Second, the Appellant asserts that trial counsel was ineffective for failing to call as a witness the nurse who assisted in examining the victim at the hospital on the night of the rape. The Appellant explained that he wanted the nurse to testify in the event she could rebut the testimony of the examining doctor who testified that the victim stated her father raped her. The Appellant admits that he does not know what the nurseÕs testimony would have been but maintains that she should have been called to testify in the event Òthe victim made statements exoneratingÓ him at the hospital that night. The Appellant acknowledged that he never discussed the possibility of the nurse testifying with trial counsel. Third, the Appellant argues that trial counsel was ineffective for failing to call Lisa Nunn, who is employed with the Department of ChildrenÕs Services, to testify on his behalf at trial. Nunn interviewed the victim after the rape and tape-recorded the conversation. At the post-conviction hearing, Nunn testified that she no longer had the tape or her case notes and did not recall the particular facts of the case since it had been some time since the incident occurred. The Appellant argues that a Òlack of investigationÓ on the part of trial counsel can be inferred from her testimony since the case file and her notes were not subpoenaed until the post-conviction hearing. Trial counsel, however, testified that he still possessed a copy of the tape-recorded interview. In the interview, the victim clearly stated that her father raped her. Trial counsel felt there was no need to have Nunn testify about the contents of the tape when there were no conflicting statements made by the victim. We note that the Appellant failed to call Jones, Morrow, or the nurse to testify at the post-conviction hearing. This court refuses to speculate on the question of whether further investigation of a witness or failure to call a witness would have produced evidence favorable to the AppellantÕs case. Black v. State, 794 S.W.2d 752, 757 (Tenn. Crim. App. 1990). The Appellant has simply failed to meet his burden of proof with respect to these potential witnesses. With respect to Nunn, who did testify at the post-conviction hearing, we conclude that her testimony in no way supports the AppellantÕs argument, as she simply testified that she was unable to recall the particular facts of the case and no longer had access to information about that case. Because the Appellant has failed to show how the absence of these witnesses was prejudicial, these issues are without merit. C. Trial Strategy The Appellant also argues that trial counsel failed to discuss trial strategy or a theory of the case with him. He makes no further argument in this regard. Trial counsel testified that he did discuss the theory of the case with the Appellant. Because the Appellant makes no mention of how -5- this alleged failure prejudiced the case, we accredit trial counselÕs testimony and find this issue to be without merit. D. Jury List The Appellant argues that trial counsel Òdid not provide a list for the appellant to review for jury selection.Ó At the post-conviction hearing, trial counsel testified that he did not recall if they reviewed the names of prospective jurors prior to trial. Again, because the Appellant has failed to show how such alleged error affected the outcome of this case, we find no merit in this issue. E. Chain of Custody The Appellant next maintains that trial counsel was ineffective because he Òfailed to exert every reasonable effort on behalf of the appellant in the trial on the issue of chain of custodyÓ regarding evidence which was developed from the rape kit. More specifically, the Appellant contends that trial counsel Òwas remiss in not developing and vigorously challenging the chain of custody issue which would have been highly beneficial to the defense.Ó At the post-conviction hearing, trial counsel testified that he did feel there was a problem with the chain of custody of various items of evidence introduced from the rape kit and objected to their admission at trial. After his objection was overruled, he decided not to further pursue the issue because he felt calling additional witnesses would Òfirm the chain of custody up.Ó Trial counselÕs decision was a tactical one. Assuming adequate investigation, the fact that a strategy or tactic failed or hurt the defense does not alone support an ineffective assistance of counsel claim. Thompson v. State, 958 S.W.2d 156, 165 (Tenn. Crim. App. 1997). After reviewing the record, we cannot conclude that trial counselÕs decision was ineffective. He objected to the chain of custody. Once overruled, he made a tactical decision to leave the issue alone. This court does not sit to second-guess strategic and tactical choices made by trial counsel. Hellard v. State, 629 S.W.2d 4, 9 (Tenn. 1982). Such performance on the part of trial counsel was not deficient. This issue is also without merit. F. Expert DNA Proof Lastly, the Appellant contends that trial counsel was ineffective for failing to obtain and provide expert testimony concerning the similarity of DNA between relatives. Specifically, the Appellant argues that trial counsel should have defended under the theory that AppellantÕs brother actually committed the rape. At trial, Joe Minor, a forensic scientist, testified that he had examined the DNA from semen taken from the victimÕs vagina after the rape. Minor concluded that the Appellant could not be excluded as being the source of the semen. However, Minor also testified that the semen was either from the Appellant or a close relative. At the post-conviction hearing, trial counsel testified that there were no funds available to hire an expert and that the court would not have allocated the money anyway. Moreover, trial counsel testified that a theory that the AppellantÕs brother committed the -6- rape was contradictory to the other evidence presented at trial. Trial counsel explained the defense pursued at trial: Basically, the theory would be that [the victim] came out to [the AppellantÕs] house, visited there, left. She came back, basically called someone and said she was raped . . . there was a DNA test taken. Our theory included the fact that the DNA analysis, the serial was tampered. It was flawed. The theory developed at trial did not include the implication of relatives with similar DNA having sexual contact with the victim at the home. Rather, the theory was that the AppellantÕs daughter left the home, came back, and said she had been raped. We fail to see how trial counselÕs failure to introduce expert rebuttal testimony concerning the DNA test results was deficient, as such testimony would have completely contradicted the AppellantÕs theory of the case at trial. This issue is without merit. CONCLUSION After review, we find that the Appellant has failed to meet his burden of proving, through clear and convincing evidence, that trial counselÕs performance was ineffective. Therefore, we affirm the Hardeman County Circuit CourtÕs denial of the AppellantÕs petition for post-conviction relief. ___________________________________ DAVID G. HAYES, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT JACKSON Assigned on Briefs April 9, 2002 STATE OF TENNESSEE v. MATRIN BECTON & ANTONIO SYKES Appeal from the Criminal Court for Shelby County No. 98-02267-70 Joseph B. Dailey, Judge No. W1999-00581-CCA-R3-CD - Filed June 19, 2002 The Defendants, Matrin Becton and Antonio Sykes, were convicted by a jury of first degree premeditated murder, especially aggravated robbery, and two counts of especially aggravated kidnapping. Both defendants were sentenced by the same jury to life without the possibility of parole for the first degree murder. After a sentencing hearing, the trial court sentenced both defendants to twenty-five (25) years for each of the remaining counts and ordered all the sentences to run consecutively, for effective sentences of life without parole plus seventy-five (75) years. On appeal, Defendant Sykes contends that the evidence is insufficient to support the juryÕs verdict and that the trial court erred in allowing testimony concerning a statement made by the victim prior to his death. Defendant Becton argues that the trial court improperly denied his motion to sever, erred in allowing certain photographs into evidence, erred in charging the jury both in the guilt and sentencing phases, and erred in imposing consecutive sentences. We affirm the judgments of the trial court. Tenn. R. App. P. 3 Appeal as of Right; Judgments of the Criminal Court Affirmed DAVID H. WELLES, J., delivered the opinion of the court, in which James Curwood Witt, Jr.,J., joined. DAVID G. HAYES , J., filed a concurring opinion. Michael Scholl, Memphis, Tennessee, for the appellants, Matrin Becton and Antonio Sykes. Paul G. Summers, Attorney General and Reporter; P. Robin Dixon, Jr., Assistant Attorney General; William L. Gibbons, District Attorney General; and Lorraine Craig and Terry Harris, Assistant District Attorneys General, for the appellee, State of Tennessee. OPINION On August 29, 1997, Veronica Johnson was celebrating her birthday at the L & B Lounge in Memphis. Ms. Johnson testified that nine or ten members of theÒGangster DisciplesÓ forced Devin Haywood, a mentally challenged man, to his knees at gunpoint and began to beat him. -2- Marshall Shipp, the victim in this case, pushed the gang members away from Mr. Haywood and told them to leave him alone. The gang members and the victim, who was also a member of the Gangster Disciples, began to argue. Ms. Johnson testified that the victim was told that he was Òno longer a Gangster DiscipleÓ and that he had Òsigned his death certificate.Ó Cheryl Patrick, the victimÕs girlfriend, testified that on September 15, 1997, the victim came to her house and together they went to a Laundromat on Third Street and then to the L & B Lounge. At the L & B Lounge the victim and Ms. Patrick were confronted by 13 to 20 men. The men told the victim that they needed to talk with him in private and that he should come with them. The victim offered to follow the men in his car, but they insisted that one of their own ride in the victimÕs car with him and Ms. Patrick. Ms. Patrick testified that one of the men who confronted the victim was the Defendant Becton. Ms. Patrick further stated that Defendant Becton was armed with a black, semi-automatic pistol. The victim, Ms. Patrick, and one of the gang members got into the victimÕs car. The victim then took Ms. Patrick home and followed the Defendant Becton and the rest of the men. Ricky Aldridge, the victimÕs cousin and also a Gangster Disciple, testified that members of the gang were required to follow certain rules or be punished. Some of the punishments included 3 minute beatings, 6 minute beatings, and death. Ricky Aldridge stated that the victim, while a member of the gang, did not participate in gang activities. Ricky Aldridge further stated that on September 15 several members of the Gangster Disciples inquired as to the whereabouts of the victim. He testified that the gang members were considering putting both he and the victim on ÒviolationÓ for a previous incident. Eventually, several gang members approached Ricky Aldridge and his brother Timothy Aldridge. The gang members took them to the apartment of a man called ÒTombstone,Ó the ÒgovernorÓ of a Memphis sect of the Gangster Disciples. Ricky Aldridge testified that he went with the gang members because he feared for the safety of his family if he refused. The victim was in the apartment when Ricky Aldridge arrived, along with some twenty members of the Gangster Disciples, several of whom were armed with automatic weapons. The gang members discussed the punishments to be given to the victim and Ricky Aldridge. Tombstone told the Defendant Becton to decide on and inflict a punishment. Defendant Becton then ordered all of the gang members, the victim, and Ricky Aldridge into three waiting vehicles. The vehicles drove through several neighborhoods, eventually stopping at a gas station where Ricky Aldridge was approached by Defendant Sykes and told to empty his pockets. Ricky Aldridge gave Defendant Sykes approximately twenty dollars and noticed that Defendant Sykes was wearing a gold herring-bone necklace and coin ring that the victim had previously been wearing. The vehicles were then driven to DeSoto Park where the victim and Ricky Aldridge were grabbed by the back of the pants and forced to walk up a steep hill. Once on top of the hill, the gang members, including both Defendants, encircled the victim and began to beat him with their fists. The gang members beat the victim for fifteen minutes. Eventually, the gang members began using a baseball bat and a tire iron to beat the victim. Specifically, Ricky Aldridge testified that Defendant Sykes beat the victim with a baseball bat until -3- Defendant Becton took the bat from him, told him he was not using it properly, and then Defendant Becton began to beat the victim around the head with the bat. The victim was rendered unconscious early in the assault and lay motionless as the gang members continued to beat him. When the gang members finished with the victim, they turned to Ricky Aldridge and beat him with their fists for approximately six minutes. After beating Ricky Aldridge, Defendant Sykes once again turned his attention to the victim, stripping the victim of his pants and underwear. Ricky Aldridge then noticed that Defendant Sykes had a gun. Shortly thereafter, as Ricky Aldridge was being helped back down the hill, he heard a gunshot on the hill from the direction where the victim lay. Immediately after the gunshot, the Defendants came from the direction of the gunshot and began walking down the hill. Ricky Aldridge testified that the Defendants were the only people in the area from which the gunshot came, and Defendant Sykes had a gun in his hand moments after the shot was fired. Ricky Aldridge and the gang members then left the scene. Ricky Aldridge returned later with Patrick Owen to find the victim severely injured, but still alive. They placed the victim in the backseat of Patrick OwenÕs girlfriendÕs car. Patrick OwenÕs girlfriend, Sharon Grafton, then called police and medical personnel. Ms. Grafton testified that the victim had been beaten severely and was bleeding profusely. She also testified that the victim was naked from the waist down. Ms. Grafton also testified that the victim had previously told her that he wanted to disassociate himself from the gang. Timothy Aldridge, the brother of Ricky Aldridge, cousin of the victim, and also a Gangster Disciple, testified that he accompanied Ricky Aldridge to the gang meeting at the home of ÒTombstone.Ó Timothy Aldridge testified that both Defendants were present at the meeting, and Defendant Sykes was armed with a .45 caliber pistol. Timothy Aldridge further testified that at the conclusion of the meeting Defendant Becton announced that he would handle the punishments of the victim and Ricky Aldridge. Timothy Aldridge stated that he rode to DeSoto park in the same car as the victim and was present when Defendant Sykes ordered the victim to take off his jewelry. Timothy Aldridge then saw Defendant Sykes put on the jewelry. Timothy Aldridge continued to testify about the severe beating incurred by the victim, and he admitted that, because of his fear of the other gang members, he feigned participation in the attack by ÒpretendingÓ to hit the victim. Timothy Aldridge was helping his brother back to the vehicles when he heard a gunshot from the location of the victim. Timothy Aldridge further stated that the Defendants were the only people in the area from which the gunshot came. Officer William Poteet of the Memphis Police Department responded to a dispatch call at approximately 1:30 a.m. on September 15, 1997, and found the victim in the back seat of a car, covered in blood and naked from the waist down. The officer stated that the victimÕs injuries were so severe he thought the victim had been shot in the head. Dr. Thomas Deering, assistant medical examiner, testified that the victim suffered blunt trauma to the head, multiple skin lacerations, multiple puncture wounds, and a gunshot wound to the left buttock. Dr. Deering further stated that the blows to the victimÕs head caused his skull to fracture and pieces of bone to enter the victimÕs -4- brain. The doctor testified that the victim died as a result of the head trauma complicated by the bleeding caused by the gunshot wound. Jacqueline Yancey, a former girlfriend of Defendant Sykes, and Arthur Jones, Ms. YanceyÕs cousin, both testified that approximately a week after the victimÕs death they saw Defendant Sykes wearing the victimÕs gold necklace and ring. Robert Walker, the Òhead of securityÓ for the Memphis Gangster Disciples, also testified that he was present when ÒTombstoneÓ complained to the head of the Memphis gang that the victim had become ÒrebelliousÓ and should be punished. Mr. Walker testifed that ÒTombstoneÓ was told to Òtake careÓ of the victim. Mr. Walker also outlined the organizational structure and forms of punishment used by the gang. Specifically, Mr. Walker stated that one way gang members would symbolize their displeasure with another gang member while carrying out a death punishment would be to strip the person of his clothes and shoot him in the buttocks. Furthermore, Walker testified that Defendant Becton informed Walker that he shot the victim. SUFFICIENCY Defendant Sykes first argues that the evidence presented at trial is insufficient to support the juryÕs verdict. Specifically, Defendant Sykes contends that due to the emotionally charged nature of a Ògang killingÓ case and the questionable credibility of the StateÕs witnesses, the evidence is insufficient. Tennessee Rule of Appellate Procedure 13(e) prescribes that Ò[f]indings of guilt in criminal actions whether by the trial court or jury shall be set aside if the evidence is insufficient to support the findings by the trier of fact of guilt beyond a reasonable doubt.Ó Evidence is sufficient if, after reviewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt. See Jackson v. Virginia, 443 U.S. 307, 319 (1979); State v. Smith, 24 S.W.3d 274, 278 (Tenn. 2000). In addition, because conviction by a trier of fact destroys the presumption of innocence and imposes a presumption of guilt, a convicted criminal defendant bears the burden of showing that the evidence was insufficient. See McBee v. State, 372 S.W.2d 173, 176 (Tenn. 1963); see also State v. Buggs, 995 S.W.2d 102, 105-06 (Tenn. 1999); State v. Evans, 838 S.W.2d 185, 191 (Tenn. 1992); State v. Tuggle, 639 S.W.2d 913, 914 (Tenn. 1982). In its review of the evidence, an appellate court must afford the State Òthe strongest legitimate view of the evidence as well as all reasonable and legitimate inferences that may be drawn therefrom.Ó Tuggle, 639 S.W.2d at 914; see also Smith, 24 S.W.3d at 279. The court may not Òre-weigh or re-evaluate the evidenceÓ in the record below. Evans, 838 S.W.2d at 191; see also Buggs, 995 S.W.2d at 105. Likewise, should the reviewing court find particular conflicts in the trial testimony, the court must resolve them in favor of the jury verdict or trial court judgment. See Tuggle, 639 S.W.2d at 914. All questions involving the credibility of witnesses, the weight and value to be given the evidence, and all factual issues are resolved by the trier of fact, not the appellate courts. See State v. Morris, 24 S.W.3d 788, 795 (Tenn. 2000); State v. Pappas, 754 S.W.2d 620, 623 (Tenn. Crim. App. 1987). -5- Defendant Sykes was convicted of the first degree premeditated murder of Marshall Shipp, the especially aggravated kidnapping of Marshall Shipp, the especially aggravated robbery of Marshall Shipp, and the especially aggravated kidnapping of Ricky Aldridge. First degree murder is the premeditated and intentional killing of another. See Tenn. Code Ann. ¤ 39-13-202(a)(1). Premeditation is an act done after Òthe exercise of reflection and judgment.Ó Tenn. Code Ann. ¤ 39-13-202(d). The StateÕs evidence established that Defendant Sykes was present and armed at the meeting at a gang leaderÕs home where the punishment of the victim was discussed. Defendant Sykes, along with other gang members, then led the victim to a secluded area and beat him to death. Ricky and Timothy Aldridge both testified that Defendant Sykes repeatedly struck the victim in the head with a baseball bat. Furthermore, both Ricky and Timothy Aldridige testified that they saw Defendant Sykes with a gun immediately after a gunshot was heard in the area where the victim lay unconscious and helpless. Accordingly, we conclude that the evidence is sufficient to establish Defendant SykesÕs guilt of the first degree murder of the victim beyond a reasonable doubt. Likewise, the evidence is also sufficient to establish Defendant SykesÕs guilt concerning the especially aggravated kidnappings of the victim and Ricky Aldridge. Especially aggravated kidnapping is the knowing, unlawful removal or confinement of another so as to interfere substantially with the otherÕs liberty where such removal or confinement is accomplished with a deadly weapon or where the victim suffers serious bodily injury. See Tenn. Code Ann. ¤¤ 39-13- 302, 39-13-305(a)(1)(4). Defendant Sykes was convicted of especially aggravated kidnapping based upon serious bodily injury for the kidnapping of the murder victim, and especially aggravated kidnapping accomplished with a deadly weapon for the kidnapping of Ricky Aldridge. The StateÕs evidence established that the victim and Ricky Aldridge were forced to attend a gang meeting. Ricky and Timothy Aldridge both testified that, at the conclusion of the meeting, the victim and Ricky Aldridge were forced by Defendant Sykes and other gang members into waiting cars and taken to a secluded area and beaten. Ricky and Timothy Aldridge both stated that Defendant Sykes was armed. Furthermore, the victim suffered a gunshot wound and blunt head trauma that eventually led to his death. Accordingly, we conclude that the evidence is sufficient to support the juryÕs verdicts for the especially aggravated kidnappings of the murder victim and Ricky Aldridge. Finally, Defendant Sykes was also convicted of especially aggravated robbery. Especially aggravated robbery is the intentional or knowing theft of property from the person of another accomplished with a deadly weapon and where the victim suffers serious bodily injury. See Tenn. Code Ann. ¤¤ 39-13-401, 39-13-403(a). Defendant Sykes was armed with both a pistol and a baseball bat during the kidnapping and murder of the victim. Timothy Aldridge testified that Defendant Sykes ordered the victim to give him his jewelry. Ricky and Timothy Aldridge both witnessed Defendant Sykes strip the victim of his pants, shoes, and underwear after beating him repeatedly with the baseball bat. Ricky Aldridge, Jacqueline Yancey, and Arthur Jones both testified that they saw Defendant Sykes wearing the victimÕs jewelry. Accordingly, we conclude that the -6- evidence is sufficient to support the juryÕs verdict of guilt of especially aggravated robbery beyond a reasonable doubt. Furthermore, we note that the juryÕs verdict resolved any question concerning the credibility of the StateÕs witnesses in favor of the State. This issue is without merit. HEARSAY STATEMENT OF THE VICTIM Defendant Sykes next challenges the trial courtÕs admission of testimony from Ms. Grafton that the victim told her, prior to his death, that he wanted to disassociate himself from the Gangster Disciples. Specifically, the witness testified that the victim Òjust basically stated that he was tired of the lifestyle, being in that environment, and he didnÕt want to be a part of it anymore.Ó Tennessee Rule of Evidence 801 (c) defines hearsay as Òa statement, other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted.Ó Such a statement is inadmissible during a trial unless it falls under a hearsay exception set forth in Tennessee Rule of Evidence 803. See Tenn. R. Evid. 802. Defendant Sykes argues that Ms. GraftonÕs testimony was hearsay, and, even if admissible under a hearsay exception, was irrelevant. We believe the statement was hearsay, because it was offered to prove the truth of the matter asserted: that the victim did not want to continue his association with the gang. Tennessee Rule of Evidence 803(3) provides that a statement is not excluded by the hearsay rule if it is [a] statement of the declarantÕs existing state of mind, emotion, sensation , or physical condition (such as intent, plan, motive, design, mental feeling, pain and bodily health), but not including a statement of memory or belief to prove the fact remembered or believed unless it relates to the execution, revocation, identification, or terms of declarantÕs will. In admitting Ms. GraftonÕs testimony, the trial court found that the statement was evidence of the victimÕs existing state of mind with regard to the gang. Additionally, due to the StateÕs theory that the assault on the victim was a form of punishment for actions taken detrimental to the gang, the statement was relevant to explaining the motive for the attack on the victim. We find no error in the trial courtÕs ruling. Accordingly, this issue is without merit. MOTION TO SEVER Defendant Becton first contends that the trial court erred in denying his motion to sever his trial from the trial of Defendant Sykes. Defendant Becton contends that he was prejudiced by the admission of testimony that Defendant SykesÕs nickname was ÒT-Murda,Ó and, due to this prejudicial testimony, Defendant Becton did not receive a fair trial. A defendant is entitled to a severance if the trial court deems it necessary to promote a fair determination of the guilt or innocence of one or more defendants. See Tenn. R. Crim. P. 14(c)(2)(i). A trial courtÕs denial of a motion to sever is reviewed for an abuse of discretion. See State v. Little, 854 S.W.2d 643, 648 (Tenn. Crim. App. 1992). Absent an affirmative showing of prejudice, this -7- Court will not reverse the trial courtÕs exercise of sound discretion. See State v. Ensley, 956 S.W.2d 502, 508 (Tenn. Crim. App. 1996). Our supreme court held in Woodruff v. State, 164 Tenn. 530, 538-39, 51 S.W.2d 843, 845 (Tenn. 1932), that [t]he state, as well as the persons accused, is entitled to have its rights protected, and when several persons are charged jointly with a single crime, we think the state is entitled to have the fact of guilt determined and punishment assessed in a single trial, unless to do so would unfairly prejudice the rights of the defendant. The defendant bears the burden of showing clear prejudice. See Parham v. State, 885 S.W.2d 375, 383 (Tenn. Crim. App. 1994). In denying the motion for severance, the trial court acknowledged that several witnesses only knew the Defendants by their nicknames and stated Maybe itÕs a bad choice of nicknames, given the fact that theyÕre . . . facing murder charges now; but if thatÕs what the facts are - I mean if people arenÕt just making this up, and if thatÕs indeed what their nicknames were and are, then thatÕs the reality of the situation, and it cannot be avoided. And I donÕt think that that fact alone is sufficient to warrant a severance because even if it were severed, and your client was tried alone, those nicknames would still be referred to by the witnesses, and your clientÕs affiliation with and association with these individuals would still be testified to. . . And so that connection would still be there whether all fifteen defendants were on the second row during this trial or just the two of them that we, in fact are going on. We find no error in the trial courtÕs ruling. Defendant Becton has failed to show any prejudice that would have been avoided with the grant of a severance. Accordingly, this issue is without merit. PHOTOGRAPHS Defendant Becton next challenges the admission of several photographs. Defendant Becton contends that a photograph of the victim prior to his murder was inflammatory and irrelevant, and that several pictures of the crime scene were unfairly prejudicial due to their gruesome nature. The defendant argues that the trial court did not properly weigh the photographsÕ probative value against the danger of unfair prejudice. The admissibility of photographs is an issue left to the sound discretion of the trial court. See State v. Banks, 564 S.W.2d 947, 949 (Tenn. 1978). A trial courtÕs ruling will be overturned only upon a clear showing of an abuse of discretion. Id. Before a photograph may be admitted into evidence, the photograph must be relevant to an issue to be decided by the jury, and its probative value must outweigh any prejudicial effect the photograph may have on the trier of fact. See State v. Braden, 867 S.W.2d 750, 758 (Tenn. Crim. App.), perm. to appeal denied (Tenn. 1993). Photograph of Victim 1 Fifteen defendants were indicted for the murder, kidnapping, and robbery of the vict im. -8- The State introduced into evidence a photograph of the victim prior to his murder. The photograph shows the victim wearing a yellow shirt and jewelry, smiling. The Defendant contends that because the identity of the Defendant was not in dispute, the photograph was irrelevant and only served to evoke the sympathy of the jury. The trial court found that the photograph was relevant for identification purposes due to the large number of criminal actors in the cases,1 as well as, the extensive use of nicknames by the StateÕs witnesses. We conclude that the trial court did not abuse its discretion in admitting the photograph for that purpose. However, even if the trial court was in error, the admission of the picture into evidence had no prejudicial effect on the juryÕs determination of guilt. See Tenn. R. Crim. P. 52(a). Accordingly, this issue is without merit. Crime Scene Photographs Defendant Becton also contends that the trial court erred in failing to weigh the probative value of crime scene photographs depicting blood stains and smears against their prejudicial impact on the jury. While not stating on the record that the probative value of the photographs outweighs their prejudicial impact, the trial court found that the pictures were not Òunduly prejudicialÓ and Òaccurately depictedÓ the crime scene. After a review of the photographs, which contain blood stains to the interior and a blood smear on the rear window of the car into which the victim was placed after being beaten, we also conclude that the photographsÕ prejudicial impact does not outweigh the probative value of accurately depicting the crime scene and corroborating testimony concerning the extent of the injuries to the victim. Accordingly, this issue is without merit. JURY CHARGE Defendant Becton also argues that the trial judge made several errors while charging the jury in both the guilt and sentencing phases of his trial. The United States and Tennessee Constitutions provide defendants with a constitutional right to trial by jury, requiring all issues of fact to be tried and determined by the jury. See U.S. Const. amend VI; Tenn. Const. Art. 1 ¤ 6; see also State v. Bobo, 814 S.W.2d 353, 356 (Tenn. 1991). Pursuant to the right to trial by jury, a defendant has a right to a correct and complete charge of the law. See State v. Teel, 793 S.W.2d 236, 249 (Tenn. 1990). The trial court, therefore, has a duty Òto give a complete charge of the law applicable to the facts of the case.Ó State v. Harbison, 704 S.W.2d 314, 319 (Tenn. 1986); see also Tenn. R. Crim. P. 30. The elements of each offense must be described and defined in connection with that offense. See State v. Cravens, 764 S.W.2d 754, 756 (Tenn. 1989). When there is an error in the jury charge, reversal is required unless the error is harmless beyond a reasonable doubt. See State v. Ely, 48 S.W.3d 710, 727 (Tenn. 2001). Accomplice Instruction Defendant Becton contends that the trial court erred in not giving an accomplice instruction to the jury concerning the testimony of Robert Walker. The trial court instructed the jury with an accomplice charge for the testimony of Timothy Aldridge but found no evidence to support a similar charge regarding Mr. WalkerÕs testimony. An accomplice is one who knowingly, voluntarily and -9- with common intent unites with the principal offender in the commission of the crime. See State v. Lawson, 794 S.W.2d 363, 369 (Tenn. Crim. App. 1990). Mr. Walker was the Òhead of securityÓ for the Memphis Gangster Disciples and overheard several conversations concerning the upcoming ÒpunishmentÓ of the victim for violating gang rules. However, Mr. Walker did not take part in the meeting which decided the form the victimÕs ÒpunishmentÓ would take. Nor was Mr. Walker present when the victim was beaten, robbed, and killed. The extent of Mr. WalkerÕs involvement in the killing of the victim consists of conversations Mr. Walker overheard prior to the death of the victim. This evidence does not establish Mr. Walker as an accomplice. Accordingly, the trial court properly denied the request for an accomplice instruction with regard to Mr. Walker. This issue is without merit. Flight Instruction Next, the Defendant Becton argues that the trial court erred in instructing the jury that flight, if found beyond a reasonable doubt, may be considered in determining the guilt or innocence of the Defendants. No evidence of flight existed in regards to Defendant Becton, however, evidence was presented that Defendant Sykes attempted to flee. In denying the DefendantÕs request for an instruction limiting the flight instruction to his co-defendant, the trial court stated that, due to the complete lack of evidence of flight, it would be obvious to the jury that the flight instruction was inapplicable to Defendant Becton. Furthermore, the trial court feared that giving a limiting instruction would amount to a comment on the evidence of flight concerning Defendant Sykes. The trial courtÕs instruction clearly instructed the jury that flight could not be considered against either Defendant without proof of flight beyond a reasonable doubt. Accordingly, we find no error in the trial courtÕs flight instruction and his refusal to give a limiting instruction. This issue is without merit. Duress Instruction Defendant Becton requested that the jury be instructed as to the defense of duress, and now alleges that the trial court erred in denying that request. Tennessee Code Annotated section 35-11- 504 provides that (a) Duress is a defense to prosecution where the person or a third person is threatened with harm which is present, imminent, impending and of such a nature to induce a well-grounded apprehension of death or serious bodily injury if the act is not done. The threatened harm must be continuous throughout the time the act is being committed, and must be one from which the person cannot withdraw in safety. Further, the desirability and urgency of avoiding the harm must clearly outweigh, according to ordinary standards of reasonableness, the harm sought to be prevented by the law proscribing the conduct. (b) This defense is unavailable to a person who intentionally, knowingly, or recklessly becomes involved in a situation in which it was probable that the person would be subjected to compulsion. -10- Defendant Becton contends that he is entitled to a duress instruction because, if he had not participated in the killing of the victim, he would have been killed for violating gang rules. While some evidence exists, through the testimony of Mr. Walker and Timothy Aldridge, from which the jury could infer that refusing to participate in the attack on the victim could have resulted in Defendant Becton being punished, no evidence suggests that the nature of that threat was imminent and impending. Furthermore, in denying Defendant BectonÕs request, the trial court stated that the proof in the record suggested that Òthese two [defendants] acted actively and willingly and were not under any sort of duress in the conduct in which they engaged that night.Ó We find no error in the trial courtÕs ruling. This issue is without merit. Mitigating Factors Defendant Becton also contends that the trial court erred in not charging the jury with two mitigating factors during the sentencing phase of his trial. Specifically, Defendant Becton argues that the trial court should have instructed the jury to consider in mitigation of his sentence that (2) the murder was committed while the defendant was under the influence of extreme mental or emotional disturbance; and (3) the victim was a participant in the defendantÕs conduct or consented to the act. Tenn. Code Ann. ¤ 39-13-204(j)(2), (3). A trial court must instruct a sentencing jury to weigh and consider any mitigating circumstances raised by the evidence. See Tenn. Code Ann. ¤ 39-13-204(e). Accordingly, the defendant is entitled to have the jury consider any mitigating circumstances fairly raised by the evidence. In the present case, no evidence was presented that Defendant Becton acted under the influence of extreme mental or emotional disturbance. Defendant Becton presented evidence at the sentencing hearing that he has a below average I.Q.; however, that alone will not support the consideration of this mitigating factor. We conclude that, because no evidence was presented from which the jury could infer that the Defendant acted under the influence of extreme mental or emotional disturbance, this issue was not fairly raised by the evidence. Defendant BectonÕs second contention with regard to mitigating factor (3) is also without merit. Defendant BectonÕs argument that the victim consented to his kidnapping, robbery, and murder by virtue of membership in the gang is meritless. The victim was taken by force to a secluded area. He was robbed and beaten. The victimÕs attempts to fight back were quickly quashed when he was rendered unconscious by one of several blows to the head with a baseball bat and a tire iron. We conclude, therefore, that the trial court did not err in refusing to instruct the jury regarding this mitigating factor. Mitigating factors (2) and (3) were not fairly raised by the evidence, and the trial court did not err in denying DefendantÕs request for their instruction. Accordingly, this issue is without merit. Tennessee Code Annotated section 39-13-204(f)(2) -11- Defendant Becton next argues that the trial court should have instructed the jury that it must find that the statutory aggravating circumstances outweighed the mitigating factors beyond a reasonable doubt before sentencing the Defendant to life imprisonment without possibility of parole. The trial court instructed the jury according to the mandate of Tennessee Code Annotated section 39-13-204(f)(2) which states, in part, that [t]he trial judge shall instruct the jury that, in choosing between the sentences of imprisonment for life without possibility of parole and imprisonment for life, the jury shall weigh and consider the statutory aggravating circumstance or circumstances proven by the state beyond a reasonable doubt and any mitigating circumstance. Defendant Becton now asks this Court to ignore section 39-13-204(f)(2) and require juries to find that the aggravating circumstances proven by the State outweigh any mitigating circumstances beyond a reasonable doubt before sentencing a defendant to life without possibility of parole. This Court has consistently held in compliance with section 39-13-204(f)(2) that there is no requirement that a sentencing jury make such a determination. See State v. Kelvin Anthony Lee, No. 02C01- 9603-CC-00085, 1997 Tenn. Crim. App. LEXIS 1132, *29 (Jackson, Nov. 5, 1997) (requested instruction stating that jury must find that aggravating circumstances outweigh mitigating circumstances beyond a reasonable doubt before sentencing defendant to life without possibility of parole was not in conformity with the law and properly rejected by the trial court); State v. Antonio M. Byrd, No. 02C01-9508-CR-00232, 1996 Tenn. Crim. App. LEXIS 809, *59 (Jackson, Dec. 30, 1996) (no requirement that aggravating circumstances outweigh mitigating circumstances beyond a reasonable doubt in sentencing to life without possibility of parole). Accordingly, the trial court did not err in rejecting Defendant BectonÕs proposed supplemental instruction. This issue is without merit. CONSECUTIVE SENTENCES Finally, Defendant Becton challenges the trial courtÕs decision to run the sentences for all his convictions consecutively. When an accused challenges the length, range, or manner of service of a sentence, this Court has a duty to conduct a de novo review of the sentence with a presumption that the determinations made by the trial court are correct. See Tenn. Code Ann. ¤ 40-35-401(d). This presumption is Òconditioned upon the affirmative showing in the record that the trial court considered the sentencing principles and all relevant facts and circumstances.Ó State v. Ashby, 823 S.W.2d 166, 169 (Tenn. 1991). When conducting a de novo review of a sentence, this Court must consider: (a) the evidence, if any, received at the trial and sentencing hearing; (b) the presentence report; (c) the principles of sentencing and arguments as to sentencing alternatives; (d) the nature and characteristics of the criminal conduct involved; (e) any statutory mitigating or enhancement factors; (f) any statement made by the defendant regarding sentencing; and (g) the potential or lack of potential for rehabilitation or treatment. See Tenn. Code Ann. ¤¤ 40-35-102, -103, -210; State v. Brewer, 875 S.W.2d 298, 302 (Tenn. Crim. App. 1993); State v. Thomas, 755 S.W.2d 838, 844 (Tenn. Crim. App. 1988). -12- If our review reflects that the trial court followed the statutory sentencing procedure, that the court imposed a lawful sentence after having given due consideration and proper weight to the factors and principles set out under the sentencing law, and that the trial courtÕs findings of fact are adequately supported by the record, then we may not modify the sentence even if we would have preferred a different result. See State v. Pike, 978 S.W.2d 904, 926-27 (Tenn. 1998); State v. Fletcher, 805 S.W.2d 785, 789 (Tenn. Crim. App. 1991). Tennessee Code Annotated section 40-35-115 provides that the trial court may impose consecutive sentences upon a defendant convicted of multiple criminal offenses if it finds that a preponderance of the evidence establishes that the defendant falls into at least one of seven categories. Two of those categories are: a) the defendant is an offender whose record of criminal activity is extensive; and b) the defendant is a dangerous offender whose behavior indicates little or no regard for human life, and no hesitation about committing a crime in which the risk to human life is high. Tenn. Code Ann. ¤ 40-35-115 (2), (4). The presentence reports reflects that, at the time of sentencing, Defendant Becton was a twenty-four year old, single male with an extensive criminal record including several misdemeanor drug and weapon offenses and one felony drug conviction. Defendant Becton is physically disabled as a result of a previous gunshot wound and has a low average to below average I.Q. In imposing consecutive sentences, the trial court found that Defendant Becton had an extensive criminal history and that he was a dangerous offender. The trial court emphasized that, due to the brutality and Òunspeakable crueltyÓ of the attack on the victim, the Defendant should not ever be allowed back into the community, and it found that the sentence was proportional to the offense committed by Defendant Becton. The record supports the trial courtÕs findings. Consecutive sentences are warranted. This issue is without merit. CONCLUSION For the foregoing reasons, we AFFIRM the judgments of the trial court. ___________________________________ DAVID H. WELLES, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT JACKSON STATE OF TENNESSEE v. MATRIN BECTON & ANTONIO SYKES Criminal Court for Shelby County No. 98-02267-70 No. W1999-00581-CCA-R3-CD - Filed June 19, 2002 David G. Hayes, J., separate concurring. I join with the majority on all issues with the exception of their holding that the hearsay statement of the victim was admissible. The majority finds that the deceased victim's statement "that he was tired of the lifestyle, being in that environment, and he didn't want to be a part of it anymore" was admissible to establish the victim's existing state of mind. First, I find the victim's statement is not relevant as the statement has no bearing upon any factual issue that was "of consequence to the determination of the action." Tenn. R. Evid. 401. The statement asserts no proof of intent, plan, motive, or mental feeling relevant to the homicide. See Tenn. R. Evid. 803(3). Moreover, as the opinion states, "the assault on the victim was a form of punishment for actions taken detrimental to the gang." Clearly, the motive for the murder was disciplinary in nature and had nothing to do with the victim's dissatisfaction with the gang lifestyle. Although I find admission of the hearsay statement error, I find the error harmless. Tenn. R. Crim. P. 52(a). ___________________________________ David G. Hayes, Judge IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT KNOXVILLE Assigned on Briefs November 28, 2001 STATE OF TENNESSEE v. MICHAEL WAYNE BELCHER Direct Appeal from the Criminal Court for Carter County No. S15009 Robert E. Cupp, Judge No. E2001-00515-CCA-R3-CD Filed April 22, 2002 The defendant appeals his convictions for aggravated burglary and possession of burglary tools. After a review of the record, we conclude that the defendant was not prejudiced by the StateÕs failure to redact an obscure reference to the defendantÕs probation status from an audio taped statement that was played at trial. However, we are unable to find sufficient evidence to establish that the defendant had a hammer and screwdriver in his automobile with the intent to commit burglary. Therefore, the defendantÕs conviction for possession of burglary tools, a Class A misdemeanor, is reversed and dismissed. The aggravated burglary conviction is affirmed. Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Criminal Court Affirmed in Part and Reversed in Part JOHN EVERETT WILLIAMS, J., delivered the opinion of the court, in which JOSEPH M. TIPTON and ALAN E. GLENN, JJ., joined. H. Randy Fallin, Mountain City, Tennessee, for the appellant, Michael Wayne Belcher. Paul G. Summers, Attorney General and Reporter; Thomas E. Williams III, Assistant Attorney General; Joe C. Crumley, Jr., District Attorney General; and Dennis D. Brooks, Assistant District Attorney General, for the appellee, State of Tennessee. OPINION The defendant, Michael Wayne Belcher, was indicted for aggravated burglary and possession of burglary tools. Following a jury trial, the defendant was convicted of both counts. The defendant was sentenced as a Range III persistent offender to fifteen years for the aggravated burglary conviction and eleven months and twenty-nine days for the possession of burglary tools conviction, to be served concurrently. In addition, the defendant was ordered to pay a fine of $5000.00 for the aggravated burglary conviction and $2500.00 for the possession of burglary tools conviction. Following the denial of his motion for new trial, the defendant filed a timely notice of appeal. The defendant presents two issues for review in this appeal: 1.) whether -2- there was sufficient evidence to support the possession of burglary tools conviction, and 2.) whether he is entitled to a new trial based upon the StateÕs failure to redact prejudicial information contained in the defendantÕs taped statement, which was admitted into evidence. FACTS Joseph Owens testified that he and his wife, Faye Owens, operate a business, FayeÕs Ceramics. There is an area in the business that has a pullout bed, television, refrigerator, microwave, and clothing where the Owenses sleep ninety percent of the time. They do not have a residence outside of the business but do visit their daughterÕs nearby home to bathe because there is not a shower or bathtub in the business. There is a bathroom in the business, which has a sink and toilet. On April 27, 2000, Mr. and Mrs. Owens returned home from a revival service at their church around ten oÕclock p.m. They entered the business through the front door, and the telephone was ringing. Mrs. Owens answered the telephone. While she was on the telephone, Mr. Owens motioned to her that he was going to the workshop located in the back of the business to do some work. Upon entering the workshop, Mr. Owens noticed that a man, who he later identified to be the defendant, was standing near the back door, which was closed and locked. Mr. Owens repeatedly asked the defendant what he was doing but received no verbal response. Mr. Owens began shouting for his wife to call the police. According to his testimony, Mr. Owens observed the defendant for four or five minutes. All the lights were on, and the defendant was standing approximately fifty feet away from him. After instructing his wife to call the police, Mr. Owens pretended to reach for a weapon, and the defendant responded by starting to unlock the back door, which was secured by a bar across it and two deadbolt locks. After removing the bar and unlocking the locks, the defendant opened the door and ran down the alley behind the building toward a parking lot located at the end of the building. Mr. Owens followed the defendant to the parking lot and observed him get into the driverÕs side of a white car and drive away. Mr. Owens was able to observe the defendant as he ran down the alley, and the defendant did not appear to have any problems running. He also testified that the defendant did not have anything in his hands during the time that he observed him. When the police arrived at FayeÕs Ceramics, Mr. Owens described the man he saw as approximately six feet tall and a little under two hundred pounds, wearing a green windbreaker, tan pants and round eyeglasses. A few minutes later, he was driven to a nearby location to identify the defendant, who had been stopped by police and fit the description Mr. Owens had given the police. The defendant was standing with several police officers on the side of the road. Mr. Owens immediately identified the defendant as the person he saw inside his residence. Mr. Owens testified that he did not get a Òreal goodÓ look at the personÕs facial features and identified the defendant based on his height, build and eyeglasses. Mr. Owens testified that the defendant entered his residence by crawling through an opening located above the back door. Because the business produced a great deal of white ceramic dust, the Owenses fashioned a vent with a fan to blow the dust out the opening. The opening was covered by a board on the outside, which could be opened to allow the air and dust -3- out. There was also a screen behind the board that covered the opening. On the inside of the building, the Owenses had used paneling to construct a tunnel from the opening to a fan. The tunnel was a few feet long. Mr. Owens testified that the board and screen covering the opening had been pried open. There was also a hole in the paneling where someone appeared to have jumped down from the tunnel to the floor below. Nothing was taken from the business during the break-in and the only damage was to the opening and tunnel. Officer Jason Shaw testified that he was on patrol in the area near FayeÕs Ceramics on the night of the break-in. Shortly after ten oÕclock p.m., Officer Shaw noticed a white car pull out of a parking lot a few blocks up from the direction he was driving his police car. The carÕs taillights were not on, and it pulled onto the street at a high rate of speed. Officer Shaw responded by accelerating to catch up with the car. As he was accelerating, the dispatcher radioed that there was a break-in in progress at FayeÕs Ceramics. Officer Shaw immediately radioed and informed the dispatcher that he was following a potential suspect. Officer Shaw then proceeded to pull the car over and order the driver to exit the car. The driver of the car was the defendant. He was wearing a grey jacket and light tan pants, which were covered with a light colored dust. He also had on round eyeglasses. While the defendant was being detained by Officer Shaw on the side of the road, another officer drove by with Mr. Owens. As the officer drove by, he shone a spotlight on the defendant to prevent him from seeing Mr. Owens inside the police car. Mr. Owen identified the defendant as the man who broke into his residence. Thereafter, the defendant was placed under arrest. A search of his car revealed a hammer and screwdriver under the driverÕs seat and a pair of brown work gloves beside the seat. The gloves were also covered with a light colored dust. The defendant gave an audio taped statement at the police station after his arrest. He denied breaking into the victimsÕ home. He told police officers that he had been playing golf earlier that day. He also claimed that he had car trouble and had worked on his car prior to being stopped by Officer Shaw. Officer John Ramsey testified that he responded to a call reporting a break-in at FayeÕs Ceramics. Upon arrival, he found signs of forced entry through the transom over the back door. The entrance to the back door was located in the alley behind the building. Officer Ramsey introduced photographs of the back door, which depicted the opening that had been forced open above the door. Covering the opening was a board that appeared to have been pried open. Officer Ramsey opined that the defendant climbed through the hole above the door and dropped down into the building on the other side. Another photograph depicted a concrete pillar approximately three and a half feet high that was located to the right of the back door. Officer Ramsey indicated that the defendant could have stood with one foot atop the pillar and hoisted himself up and into the opening. Officer Ramsey testified that he did not observe anything on the floor near the entryway inside the building. He also indicated that the board over the opening was not taken off completely but just pulled loose at the bottom of the opening so that a person could crawl under it. He could not tell what was used to pry the board loose and indicated that someone could have used their hands to do it. Officer Ramsey testified that he observed a light colored dust in the opening above the back door as well as throughout the -4- workshop area of the business. The dust was similar to the dust found on the defendantÕs clothing. After inspecting the Owens residence, Officer Ramsey drove Mr. Owens by the location where the defendant was being detained by Officer Shaw. The defendant was standing outside his car with several police officers. Officer Ramsey illuminated the defendant with his spotlight as they drove by, and Mr. Owens immediately identified the defendant as the man he saw inside his residence. Officer Ramsey also noticed that the defendant was covered with a light colored dust. The defendantÕs mother and an officer at the jail where the defendant was housed after his arrest testified for the defense. Officer Pemberton testified that a few weeks after the defendantÕs arrest, he transported the defendant to a doctor on at least two occasions. Officer Pemberton accompanied him into the examination room where he observed an open sore on the defendantÕs leg and abrasions on his feet. Officer Pemberton also observed that the defendant walked with a limp and favored one leg as a result of his injuries. The defendantÕs mother, Ruth Belcher, testified that the defendant was in a serious car accident exactly a month before his arrest. As a result of his injuries, his ability to walk was impaired during the time that he was arrested. Ms. Belcher also testified that the car the defendant was driving when he was arrested had peeling paint. She attempted to cover the peeling paint by spraying white spray paint on the car. The spray paint was not car paint, however, and would rub off if touched leaving a white dust on anything that came in contact with it. She verified the car also had some mechanical problems. Finally, Ms. Belcher indicated that she and defense counsel had taken measurements of the opening above the back door at FayeÕs Ceramics. It was seven feet from the ground to the bottom of the opening. The opening, which was shaped like the letter ÒT,Ó was fifteen inches tall, thirty-four inches wide at the top, and twenty-seven inches wide at the bottom. ANALYSIS The defendant challenges the sufficiency of the evidence to support his conviction for possession of burglary tools, a Class A misdemeanor. In addition, the defendant alleges that he was unfairly prejudiced by the admission of a taped statement containing a reference to his parole status at the time the instant offense was committed and is, therefore, entitled to a new trial. Sufficiency of Evidence The defendant asserts that there was no evidence to establish that he possessed tools with the intent to use them or allow them to be used to commit a burglary, which is an element of possession of burglary tools. We agree. When an accused challenges the sufficiency of the convicting evidence, the standard is whether, after reviewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt. Jackson v. Virginia, 443 U.S. 307, 319, 61 L. Ed. 2d 560, -5- 99 S. Ct. 2781 (1979). On appeal, the State is entitled to the strongest legitimate view of the evidence and all reasonable inferences therefrom. State v. Cabbage, 571 S.W.2d 832, 835 (Tenn. 1978). Because a verdict of guilt removes the presumption of innocence and replaces it with a presumption of guilt, the accused has the burden in this Court of illustrating why the evidence is insufficient to support the verdict returned by the trier of fact. State v. Tuggle, 639 S.W.2d 913, 914 (Tenn. 1982); State v. Grace, 493 S.W.2d 474, 476 (Tenn. 1973). Questions concerning the credibility of witnesses, the weight and value to be given the evidence, as well as all factual issues raised by the evidence, are resolved by the trier of fact, not this Court. State v. Pappas, 754 S.W.2d 620, 623 (Tenn. Crim. App. 1987). Nor may this Court reweigh or reevaluate the evidence. Cabbage, 571 S.W.2d at 835. A jury verdict approved by the trial judge accredits the State's witnesses and resolves all conflicts in favor of the State. Grace, 493 S.W.2d at 476. The indictment in the instant case alleges that the defendant committed Òthe offense of possession of burglary tools by knowingly possessing a screwdriver and a hammer with the intent to use it or allow it to be used to commit burglary . . . .Ó Tennessee Code Annotated section 39-14-701 provides that Ò[a] person who possesses any tool, machine or implement with intent to use the same, or allow the same to be used, to commit any burglary, commits a Class A misdemeanor.Ó The evidence viewed in the light most favorable to the State established that the defendant forcibly entered the victimsÕ residence/business by crawling through an opening directly over the back door. The opening was seven feet from the ground and covered by a board. The proof established that the defendant would have had to stand with one foot on top of a three and one half foot concrete post located about two feet to the right of the opening and pry the board open. There was a screen behind the board, which was also torn open. Thereafter, the defendant would have had to hoist himself up and into the opening and then drop down into the building. In addition, the evidence established that the defendant was apprehended in his car a few miles from the victimÕs business/residence. An inventory search of the car revealed that there was a hammer, a screwdriver, and a pair of gloves beside the seat. The State asserts that the aforementioned evidence was sufficient to support the defendantÕs conviction for possession of burglary tools. Specifically, the State maintains that the jury could clearly infer from such facts that the defendant Òwore the gloves and used the hammer and screwdriver to pry open the boarded vent, tear through the wire screen and enter the [victimsÕ] habitation.Ó We disagree. We first note that the gloves may not be used to establish the crime because they were not alleged in the indictment; therefore, the defendant was not provided his constitutional right to notice that he would be required to defend the charge based upon his possession of the gloves. Thus, the defendantÕs conviction must be supported by evidence that the screwdriver and/or hammer were burglary tools. We acknowledge that the jury could have reasonably inferred that the defendant Òused the hammer and screwdriver to pry open the boarded vent, tear through the wire screen and enter the [victimsÕ] habitationÓ based upon the evidence cited by the State. However, the record contains other evidence not cited by the State that established that the defendant did not use the hammer or the screwdriver to gain entry to the victimÕs home. To begin with, the tools were -6- recovered from the defendantÕs car, not his person. The evidence established that the defendantÕs car was parked in a parking lot around the corner of the building during the burglary and that he had to run down an alley past two other businesses in order to get to his car. The victim testified that he observed the defendant in a well-lighted room for four to five minutes and described what he was wearing and his approximate height and weight. In addition, the victim testified that the defendant did not have anything in his hands during this time. According to the victim, the defendant escaped from the building through the back door. In order to open the door, the defendant had to first remove a pipe fashioned across the doorÕs opening and then unlock two deadbolts. After he exited, the victim followed the defendant as he ran down the alley around the corner to his car and watched as he drove away. The defendant did not stop and pick up anything from the ground on his way to the car. The investigating police officer, Officer Ramsey, testified that he could not tell by examining the board and screen what was used to pry them open. He further testified that it was possible that the intruder ripped them open with his hands. Finally, there was no other evidence presented to suggest that the tools were used to pry open the board and rip the screen. We conclude that there is insufficient evidence to establish that the defendant possessed the screwdriver and hammer with intent to use them to commit burglary. Based upon all the evidence contained in the record, viewed in the light most favorable to the State, the defendant did not use the screwdriver or hammer to forcibly enter the victimsÕ home. To the contrary, the evidence indicates that the tools were in the defendantÕs car during the burglary. Furthermore, a screwdriver and hammer are innocent tools in and of themselves. Therefore, possession of them by a burglar without more is not sufficient to establish that they are burglary tools. See State v. Cox, 644 S.W.2d 692 (Tenn. Crim. App. 1982) (finding evidence sufficient where defendantÕs accomplice had two screwdrivers and a pair of pliers in his pocket and a tire iron was found on ground near the defendant); State v. Rice, 973 S.W.2d 639 (Tenn. Crim. App. 1997) (finding sufficient evidence where defendant had a pair of pliers, a screwdriver and a flashlight on his person and admitted that he had the tools with him so that he could steal a headlight); State v. Morgan, 929 S.W.2d 380 (Tenn. Crim. App. 1996) (finding sufficient evidence where three flashlights, three pairs of wire cutters, two pairs of pliers, one screwdriver, three tire tools and various other tools were found in defendantÕs car and evidence introduced that paint on one of opaque tire tools matched paint from door that was forcibly opened during a recent burglary). Because there is no evidence from which a jury could reasonably find that the defendant used the tools to commit the burglary of the victimsÕ home nor other evidence that the defendant had the otherwise innocuous tools in his car with the intent to commit burglary, the defendantÕs conviction for possession of burglary tools must be reversed and dismissed. Erroneous Admission of Prejudicial Information The defendant alleges that he was unfairly prejudiced by the admission of a taped statement that contained information about his parole status. At the time of his arrest, the defendant was on probation/parole for an offense he committed in Florida. He told investigators about his probation status during the taped interview conducted after his arrest. The audiotape of -7- this interview was admitted as evidence at trial, played to the jury, and made available to the jury during their deliberations. According to the record, the State and the defendant believed that all references to the defendantÕs prior criminal history had been redacted from the tape before it was played to the jury. However, the question ÒDoes your probation officer know youÕre up here?Ó remained on the audio taped statement. The defendant requested a mistrial after the tape was played, which was denied by the trial court. According to the record, the quality of the tape was poor. As a result, it was very difficult to discern what was being said. Although the defense attorney heard the challenged statement, neither the trial judge nor the prosecutor heard the statement. In denying the defendantÕs motion for a mistrial, the trial judge found that the jury did not hear the statement, pointing out that he did not hear it and he was positioned closer to the tape than the jury. Assuming that the jury did not hear the challenged statement, the trial court found that it would be better to Òleave it aloneÓ rather than instruct the jury on it. The trial court instructed the State to redact the challenged portion of the tape before it was submitted to the jury for deliberation. The trial court further assumed that if any of the jurors heard the statement when it was played at trial, he or she would know why it had been removed and disregard the statement during their deliberation of the defendantÕs guilt. Both parties agree that information about the defendantÕs probation or parole status in Florida was erroneously admitted. However, violation of an evidentiary rule does not necessarily mandate reversal of the case but is subject to harmless error analysis. State v. Martin, 964 S.W.2d 564, 568 (Tenn. 1998). Therefore, such error does not require reversal unless it Òaffirmatively appear(s) to have affected the result of the trial on the merits.Ó Tenn. R. Crim. P. 52(a). Based upon our review of the record, we conclude that the prejudicial effect of the evidence that the defendant was on probation in Florida was slight. First, it is highly unlikely that any of jurors heard the statement. Neither the trial judge nor the prosecutor heard the statement when the tape was played at the trial. It was only after the tape was played in chambers that the trial judge and prosecutor were able to discern the obscure reference to the defendantÕs probation status on the tape. Furthermore, the statement was redacted prior to being submitted to the jury for deliberation. We, therefore, conclude that the reference to the defendantÕs probation status was not prejudicial considering the circumstances surrounding its admission and the overwhelming evidence of the defendantÕs guilt. This issue is without merit. CONCLUSION For the foregoing reasons, the defendantÕs conviction for possession of burglary tools is reversed and dismissed. The aggravated burglary conviction is affirmed. ___________________________________ JOHN EVERETT WILLIAMS, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT NASHVILLE Assigned on Briefs September 19, 2001 STATE OF TENNESSEE v. ANNETTA BELL Appeal from the Circuit Court for Williamson County No. I-13-100 Donald P. Harris, Judge No. M2001-00771ÐCCA-R3-CD - Filed February 15, 2002 The defendant, Annetta Bell, was convicted after a bench trial of theft of property having a value less than $500.00. The trial court imposed a sentence of 11 months and 29 days. All but six months was suspended. In this appeal as of right, the defendant contends that the evidence was insufficient to support her conviction. Tenn. R. App. P. 3; Judgment of the Trial Court Affirmed GARY R. WADE, P.J., delivered the opinion of the court, in which DAVID G. HAYES and JERRY L. SMITH, JJ., joined. James O. Martin, III (on appeal), and George J. Duzane (at trial), Nashville, Tennessee, for the appellant, Annetta Bell. Paul G. Summers, Attorney General & Reporter; Elizabeth B. Marney, Assistant Attorney General; and Sharon Guffey, Assistant District Attorney General, for the appellee, State of Tennessee. OPINION At approximately 8:00 P.M. October 14, 1999, Tokeisha Morton, the manager on duty at the Lady Foot Locker store located at the Cool Springs Galleria Mall in Williamson County, observed the defendant enter her store carrying a Dillard's shopping bag. While Ms. Morton waited on another customer at the cash register, she observed the defendant pick up one jacket with her right hand while she took a second jacket, a Navy blue and yellow windbreaker with a retail value of $65.00 and on sale for $39.99, with her left hand. She suspected that the defendant placed the second jacket in her Dillard's bag. According to Ms. Morton, the defendant then selected a tee shirt, paid for it, and left the store. Ms. Morton then called mall security and provided a description of the defendant. Shortly thereafter, security returned the call, informing Ms. Morton that they had found the defendant at Finish Line, another store in the mall. -2- Ms. Morton, accompanied by Lt. Debbie James of the Cool Springs Galleria security detail, confronted the defendant and asked to look in her bag. The defendant said, "Why? I don't have to steal anything. We can go back to the store." She then opened and closed the bag very quickly. Ms. Morton observed the missing jacket. The defendant initially walked in the direction of the Lady Foot Locker and then, according to Ms. Morton, "[took] off in the opposite [direction] and head[ed] closer to Proffitt's." As the defendant walked toward the steps, she called, "Let's go, let's go," to three children, estimated to be between 10 and 12 years of age, who were with her. According to Ms. Morton, the defendant ran out the lower level of Proffitt's. The three children stayed behind with Ms. Morton and mall security as the defendant fled. Ms. Morton did not immediately follow the defendant. Because it was nearing closing time for the mall, they walked outside expecting the defendant to return for the children. Ms. Morton saw the defendant in the passenger's seat of a white Acura. Someone else was driving the vehicle. The police pursued the vehicle "up a hill and all the way round the mall" before the stop could be accomplished. Security cameras were located throughout the mall. A video tape showing the confrontation Ms. Morton and Lt. James had with the defendant was shown to the jury. Troy Word, age 13 at the time of trial, was a defense witness. He testified that he went to the mall with his cousin Anthony, the defendant, and the defendant's son Michael. He recalled that he and his two friends had separated from the defendant just before she entered the Lady Foot Locker but had reconvened just before Ms. Morton approached the defendant. He testified that the defendant opened the bag when requested to do so by Ms. Morton and said, "I ain't got to steal," before walking quickly away. Word testified that he was unable to see what was inside the bag. Michael Bell, the defendant's son, testified that the defendant, after being confronted by Ms. Morton, denied stealing anything. He recalled his mother saying, "I don't know why they are following me," and then asking, "Why are you all harassing me?" Michael Bell claimed that after the bag had been inspected, the security guard told them that it was okay to leave. The defendant's twin sister, Anita Ann Bell, drove to the police station to pick up the defendant. Anita Bell, who admitted that she had been convicted of shoplifting on two prior occasions, claimed that the police returned two bags, one containing a white shirt and another containing a blue shirt. In her challenge to the sufficiency of the evidence, the defendant claims that the testimony of Ms. Morton was inconsistent. She contends that Ms. Morton's assertion that she knew the merchandise had been taken and that she had seen the jacket through the bag was not credible. She asserts that Ms. Morton suspected something had been taken only because she noticed an empty hanger with a sales tag at the time she left the store. The defendant argues that Ms. Morton changed her testimony when she asserted on rebuttal that she had actually seen the defendant place the jacket into the shopping bag. -3- On appeal, of course, the state is entitled to the strongest legitimate view of the evidence and all reasonable inferences which might be drawn therefrom. State v. Cabbage, 571 S.W.2d 832, 835 (Tenn. 1978). The credibility of the witnesses, the weight to be given their testimony, and the reconciliation of conflicts in the proof are matters entrusted to the jury as the trier of fact. Byrge v. State, 575 S.W.2d 292, 295 (Tenn. Crim. App. 1978). When the sufficiency of the evidence is challenged, the relevant question is whether, after reviewing the evidence in the light most favorable to the state, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt. Tenn. R. App. P. 13(e); State v. Williams, 657 S.W.2d 405, 410 (Tenn. 1983). Questions concerning the credibility of the witnesses, the weight and value of the evidence, as well as all factual issues raised by the evidence are resolved by the trier of fact. Liakas v. State, 199 Tenn. 298, 286 S.W.2d 856, 859 (1956). Because a verdict of guilt against a defendant removes the presumption of innocence and raises a presumption of guilt, the convicted criminal defendant bears the burden of showing that the evidence was legally insufficient to sustain a guilty verdict. State v. Evans, 838 S.W.2d 185, 191 (Tenn. 1992). Tennessee Code Annotated section 39-14-103 defines theft of property as occurring "if, with intent to deprive the owner of property, the person knowingly obtains or exercises control over the property without the owner's effective consent." In this bench trial, the trial judge accredited the testimony of Ms. Morton, the manager on duty at the Lady Foot Locker. While the testimony of Ms. Morton was, in fact, equivocal in regard to whether she actually saw the defendant place the jacket in the Dillard's bag, she unequivocally asserted that she had seen the stolen jacket in the bag minutes after the theft. Possession of recently stolen property implies participation in the theft. Barnes v. United States, 412 U.S. 837, 846-48 (1973). That the defendant fled from the scene, leaving the three young men in her charge, also allows an inference of guilt. State v. Zagorski, 701 S.W.2d 808, 313 (Tenn. 1985). In our view, a rational trier of fact could have found the essential elements of the crime. Accordingly, the judgment is affirmed. ___________________________________ GARY R. WADE, PRESIDING JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT KNOXVILLE February 26, 2002 Session STATE OF TENNESSEE v. CHRISTOPHER GLENN BELL Direct Appeal from the Criminal Court for Anderson County No. 91CR0406 James B. Scott, Judge No. E2001-01243-CCA-R3-CD April 17, 2002 In 1992, pursuant to a plea agreement, the Defendant pleaded guilty to possession with intent to sell a Schedule I controlled substance, received an eight-year sentence, and was granted full probation. In 1998, the trial court revoked the DefendantÕs probation and ordered the Defendant to serve the eight-year sentence in the Tennessee Department of Correction. The Tennessee Department of Correction subsequently placed the Defendant in the special alternative incarceration unit program, and upon the DefendantÕs successful completion of the boot camp program, released the Defendant on supervision. A warrant was issued on September 6, 2000, alleging that the Defendant had violated the terms of his release. The trial court revoked the DefendantÕs release and ordered the Defendant to serve the remainder of his sentence in the Tennessee Department of Correction. The Defendant now appeals, arguing that because more than eight calendar years had passed from the date of his original sentence on July 10, 1992 to the date of the violation of probation warrant that was filed on September 6, 2000, the original eight-year probated sentence had expired. We conclude that because the service of the DefendantÕs eight-year sentence began on April 3, 1998, when his probation was revoked and he was ordered to serve the sentence, the sentence had not expired, and the September 6 warrant was thus timely. Therefore, we affirm the judgment of the trial court. Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Criminal Court Affirmed ROBERT W. WEDEMEYER, J., delivered the opinion of the court, in which JERRY L. SMITH and JAMES CURWOOD WITT, JR., JJ, joined. Billy P. Sams, Oak Ridge, Tennessee, for the Appellant, Christopher Glenn Bell. Paul G. Summers, Attorney General and Reporter; Mark A. Fulks, Assistant Attorney General; James N. Ramsey, District Attorney General; and Janice G. Hicks, Assistant District Attorney General, for the Appellee, State of Tennessee. OPINION I. Facts -2- On April 27, 1992, the Defendant pleaded guilty to possession with intent to sell lysergic acid diethylamide (LSD). Pursuant to a plea agreement, the Defendant received an eight-year sentence, and the State dismissed two other felony drug charges against the Defendant. Judgment was entered against the Defendant on July 10, 1992, imposing an eight-year probated sentence. Over the next six years, four warrants were issued against the Defendant alleging that he had violated the terms of his probation. The first three warrants, which were filed on July 6, 1993, April 15, 1996, and September 9, 1997, respectively, alleged that the Defendant had failed to report to his probation officer and had failed to pay his probation fees in a timely fashion. The trial court disposed of each of the first three probation violation warrants by allowing the Defendant to remain on probation, although the 1996 warrant resulted in the Defendant serving sixty days in jail prior to returning to probation, and the 1997 warrant resulted in the DefendantÕs transfer to intensive probation. Subsequently, a fourth warrant against the Defendant was issued alleging that the Defendant had failed to report, had failed to pay probation fees, and had tested positive for marijuana use. The Defendant admitted that these allegations were true, and on April 3, 1998, the trial court ordered the Defendant to serve his original eight-year sentence in the Tennessee Department of Correction. On November 5, 1998, the Defendant successfully completed the special alternative incarceration program, commonly referred to as Òboot campÓ in the Tennessee Department of Correction and was again released on probation. Less than two years later, on September 5, 2000, yet another violation of probation warrant was issued against the Defendant alleging that he had twice refused drug screens and was behind on community service work. On May 15, 2001, the trial court entered an ÒAMENDED JUDGMENTÓ against the Defendant revoking the DefendantÕs probation and ordering the Defendant to serve his eight-year sentence in the Tennessee Department of Correction. In this appeal, the Defendant alleges that on September 5, 2000, the trial court was without jurisdiction to order the Defendant to serve the eight-year sentence in confinement because more than eight calendar years had passed since July 10, 1992, the date the eight-year probative sentence was entered. We respectfully disagree and affirm the judgment of the trial court. II. Analysis As the State points out in its brief, when probation is revoked, Òthe original judgment so rendered by the trial judge shall be in full force and effect from the date of the revocation of such suspension . . . .Ó Tenn. Code Ann. ¤ 40-35-310. In the present case, the Òdate of the revocation of such suspensionÓ is April 3, 1998, when the trial court revoked the DefendantÕs probation pursuant to the fourth violation of probation warrant issued against the Defendant. Id. The Defendant began serving the eight-year sentence in the Tennessee Department of Correction on April 3, 1998. Logically, the expiration date of the DefendantÕs sentence would therefore be April 3, 2006. Pursuant to Tennessee Code Annotated ¤ 40-20-201, the Tennessee Department of Correction is authorized to utilize a Òspecial alternative incarceration unit.Ó It may then release defendants on ÒsupervisionÓ if the defendants successfully complete the Òboot campÓ program. -3- Tenn. Code Ann. ¤ 40-20-206. Trial courts are authorized to revoke a defendantÕs release if the defendant fails to comply with the terms and conditions of the release. Id. On September 5, 2000, when the warrant was issued alleging that the Defendant had failed to comply with the terms and conditions of his release on supervision following his successful completion of the Òboot campÓ program, more than five years remained of the DefendantÕs eight-year sentence that went into affect on April 3, 1998. Additionally, the Defendant clearly had not completed eight years of probation between July 10, 1992 and September 5, 2000. Even if the Defendant is deemed to have been serving his probated sentence (while not incarcerated), the period of time from July 10, 1992 to April 3, 1998 (less sixty days of incarceration in 1996), plus the period of time from November 5, 1998 to September 5, 2000, does not total eight calendar years. The State asserts in its brief that the DefendantÕs sentence was in full force and effect when he violated the terms of his supervised release following Òboot campÓ and when the trial court subsequently revoked probation. We agree. Accordingly, the judgment of the criminal court is AFFIRMED. ___________________________________ ROBERT W. WEDEMEYER, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT JACKSON Assigned on Briefs February 5, 2002 DALE WESLEY BELL v. STATE OF TENNESSEE Direct Appeal from the Circuit Court for McNairy County No. 1189 Jon Kerry Blackwood, Judge No. W2001-02509-CCA-R3-PC - Filed April 4, 2002 The Appellant, Dale Wesley Bell, appeals from the dismissal of his petition for post-conviction relief. In 1999, Bell pled guilty to nine counts of aggravated burglary and one count of theft in excess of $10,000. Bell, a Range III Persistent Offender, received an effective fifteen-year sentence to be served in the Department of Correction. On appeal, Bell challenges the validity of his guilty plea upon grounds of: (1) voluntariness and (2) ineffective assistance of counsel. After review, we affirm the judgment of the McNairy County Circuit Court dismissing the petition. Tenn. R. App. P. 3; Judgment of the Circuit Court Affirmed. DAVID G. HAYES, J., delivered the opinion of the court, in which DAVID H. WELLES and ROBERT W. WEDEMEYER, JJ., joined. William Ken Seaton, Selmer, Tennessee, for the Appellant, Dale Wesley Bell. Paul G. Summers, Attorney General and Reporter; Michael Moore, Solicitor General; Braden H. Boucek, Assistant Attorney General; Elizabeth T. Rice, District Attorney General; and Jerry W. Norwood, Assistant District Attorney General, for the Appellee, State of Tennessee. OPINION Factual Background Following a series of residential burglaries in McNairy County in December of 1998, the Appellant was eventually apprehended and charged with sixteen offenses: eleven counts of aggravated burglary, class D felony theft, class C felony theft, evading arrest, possession of a Schedule III controlled substance, and possession of a Schedule IV controlled substance. On two separate occasions, the Appellant was able to elude law enforcement officers in multi-county pursuits, after sheriffÕs department deputies were dispatched to investigate reports of a suspicious -2- person at two residences in the county. The Appellant was identified on both occasions as the driver of the stolen vehicles, before the vehicles were wrecked in the chase and abandoned. Following abandonment of the wrecked vehicle in the second chase, the Appellant was captured after attempting escape in another stolen vehicle. During an inventory of the first wrecked vehicle, items taken during four aggravated burglaries were found. Inventory of the second wrecked vehicle again revealed items taken during additional burglaries. In view of the AppellantÕs indigency status, the public defenderÕs office was appointed to represent the Appellant. On the scheduled morning of trial, the Appellant requested discharge of his appointed counsel. This request was granted and the Appellant was permitted to proceed pro se. After the jury was selected, the Appellant, following plea negotiations, entered guilty pleas to nine counts of aggravated burglary and one count of class C felony theft, and received, under the terms of the plea agreement, an effective fifteen-year sentence. ANALYSIS In order to succeed on a post-conviction claim, the Appellant bears the burden of showing by clear and convincing evidence, the allegations set forth in his petition. Tenn. Code Ann. ¤ 40-30- 210(f) (1997). The AppellantÕs claim of involuntariness of his guilty plea, as set forth in his petition, stems from the following allegations: (1) the trial courtÕs unwillingness to grant a continuance; (2) the trial courtÕs statements to the defendant regarding the potential sentence he would receive should he be convicted; and (3) the attorney who represented the defendant prior to the defendant being allowed to represent himself, provided ineffective assistance of counsel prior to the trial. In sum, the Appellant contends that based upon trial counselÕs deficient pre-trial representation, he felt compelled to request discharge of counsel and after being advised by the trial court of the potential sentence he would receive and because the trial court denied a continuance, he was forced to enter guilty pleas because he felt Òhelpless.Ó We, in turn, examine the AppellantÕs issue of failure to grant a continuance, the trial courtÕs alleged statements regarding potential sentence, and ineffective assistance of counsel. In evaluating the knowing and voluntary nature of a guilty plea, the United States Supreme Court held, "[t]he standard was and remains whether the plea represents a voluntary and intelligent choice among the alternative courses of action open to the defendant ." North Carolina v. Alford, 400 U.S. 25, 31, 91 S.Ct. 160, 164 (1970). In making this determination, the reviewing court must look to the totality of the circumstances. State v. Turner, 919 S.W.2d 346, 353 (Tenn. Crim. App. 1995); see also Chamberlain v. State, 815 S.W.2d 534, 542 (Tenn. Crim. App. 1990). Indeed, a "court charged with determining whether . . . pleas were 'voluntary' and 'intelligent' must look to -3- various circumstantial factors, such as the relative intelligence of the defendant; the degree of his familiarity with criminal proceedings; whether he was represented by competent counsel and had the opportunity to confer with counsel about the options available to him; the extent of advice from counsel and the court concerning the charges against him; and the reasons for his decision to plead guilty, including a desire to avoid a greater penalty that might result from a jury trial." Blankenship v. State, 858 S.W.2d 897, 904 (Tenn. 1993). I. Refusal to Grant a Continuance The Appellant argues that his plea was involuntarily entered because the trial court refused to grant a continuance after the Appellant discharged his attorney and new counsel was not appointed, thereby requiring the Appellant to proceed pro se. Specifically, he contends that his state of mind was such that he Òfelt helplessÓ after being forced to represent himself. It is well-established that the decision whether to grant a continuance rests within the sound discretion of the trial court. State v. Hines, 919 S.W.2d 573, 579 (Tenn. 1995), reh'g denied, No. 01-S-01-9303-CC-00052 (Tenn. at Nashville, Mar. 11, 1996), cert. denied, 519 U.S. 847, 117 S.Ct. 133 (1996). Moreover, the denial of a continuance will not be disturbed unless it appears that the trial court abused its discretion and prejudice resulted to the accused as a direct result of the court's denial. Id. Additionally, in order to trigger post-conviction relief, the denial of a motion for continuance must implicate a constitutional right. Harris v. State, 947 S.W.2d 156, 174 (Tenn. Crim. App. 1996), perm. to appeal denied (Tenn. 1997). ÒThus, the petitioner must demonstrate, first, that the court abused its discretion and, second, that its action rendered the proceeding fundamentally unfair." Id. (citation omitted). Rarely does a grant or refusal of a continuance reach constitutional proportions. Id. (citing Knighton v. Maggio, 740 F.2d 1344, 1351 (5 th Cir.), cert. denied, 469 U.S. 924, 105 S.Ct. 306 (1984)). We are not persuaded by the facts presented that the denial of AppellantÕs request for a continuance implicates a constitutional right. Unless an Appellant can show that his substantial rights were prejudiced by reason of the denial of his request for continuance, the appellate court will conclude that there was no abuse of discretion by the trial court in denying the request. In this case, the Appellant was declared indigent, and the public defenderÕs office was appointed to represent him. After conflicts arose between the Appellant and his attorney, the Appellant, on the day of trial, requested that his attorney be discharged and another lawyer be appointed to represent him. The trial court refused to discharge the AppellantÕs attorney. The Appellant then requested to represent himself. The trial court, after advising the Appellant of the dangers of self-representation, granted this request, but refused to allow a continuance of the case. Both the United States and Tennessee Constitutions guarantee an indigent criminal defendant the right to assistance of appointed counsel at trial. See U.S. Const. amend. VI; Tenn. Const. art. I, ¤ 9. The right of an accused to assistance of counsel, however, does not include the right to appointment of counsel of choice, or to special rapport, confidence, or even a meaningful relationship with appointed -4- counsel. See Morris v. Slappy, 461 U.S. 1, 13-14, 103 S. Ct. 1610, 1617-18 (1983). The essential aim of the Sixth Amendment is to guarantee an effective advocate, not counsel preferred by the defendant. See Wheat v. United States, 486 U.S. 153, 159, 108 S. Ct. 1692, 1697 (1988). Ordinarily, waiver of the right to counsel must be voluntary, knowing, and intelligent. See Johnson v. Zerbst, 304 U.S. 458, 464-65, 58 S. Ct. 1019, 1023 (1938). Typically, such a waiver occurs only after the trial judge advises a defendant of the dangers and disadvantages of self-representation and determines that the defendant "knows what he is doing and his choice is made with eyes open." Adams v. United States ex rel. McCann, 317 U.S. 269, 279, 63 S. Ct. 236, 242 (1942). Many courts, however, have recognized that the right to counsel is not a license to abuse the dignity of the court or to frustrate orderly proceedings. Accordingly, several courts have acknowledged that, like other constitutional rights, the right to counsel can be implicitly waived or forfeited if a defendant manipulates, abuses, or utilizes the right to delay or disrupt a trial. State v. Carruthers, 35 S.W.3d 516, 546-47 (Tenn. 2000) (some citations omitted). With these criteria considered, we find that the Appellant has not shown that his substantial rights were prejudiced by reason of the denial of his request for continuance. The trial court found that the Appellant was Òplaying the systemÓ by firing his attorney and requesting a continuance. Also, the Appellant testified at the guilty plea hearing that he was not ÒforcedÓ to represent himself. He has failed to identify any prejudice affecting his conviction or sentence, which he authored. Accordingly, we conclude that the post-conviction court did not abuse its discretion in denying the AppellantÕs motion for a continuance. II. Sentencing Information The Appellant contends that his Òstate of mind was such that he could not make a voluntary, knowing, and intelligent decision with regard to his guilty pleaÓ based upon Òthe trial courtÕs statements to the [Appellant] regarding the potential sentence he would receive.Ó At the post-conviction hearing, the Appellant testified that, Judge Blackwood advised me that if I proceeded to trial that morning, I was facing upwards of 150 years, and that it might not be the CourtÕs position to impose a 150-year sentence on it, but it would be the CourtÕs position to run consecutive sentences if I was found guilty that morning of trial. By this statement, the Appellant asserts that Òthe Court was trying to encourage him to plead guilty.Ó We conclude that the record establishes that the Appellant's plea of guilty was entered voluntarily and knowingly and with full awareness of his constitutional rights. The transcript of the guilty plea hearing reveals that the trial court questioned the Appellant extensively as to whether his -5- plea was made with knowledge and understanding. Additionally, the transcript of the hearing establishes that the trial court informed the Appellant of Òthe minimum and maximum punishment for these offenses.Ó Moreover, the Appellant indicated to the trial court that it was his Òdesire to pursue a negotiated settlement of the case.Ó Thus, the record supports the post-conviction court's conclusion that the Appellant's guilty plea was entered into voluntarily and knowingly. Therefore, this issue is without merit. III. Ineffective assistance of counsel Once a guilty plea has been entered, effectiveness of counsel is relevant only to the extent that it affects the voluntariness of the plea. In this respect, such claims of ineffective assistance necessarily implicate the principle that guilty pleas be voluntarily and intelligently made. Hill v. Lockhart, 474 U.S. 52, 56,106 S.Ct. 366, 369 (1985) (citing North Carolina v. Alford, 400 U.S. at 31, 91 S.Ct. at 164). To succeed in a challenge for ineffective assistance of counsel, the Appellant must demonstrate that counselÕs representation fell below the range of competence demanded of attorneys in criminal cases. Baxter v. Rose, 523 S.W.2d 930, 936 (Tenn. 1975). Under Strickland v. Washington, 466 U.S. 668, 687, 104 S. Ct. 2052, 2064 (1984), the Appellant must establish (1) deficient representation and (2) prejudice resulting from the deficiency. In the context of a guilty plea, to satisfy the second prong of Strickland, the Appellant must show that Òthere is a reasonable probability that, but for counselÕs errors, he would not have pleaded guilty and would have insisted on going to trial.Ó Hill v. Lockhart, 474 U.S. at 59, 106 S. Ct. at 370; Walton v. State, 966 S.W.2d 54, 55 (Tenn. Crim. App. 1997). The issues of deficient performance by counsel and possible prejudice to the defense are mixed questions of law and fact. State v. Burns, 6 S.W.3d 453, 461 (Tenn. 1999). ÒA trial courtÕs findings of fact underlying a claim of ineffective assistance of counsel are reviewed on appeal under a de novo standard, accompanied with a presumption that those findings are correct unless the preponderance of the evidence is otherwise.Ó Fields v. State, 40 S.W.3d 450, 458 (Tenn. 2001) (citing Tenn. R. App. P. 13(d)); Henley v. State, 960 S.W.2d 572, 578 (Tenn. 1997). However, conclusions of law are reviewed under a purely de novo standard, with no presumption of correctness. Fields, 40 S.W.3d at 458. In his brief, the Appellant focuses on two areas of ineffectiveness: (1) trial counselÕs failure to adequately address the issues related to the credibility of key state witnesses, and (2) trial counselÕs Òaggressive efforts to convince the defendant to plead guilty.Ó In the present case, the post-conviction court concluded that the Appellant received the competent assistance of counsel, and consequently, entered his plea knowingly and voluntarily. The proof does not preponderate against these findings. As stated earlier, at the guilty plea hearing, the Appellant indicated to the trial court that it was his Òdesire to pursue a negotiated settlement of the caseÓ without the assistance of counsel. The 1 The Assistant District Attorney stated that, there were certain counts that he didnÕt want to plead guilty to on account of there was some evidence involved in some pending cases in the other courts. . . . [I]t was just like talking to another attorney. . . . I mean, he knew what he wanted done, and with some reluctance, the State dismissed the charges that he was insisting on. -6- Appellant later testified that he was not Òforced to represent himself.Ó At the post-conviction hearing, trial counsel testified that he did not pressure the Appellant to enter into a plea. Furthermore, the Assistant District Attorney noted that the Appellant was Òdoing good negotiations.Ó1 As observed by the AppellantÕs sentencing classification as a career offender, he is no novice to the criminal justice system. The AppellantÕs criminal history reflects sixteen prior felony convictions beginning in 1979 and spanning three states. Moreover, the terms of the guilty plea were favorable to the Appellant. The Appellant was indicted on sixteen offenses, and received only an effective fifteen-year sentence. Regarding the witness credibility issue, trial counsel testified that he had a tape player in his office, and therefore, if the Appellant wanted to listen to the tapes, then there would have been no Òproblem with getting him the tapes or letting him listen to them.Ó Accordingly, we find that the Appellant has not proven by clear and convincing evidence that trial counselÕs performance was not within the range of competence demanded of attorneys in criminal cases. The Appellant certainly has provided no evidence that Òbut for counselÕs errors, he would not have pleaded guilty and would have insisted on going to trial.Ó In sum, the Appellant has failed to show ineffective assistance of counsel. For the foregoing reasons, we deny post-conviction relief and affirm the judgment of the Circuit Court of McNairy County. CONCLUSION Based upon the foregoing, we find that the post-conviction court did not err in ruling that the AppellantÕs plea was knowingly, intelligently, and voluntarily entered or that he received the effective assistance of counsel. Accordingly, the judgment of the post-conviction court is affirmed. ___________________________________ DAVID G. HAYES, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT KNOXVILLE Assigned on Briefs March 19, 2002 WILLIAM BRIAN BELSER v. STATE OF TENNESSEE Appeal from the Criminal Court for Knox County No. 70981 Ray L. Jenkins, Judge No. E2001-01541-CCA-R3-CD July 9, 2002 The petitioner, William Brian Belser, appeals the trial courtÕs denial of his petition for post-conviction relief. In this appeal, the petitioner asserts that he was denied the effective assistance of counsel at trial. The judgment of the trial court is affirmed. Tenn. R. App. P. 3; Judgment of the Trial Court Affirmed GARY R. WADE, P.J., delivered the opinion of the court, in which DAVID H. WELLES and ROBERT W. WEDEMEYER, JJ., joined. Albert J. Newman, Jr., Knoxville, Tennessee, for the appellant, William Brian Belser. Paul G. Summers, Attorney General & Reporter; Jennifer L. Bledsoe, Assistant Attorney General; and Robert L. Jolley, Assistant District Attorney General, for the appellee, the State of Tennessee. OPINION The petitioner was convicted of second degree murder for the 1993 shooting death of Brian Shaver. Because the trial court failed to instruct the jury on the lesser included offense of voluntary manslaughter, this court reversed the petitionerÕs conviction and remanded the cause for a new trial. See State v. Belser, 945 S.W.2d 776 (Tenn. Crim. App. 1996). On retrial, the petitioner was again convicted of second degree murder and was sentenced to a term of 25 years. The conviction and sentence were affirmed by this court. See State v. William Brian Belser, No. 03C01-9803-CR-00110 (Tenn. Crim. App., at Knoxville, Feb. 25, 1999). The petitioner then filed a timely petition for post-conviction relief alleging that his trial counsel was ineffective for advising him against testifying on his own behalf; failing to adequately consult with him prior to trial; failing to call Angela Barbeau, who had testified at the first trial, as a witness in the second trial; and failing to effectively cross-examine witnesses for the state. At the evidentiary hearing, the petitioner testified that his trial counsel, Thomas Slaughter, consulted with him for only seven hours prior to trial. The petitioner explained that prior to his -2- second trial, he was incarcerated in a federal penitentiary in Atlanta. According to the petitioner, his trial counsel visited him once in Atlanta for approximately two hours. After the petitioner was transferred to Knoxville for trial, trial counsel visited him twice for a total of four or five hours. The petitioner also claimed that, while he expected to testify on his own behalf as he had at the first trial, his trial counsel advised him against testifying. According to the petitioner, trial counsel believed that the state, at the close of its proof, had failed to demonstrate the petitionerÕs guilt beyond a reasonable doubt and that the best course of action would be to present no proof. The petitioner stated that he agreed with his trial counselÕs assessment of the case at that point, explaining that they both believed that the state had, at most, established a voluntary manslaughter. The petitioner recalled that his trial counsel informed him that if he chose to testify, he could be impeached with the prior inconsistent statements he gave to police after his arrest, his testimony at the first trial, and the two felony convictions he had received since the first trial. The petitioner stated that while he wanted to testify, he left the decision up to his trial counsel. Finally, the petitioner claimed that his trial counsel was ineffective for failing to cross-examine certain witnesses for the state with their reported testimony from the first trial. According to the petitioner, even though he had pointed out to his trial counsel inconsistencies in the testimony of several witnesses, counsel failed to question the witnesses regarding the inconsistencies. Trial counsel explained that the inconsistencies referred to by the petitioner were not damaging to the defense. It was his view that he adequately cross-examined each of the stateÕs witnesses. Trial counsel testified at the evidentiary hearing that because he had access to the record from the petitionerÕs first trial, it was not necessary that he consult with the petitioner for a greater length of time. While acknowledging that he would have liked more time to consult with the petitioner prior to trial, he contended that the brevity of their pretrial contact did not adversely affect his ability to effectively represent the petitioner. Trial counsel also testified that he advised the petitioner against testifying at trial due to his prior convictions. He expressed concern that the petitionerÕs testimony at the first trial was inconsistent with a theory of self-defense or defense of a third party, which was the theory that was relied on at the second trial. Trial counsel explained that the petitioner had testified at the first trial that he was neither angry at the victim nor fearful of him on the night of the shooting. Moreover, the petitioner had demonstrated to the jury in the first trial how he had held the gun with both hands and used the laser sight to aim at the victim, testimony that trial counsel believed was particularly damaging. Trial counsel further stated that while it was difficult to present a theory of self-defense without the petitionerÕs testimony, he believed that the testimony would have been more detrimental than helpful. Trial counsel specifically denied refusing the petitioner the right to testify. He conceded that some of his clients had taken the stand against his advice. Trial counsel could not recall precisely the exchange he had with the petitioner, but did remember that the petitioner did not insist on taking the stand. The petitioner argued that his trial counsel was ineffective for failing to call Angela Barbeau as a witness. According to the petitioner, Ms. Barbeau was the only witness to the shooting. He stated that he had killed the victim to protect Ms. Barbeau. The petitioner conceded that Ms. -3- Barbeau had given numerous, inconsistent statements regarding the shooting but insisted that her testimony supported his theory of defense. Trial counsel testified that he did not call Ms. Barbeau as a witness because she had been a terrible witness at the petitionerÕs first trial. He contended that her testimony did not support either a theory of defense of a third person or an accidental shooting, which was the petitionerÕs theory of defense at the first trial. At the conclusion of the hearing, the trial court denied the petition for post-conviction relief, finding that the petitioner had failed to prove his allegations by clear and convincing evidence. First, the trial court specifically accredited the testimony of trial counsel and determined that he had not deprived the petitioner of his right to testify. Secondly, the trial court determined that trial counselÕs decision to present no proof qualified as a sound trial strategy. Finally, the trial court found that trial counselÕs decision not to cross-examine the stateÕs witnesses with minor inconsistencies from the first trial was a tactical decision. When a petitioner seeks post-conviction relief on the basis of ineffective assistance of counsel, he must first establish that the services rendered or the advice given were below "the range of competence demanded of attorneys in criminal cases." Baxter v. Rose, 523 S.W.2d 930, 936 (Tenn. 1975). Second, he must show that the deficiencies "actually had an adverse effect on the defense." Strickland v. Washington, 466 U.S. 668, 693 (1984). Should the petitioner fail to establish either factor, he is not entitled to relief. Our supreme court described the standard of review as follows: Because a petitioner must establish both prongs of the test, a failure to prove either deficiency or prejudice provides a sufficient basis to deny relief on the ineffective assistance claim. Indeed, a court need not address the components in any particular order or even address both if the defendant makes an insufficient showing of one component. Goad v. State, 938 S.W.2d 363, 370 (Tenn. 1996). On claims of ineffective assistance of counsel, the petitioner is not entitled to the benefit of hindsight, may not second-guess a reasonably based trial strategy, and cannot criticize a sound, but unsuccessful, tactical decision made during the course of the proceedings. Adkins v. State, 911 S.W.2d 334, 347 (Tenn. Crim. App. 1994). Such deference to the tactical decisions of counsel, however, applies only if the choices are made after adequate preparation for the case. Cooper v. State, 847 S.W.2d 521, 528 (Tenn. Crim. App. 1992). Under our statutory law, the petitioner bears the burden of proving his allegations by clear and convincing evidence. Tenn. Code Ann. ¤ 40-30-210(f). On appeal, the findings of fact made by the trial court are conclusive and will not be disturbed unless the evidence contained in the record preponderates against them. Brooks v. State, 756 S.W.2d 288, 289 (Tenn. Crim. App. 1988). The burden is on the petitioner to show that the evidence preponderated against those findings. Clenny v. State, 576 S.W.2d 12, 14 (Tenn. Crim. App. 1978). -4- As to the petitioner's primary complaint, that he was deprived of the opportunity to testify, it is well established that a criminal defendant has a constitutional right to give testimony under both the state and federal constitutions. Momon v. State, 18 S.W.3d 152, 157 (Tenn. 1999). Article I, section 9 of the Tennessee Constitution has been interpreted to require that Òin all criminal prosecutions the accused has the right to testify as a witness in his own behalf and to be represented by counsel.Ó Id. (citing State v. Burkhart, 541 S.W.2d 365, 371 (Tenn. 1976)). In Rock v. Arkansas, 483 U.S. 44, 50 (1987), the United States Supreme Court declared that the right of a criminal defendant to testify in his own behalf was essential to the due process of law. Because the right to testify is fundamental, it may only be waived by the defendant. Momon, 18 S.W.3d at 161 (citing Jones v. Barnes, 463 U.S. 745 (1983); State v. Blackmon, 984 S.W.2d 589, 591 (Tenn. 1998); and Vermilye v. State, 754 S.W.2d 82, 88 (Tenn. Crim. App. 1987)). In Momon, our supreme court held that as a procedural safeguard, the waiver of the defendantÕs right to testify should be attained through a voir dire of the defendant in open court. Momon, 18 S.W.3d at 162. The court noted, however, that Òneither the right to testify discussed herein, nor the procedural protections adopted to preserve that right are new constitutional rules which must be retroactively applied.Ó Id. at 162-63. Moreover, our high court stated that the safeguards announced in Momon were prophylactic in nature and not constitutionally required. Id. The petitionerÕs second trial occurred in 1997, some two years before the supreme courtÕs decision in Momon. At that time, a voir dire of the defendant regarding his waiver of the right to testify was not required. Prior to the supreme courtÕs holding in Momon, a petitionerÕs claim that his counsel prevented him from testifying in his own behalf was treated like any other ground asserted for a claim of ineffective assistance of counsel. See, e.g., Shone King v. State, No. 01C01-9709-CR-00408 (Tenn. Crim. App., at Nashville, Dec. 30, 1998). Here, the trial court accredited the testimony of the petitionerÕs trial counsel and determined that the petitioner agreed to follow counselÕs advice against testifying in his own behalf. The petitioner acknowledged that trial counsel explained his right to testify but advised him against taking the stand due to the likelihood that he would be impeached with his prior inconsistent statements. Further, he had been convicted of two crimes since the first trial. It is undisputed that the petitioner had committed two felonies, including the illegal purchase of a weapon, while awaiting his first trial. In addition, the petitionerÕs testimony at his first trial was not consistent with the theory of defense presented at the second trial. While the defendant contended that he shot the victim in self-defense, he had demonstrated to the jury at the first trial how he held the gun with both hands and used the laser sight to aim at the victim. Under these circumstances, counselÕs advice that the petitioner refrain from taking the stand did not render his performance deficient. Moreover, the petitioner failed to show that counsel unilaterally deprived him of the right to testify. See Gregory Morgan v. State, No. 03C01-9611-CR-00404 (Tenn. Crim. App., at Knoxville, Jan. 15, 1999) (holding that petitioner was not entitled to post-conviction relief where his trial counsel advised him against, but did not prohibit him from, testifying in his own behalf). -5- While the petitioner asserts that the outcome of his trial would have been different if Ms. Barbeau had testified, he did not call her as a witness at the post-conviction hearing or make any assertion of what her testimony might have been. It was uncontroverted that Ms. BarbeauÕs testimony at the petitionerÕs first trial was more damaging than favorable to the defense: On cross-examination, Ms. Barbeau admitted threatening to have the victimÕs Òass kicked.Ó She also conceded that after she argued with the victim sometime earlier, an acquaintance of the defendantÕs had threatened to beat the victim. Ms. Barbeau also acknowledged several inconsistencies between her trial testimony and her pretrial statements to police. She conceded that the defendant was angry when they went to the victimÕs condo that evening and that she had overheard the defendant make other threats against the victim. Belser, 945 S.W.2d at 781. Under these circumstances, trial counselÕs decision not to call Ms. Barbeau as a witness was a sound tactical one and cannot serve as a basis for post-conviction relief. See Adkins, 911 S.W.2d at 347. Finally, the petitioner has failed to show that he was prejudiced, in any way, by the cross-examination of the witnesses for the state or how any further preparation may have caused a different result. In summary, the evidence does not preponderate against the trial courtÕs findings. Accordingly, the judgment of the trial court is affirmed. _________________________________ GARY R. WADE, PRESIDING JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT NASHVILLE Assigned on Briefs September 19, 2001 STATE OF TENNESSEE v. TOMMY G. BENHAM Appeal from the Criminal Court for Davidson County No. 98-C-2234 J. Randall Wyatt, Jr., Judge No. M2000-02357-CCA-R3-CD - Filed March 19, 2002 The defendant, Tommy G. Benham, was convicted of two counts of attempted aggravated robbery, a Class C felony. The trial court sentenced the defendant as a Range III, persistent offender to eleven years on each count, to be served concurrently. In this appeal of right, the defendant argues that the state failed to provide notice that it would seek enhanced punishment, as required by Tennessee Code Annotated section 40-35-202(a). The judgments of the trial court are affirmed. Tenn. R. App. P. 3; Judgments of the Trial Court Affirmed GARY R. WADE, P.J., delivered the opinion of the court, in which DAVID G. HAYES J., joined. JERRY L. SMITH, J., filed a dissenting opinion. Jodie A. Bell (at trial) and Jeffrey A. DeVasher (on appeal), Assistant Public Defenders, for the appellant, Tommy G. Benham. Paul G. Summers, Attorney General & Reporter; Jennifer L. Bledsoe, Assistant Attorney General; and Eric Herbert, Assistant District Attorney General, for the appellee, the State of Tennessee. OPINION On July 6, 1999, Bobby Raymer, Jr., was working as an attendant at the Swifty Oil service station on Gallatin Road in Nashville. At approximately 4:40 P.M., the defendant approached Raymer, put Òa little paring knifeÓ to his throat, and demanded money and cigarettes. The defendant threatened to kill Raymer if he did not comply. When Raymer slapped the defendantÕs hand, the knife scratched the back of his arm. Raymer ran, warning the manager of the service station, Joe Redd, to watch out for the defendant. The defendant stabbed Redd in the chest with the knife. A button on ReddÕs shirt prevented the knife from penetrating his chest. Redd then grabbed the defendant by the arm and forced him to drop the knife. When Redd picked up a windshield cleaner and swung at the defendant, the defendant fled. -2- As the defendant ran away, he was pursued by three men who had witnessed the altercation. The men eventually caught the defendant and a struggle ensued. The defendant received injuries to his face and was hospitalized for several days. At the sentencing hearing, the defendant argued that he should be sentenced as a Range I, standard offender because the state had failed to provide notice of its intent to seek enhanced punishment. The state argued that its response to the defendantÕs request for discovery served as notice that the state intended to seek punishment in excess of Range I. Approximately two weeks later, the trial court ruled that the state would be allowed to introduce proof that the defendant qualified as a Range III, persistent offender. When the hearing resumed, Deputy Criminal Court Clerk Barbara Wise testified that the defendant had been convicted in November of 1996 of three counts of theft over $1,000. Further, Ms. Wise testified that the defendant was convicted of four counts of forgery in December of 1991, a weapons charge in December of 1989, grand larceny in August of 1988, and burglary in February of 1987. All of the convictions were felonies. Based on the defendantÕs criminal history, the trial court concluded that he was a Range III, persistent offender and found that enhancement factor (1), that the defendant had a previous history of criminal behavior greater than that necessary to qualify him as a Range III offender, was applicable. See Tenn. Code Ann. ¤ 40-35-114(1). The defendantÕs history of substance abuse and his remorse for the crimes were deemed mitigating factors. The trial court imposed a sentence of eleven years, one year greater than the minimum, for each count and ordered that the sentences be served concurrently. In this appeal, the defendant contends that the trial court erred by sentencing him as a Range III, persistent offender because the state failed to provide notice of its intent to seek enhanced punishment in compliance with Tennessee Code Annotated section 40-35-202(a). The defendant does not, however, contend that he would not otherwise qualify for Range III sentencing. The state argues that its response to the request for discovery, which included the defendantÕs prior criminal history, placed the defendant on notice that his prior convictions would be used for enhancement purposes. When there is a challenge to the length, range, or manner of service of a sentence, it is the duty of this court to conduct a de novo review with a presumption that the determinations made by the trial court are correct. Tenn. Code Ann. ¤ 40-35-401(d). This presumption is "conditioned upon the affirmative showing in the record that the trial court considered the sentencing principles and all relevant facts and circumstances." State v. Ashby, 823 S.W.2d 166, 169 (Tenn. 1991); see State v. Jones, 883 S.W.2d 597, 600 (Tenn. 1994). "If the trial court applies inappropriate factors or otherwise fails to follow the 1989 Sentencing Act, the presumption of correctness falls." State v. Shelton, 854 S.W.2d 116, 123 (Tenn. Crim. App. 1992). The Sentencing Commission Comments provide that the burden is on the defendant to show the impropriety of the sentence. Tenn. Code Ann. ¤ 40-35-401, Sentencing Commission Comments. -3- Our review requires an analysis of (1) the evidence, if any, received at the trial and sentencing hearing; (2) the presentence report; (3) the principles of sentencing and the arguments of counsel relative to sentencing alternatives; (4) the nature and characteristics of the offense; (5) any mitigating or enhancing factors; (6) any statements made by the defendant in his own behalf; and (7) the defendant's potential for rehabilitation or treatment. Tenn. Code Ann. ¤¤ 40-35-102, -103, -210; State v. Smith, 735 S.W.2d 859, 863 (Tenn. Crim. App. 1987). In calculating the sentence for a Class C felony conviction, the presumptive sentence is the minimum in the range if there are no enhancement or mitigating factors. Tenn. Code Ann. ¤ 40-35- 210(c). If there are enhancement but no mitigating factors, the trial court may set the sentence above the minimum, but still within the range. Tenn. Code Ann. ¤ 40-35-210(d). A sentence involving both enhancement and mitigating factors requires an assignment of relative weight for the enhancement factors as a means of increasing the sentence. Tenn. Code Ann. ¤ 40-35-210(e). The sentence must then be reduced within the range by any weight assigned to the mitigating factors present. Id. If the trial court's findings of fact are adequately supported by the record, this court may not modify the sentence even if it would have preferred a different result. State v. Fletcher, 805 S.W.2d 785 (Tenn. Crim. App. 1991). The presumption of correctness is, however, "conditioned upon the affirmative showing in the record that the trial court considered sentencing principles and relevant facts and circumstances." State v. Ashby, 823 S.W.2d 166, 169 (Tenn. 1991). The trial court must place on the record the reasons for the sentence. State v. Jones, 883 S.W.2d 597 (Tenn. 1994). Tennessee Code Annotated section 40-35-202 provides in pertinent part as follows: If the district attorney general believes that a defendant should be sentenced as multiple, persistent, or career offender, the district attorney general shall file a statement thereof with the court and defense counsel not less than ten (10) days before trial or acceptance of a guilty plea; provided, that notice may be waived by the defendant in writing with the consent of the district attorney general and the court accepting the plea. Such statement, which shall not be made known to the jury determining the guilt or innocence of the defendant on the primary offense, must set forth the nature of the prior felony convictions, the dates of the convictions and the identity of the courts of the convictions. Tenn. Code Ann. ¤ 40-35-202(a). The purpose of the notice requirement is to provide a defendant with "fair notice" that he is "exposed to other than standard sentencing." State v. Adams, 788 S.W.2d 557, 558 (Tenn. 1990). The requirement is intended to facilitate plea-bargaining, to inform decisions to enter a guilty plea, and to assist with decisions regarding trial strategy. Id. When the information provided is incomplete or incorrect, the inquiry is whether the notice was "materially misleading." Id. at 559. When the state substantially complies with the notice requirement, the defendant Òhas a duty to inquire about an ambiguous or incomplete notice and must show prejudice to obtain relief.Ó Id. In Adams, our high court ultimately determined that the notice given by the -4- state did not provide details of former judgments and, "[n]ot only was it inadequate to advise that a Range II sentence was sought, it was positively misleading, as it dealt exclusively with matters relevant to another phase of sentencing." Id. In this case, the stateÕs discovery response, filed some eight months before the trial date, contains the following statement: Pursuant to Rule 16(a)(1)(B) Tenn. R. Crim. P., the defendant's prior record is as follows: See Attached. State provided defendantÕs out of county record to defense earlier in court. The defendant, based on his overall record, is a career offender. Should the defendant testify at trial, the State intends to use the prior criminal record during cross-examination for impeachment purposes and enhancement purposes pursuant to State v. Morgan, 541 S.W.2d 385, Tennessee Rules of Evidence, 609 and 405, and T.C.A. ¤ 40-35-202. The trial court concluded that the response, coupled with an attached printout detailing the defendantÕs prior convictions, Òsubstantially compliedÓ with the notice requirement. It ruled that the response by the state shifted the burden to the defendant to inquire about any deficiencies in the notice. In our view, the pleadings filed by the state qualified as more than Òempty notice.Ó See Adams, 788 S.W.2d at 559. The information provided by the state, although incorrect in that it suggested that the defendant would qualify as a career offender, one grade higher than a persistent offender, placed the defendant on notice that the state was seeking enhanced range classification. Although not specifically required, Tennessee Code Annotated section 40-35-202(a) appears to contemplate the filing of a separate notice. The statute makes reference to Òa statementÓ and requires notice of the nature and dates of prior convictions, as well as the identity of the court in which the prior convictions were obtained. In this instance, the discovery response was timely, was filed well in advance of trial, and included the requisite information. To mandate the filing of a separate document would place form over substance. See Tenn. Code Ann. ¤ 40-35-202(a). The notice was sufficiently clear to shift the burden to the defendant to inquire about any ambiguities he perceived. See Adams, 788 S.W.2d at 559. Most importantly, the defendant has not demonstrated any prejudice as a result of the form of the notice. See State v. Debro, 787 S.W.2d 932, 934 (Tenn. Crim. App. 1989). Thus, a reduced sentencing classification is not warranted. Our supreme court has held that absent the showing of prejudice, a continuance of the proceedings is the defendant's exclusive remedy. See Stephenson, 752 S.W.2d at 81. Accordingly, the judgment of the trial court is affirmed. -5- ___________________________________ GARY R. WADE, PRESIDING JUDGE 1 Rule 16(a)(1)(B) requires the State upon request to furnish the defendant a copy of his prior criminal record. IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT NASHVILLE Assigned on Briefs September 19, 2001 STATE OF TENNESSEE v. TOMMY G. BENHAM Direct Appeal from the Criminal Court for Davidson County No. 98-C-2234 J. Randall Wyatt, Jr., Judge No. M2000-02357-CCA-R3-CD - Filed March 19, 2002 Jerry L. Smith, J., dissenting. Because I believe the majority opinion essentially reduces the requirements of Tennessee Code Annotated section 40-35-202 (a) to a superfluity, I must respectfully dissent. The majority concludes that a discovery response provided by the State to a defendant pursuant to Tennessee Rule of Criminal Procedure 16(a)(1)(B) is sufficient to shift the burden of proof to a defendant to make further inquiry as to the StateÕs intentions at sentencing.1 The majority also would require defendants who receive such a discovery response to demonstrate prejudice as a result of the form of the notice in order to obtain relief on appeal. In support of the former preposition the majority relies on State v. Adams, 788 S.W.2d 557 (Tenn. 1990), and in support of the latter State v. Debro, 787 S.W.2d 932, 934 (Tenn. Crim. App. 1989). However, in both Adams and Debro the State filed the notice document required by section 40-35-202(a). The only question in those cases was the adequacy of the contents of the document. Nothing in either of those cases permits the State in its attempts to boost the defendantÕs sentencing range to rely on documents other than a section 40-35-202(a) notice, documents which themselves do not even contain all the information specified in section 40-35-202(a). When the legislature enacted Tennessee Code Annotated section 40-35-202(a), it presumably was aware of Tennessee Rule of Criminal Procedure 16(a)(1)(B). See, State v. Mixon, 983 S.W.2d 661 (Tenn. 1999) (holding that legislature is presumed to know existing law when enacting a statute); State v. Levandowski, 955 S.W.2d 603 (Tenn. 1997) (same); Fletcher v. State, 951 S.W.2d 378 (Tenn. 1997)(same). It is apparent that body was of the opinion that a more complete picture of a defendantÕs prior criminal background than that provided by Rule 16(a)(1)(B) was necessary for fair notice at sentencing. The burden of providing that more complete picture was placed by the legislature on the prosecution in a criminal case. Yet the majorityÕs opinion reduces section 40-35- 202(a) to a superfluity when the State has complied with Rule 16(a)(1)(B). In other words, -2- compliance by the State with Rule 16(a)(1)(B) will now shift the burden to the defendant to inquire further as to the details of the defendantÕs prior record and the StateÕs intention at sentencing, even though, as in the instant case, the discovery response does not fully set out all the information required by section 40-35-202(a). I do not believe that the legislature intended that compliance with Rule 16(a)(1)(B) would relieve the State of the burden of providing without request the full picture of the defendantÕs prior criminal background required by section 40-35-202(a). For this reason, I respectfully dissent and would reverse and remand this case for re-sentencing upon the StateÕs compliance with section 40- 35-202(a). See, Adams, 788 S.W.2d at 559 (holding remand for re-sentencing appropriate remedy for failure to comply with notice requirement of section 40-35-202(a)). ___________________________________ JERRY L. SMITH, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT JACKSON Assigned on Briefs July 9, 2002 STATE OF TENNESSEE v. DONNA F. BENSON Direct Appeal from the Criminal Court for Shelby County Nos. 01-01216, 17 Bernie Weinman, Judge No. W2001-01926-CCA-R3-CD - Filed October 8, 2002 The defendant, a former employee of the Shelby County Criminal Court ClerkÕs office, pled guilty to two counts of public servant accepting a bribe, in violation of Tennessee Code Annotated section 39-16-102, a Class C felony. The trial court sentenced her as a Range I, standard offender to concurrent terms of three years on each count, but suspended all but ninety days of the sentence, to be served on weekends at the county workhouse. The defendant was also placed on probation for three years, ordered to perform 300 hours of community service, and assessed a $1000 fine for each count. She argues on appeal that the trial court erred in denying her judicial diversion or full probation. After reviewing the record, we affirm the judgment of the trial court. Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Criminal Court Affirmed ALAN E. GLENN, J., delivered the opinion of the court, in which JOHN EVERETT WILLIAMS and NORMA MCGEE OGLE, JJ., joined. Lee Wilson, Memphis, Tennessee, for the appellant, Donna F. Benson. Paul G. Summers, Attorney General and Reporter; Jennifer L. Bledsoe, Assistant Attorney General; William L. Gibbons, District Attorney General; and Camille McMullen, Assistant District Attorney General, for the appellee, State of Tennessee. OPINION FACTS On May 11, 2001, the defendant, Donna F. Benson, entered pleas of guilty to two counts of violating Tennessee Code Annotated section 39-16-102(a), ÒBribery of public servant,Ó for soliciting and/or accepting bribes from two separate individuals while employed as a counselor at the Shelby County Criminal Court ClerkÕs Office. However, although the trial courtÕs order approving the guilty pleas is included in the record, the transcript of the defendantÕs guilty plea hearing is not. In order for this court to conduct an effective review of sentencing in a case involving a conviction 1 Although the cover of the transcript of the sentencing hearing reflects that the hearing was held on August 1, 2001, which was a Wednesday, the introductory paragraph states that the hearing Òcame on to be heard and was heard on the 1st day of September, 2001, . . . .Ó Since September 1, 2001, was a Saturday and because the judgment is dated August 1, 2001, we believe the September date is obviously an error. -2- pursuant to a guilty plea, a transcript of the guilty plea hearing normally is necessary, since it is the guilty plea hearing that usually provides the facts and circumstances surrounding the offense. See State v. Thomas Leon Lewis, II, No. W2000-01740-CCA-R3-CD, 2001 Tenn. Crim. App. LEXIS 344, at *3 (Tenn. Crim. App. May 9, 2001) (citing State v. Keen, 996 S.W.2d 842, 844 (Tenn. Crim. App. 1999)). ÒIn the absence of a transcript of a guilty plea, this court must generally conclude that the sentence imposed by the trial court was correct.Ó Id. (citing Keen, 996 S.W.2d at 844). Nonetheless, we have chosen to review the issues in the defendantÕs case, relying on evidence presented at her sentencing hearing, as well as information provided in the presentence report, for the details surrounding the offenses. The thirty-seven-year-old defendant testified at her August 1, 2001, 1 sentencing hearing that she had been married for twelve and a half years and had a daughter who was nearly three years old. At the time of the offenses, she was employed as a counselor at the Shelby County Criminal Court ClerkÕs office, where she had worked in various positions for almost ten years. Her job duties as a counselor included interviewing defendants, calculating their court costs and fines, and informing them of the amount of their payments and the dates they were due. The defendant was working in her position as counselor on December 19, 2000, when Robert Branch came in to make a payment on the approximately $1200 in court costs and fines he was required to pay before getting his driverÕs license reinstated. During her conversation with him, she told Branch that if he gave her $800, she would give him the certification he needed to get his driverÕs license back. When Branch returned later that day, he was wearing a recording device, although the defendant did not know it at the time. Branch gave the defendant $800, which she laid on her desk. The defendant, in turn, gave Branch his required certification, indicating that he had paid his court costs and fines in full. Thereafter, the defendant was approached by another employee of the criminal court clerkÕs office, Warren Young, who took the money, told the defendant that they had everything on tape, and instructed her to gather her belongings and leave the office. The second incident to which the defendant pled guilty involved her solicitation of a bribe from another individual, Ben Chambers, who, like Branch, was seeking to have his driverÕs license reinstated. With respect to this incident, which occurred sometime between December 1 and December 19, 2000, the defendant testified: ÒMr. Chambers came in and wanted to get his driverÕs license back, and I told him I would help him for a portion of what he owed. I donÕt remember what was his total amount, but I told him that he could pay fifteen hundred (1500), and he could get his certification.Ó Chambers told the defendant that he would have to get the money from someone else and return with it later. However, although the defendant spoke with Chambers a couple of times after she made her proposal, he never gave her any money. -3- The defendant explained her behavior by testifying that she had acted without thinking, succumbing to the temptation of obtaining some extra money for Christmas shopping. Since that time, she had thought about what she had done and how it had affected her life. She had been unable to find another job, and her family, used to two incomes, now had only one. She had been unable to sleep, and her doctor had prescribed medication for her nerves which she was still taking. The defendant said that she had never before been in trouble. She felt that she had let down not only her family, friends, and coworkers, but herself as well. She was Ò[v]ery, veryÓ remorseful and deeply regretted her actions. She had learned from her mistake, would never do anything like it again, and thought that, given a chance, she would be able to Òget a job and get [her] life back together and get back on track.Ó On cross-examination, the defendant insisted that the incident with Mr. Chambers was the first time she had engaged in such behavior, and that the only other time she committed the offense was with Mr. Branch. She agreed with the trial court that her actions had undermined our system of justice, and acknowledged that she had violated a position of trust. She also agreed with the prosecutor that her actions had caused the Òeye of suspicionÓ to be upon the entire criminal court clerkÕs office. The defendantÕs husband, Charles C. Benson, testified that the incident had devastated his wife emotionally, placing her under tremendous strain and causing her to lose her hair. He said that other than caring for their daughter, she was unable to handle her regular tasks and routines. He believed that she was remorseful, and supported her petition for judicial diversion and full probation. Upon examination by the trial court, Benson testified that he was employed as a sergeant at the Shelby County Correctional Center. He acknowledged that he and his wife had had a decent combined income, and that they could have afforded to buy Christmas presents. Three other witnesses testified on the defendantÕs behalf, offering support for her petition to be granted judicial diversion or full probation. Shelby County Deputy Sheriff Bertia Harris testified that she and the defendant were from the same town and had attended school together. She said that the defendant had talked with her about the incident, and that she believed the defendant understood the gravity of her offense and was remorseful. Retired Shelby County government employee Edward L. Stanton, Jr., testified that he had been acquainted with the defendant for a little over ten years through his work in the criminal court clerkÕs office. He had counseled the defendant about the incident in his position as associate minister of his church, and believed that she was Òdeeply remorseful.Ó The defendantÕs pastor, Reverend Christopher Daniels, Sr., testified that he had known of the defendant, through her family and friends, for about ten or twelve years, and had known her personally for about five years. He said he had counseled her about the incident, and believed her to be sincerely remorseful. Reverend Daniels additionally testified that he was willing to give the defendant a job as his administrative assistant, a position in which she would be entrusted with large sums of money. Finding that judicial diversion would not be appropriate under the facts and circumstances of the defendantÕs case, the trial court sentenced her as a Range I, standard offender to concurrent -4- terms of three years for each offense, with ninety nonconsecutive days to be served in the county workhouse on weekends, and the remainder of the sentence to be served on probation. In addition, the trial court imposed $1000 fines for each offense, and ordered that the defendant perform 300 hours of community service. Thereafter, the defendant filed a timely appeal to this court, challenging the trial courtÕs denial of her request for judicial diversion or full probation. ANALYSIS A. Denial of Judicial Diversion The defendant first contends that the trial court abused its discretion in denying her request for judicial diversion. Tennessee Code Annotated section 40-35-313 provides that, following a determination of guilt by plea or by trial, a trial court may, in its discretion, defer further proceedings and place a qualified defendant on probation without entering a judgment of guilt. Tenn. Code Ann. ¤ 40-35-313(a)(1)(A) (Supp. 2001). A qualified defendant is one who pleads guilty or is found guilty of a misdemeanor or Class C, D, or E felony; has not been previously convicted of a felony or a Class A misdemeanor; and who is not seeking deferral for a sexual offense or a Class A or B felony. Tenn. Code Ann. ¤ 40-35-313(a)(1)(B)(i) (Supp. 2001). If the defendant successfully completes the period of probation, the trial court is required to dismiss the proceedings, and the defendant may have the records of the proceedings expunged. Tenn. Code Ann. ¤ 40-35-313(a)(2), (b) (Supp. 2001). Having pled guilty to two counts of a Class C felony, and having no prior criminal record, the defendant was qualified to seek judicial diversion. However, the decision to grant or deny a qualified defendant judicial diversion lies within the sound discretion of the trial court. State v. Electroplating, Inc., 990 S.W.2d 211, 229 (Tenn. Crim. App. 1998); State v. Cutshaw, 967 S.W.2d 332, 344 (Tenn. Crim. App. 1997); State v. Bonestel, 871 S.W.2d 163, 168 (Tenn. Crim. App. 1993). As such, it will not be disturbed on appeal absent an abuse of discretion. Electroplating, 990 S.W.2d at 229; Cutshaw, 967 S.W.2d at 344; Bonestel, 871 S.W.2d at 168. To constitute an abuse of discretion, the record must be devoid of any substantial evidence in support of the trial courtÕs decision. Cutshaw, 967 S.W.2d at 344; Bonestel, 871 S.W.2d at 168; State v. Anderson, 857 S.W.2d 571, 572 (Tenn. Crim. App. 1992). In determining whether to grant diversion, the trial court considers (a) the accusedÕs amenability to correction, (b) the circumstances of the offense, (c) the accusedÕs criminal record, (d) the accusedÕs social history, (e) the accusedÕs physical and mental health, (f) the deterrence value to the accused as well as others, and (g) whether judicial diversion will serve the interests of the public as well as the accused. Electroplating, 990 S.W.2d at 229; Bonestel, 871 S.W.2d at 168. A trial court should not deny judicial diversion without explaining the factors in support of its denial, and how those factors outweigh other factors in favor of diversion. Id. The defendant argues that the trial court abused its discretion by failing to consider relevant factors in favor of granting her judicial diversion, such as her amenability to correction, lack of a -5- criminal record, physical and mental health, the deterrence value to the defendant as well as to others, and whether a sentence of judicial diversion would serve the best interests of the defendant as well as the public. The State concedes that the trial court could have made more precise findings on the record regarding some of the above factors, but argues, nonetheless, that substantial evidence exists in the record to support the trial courtÕs denial of judicial diversion. In making its sentencing determinations in this case, including its decision to deny the defendant judicial diversion, the trial court placed great emphasis upon the defendantÕs violation of her position of public trust in the criminal court clerkÕs office, finding that it moved her into Òa higher categoryÓ than that of the defendant in the average theft case. However, although the trial court noted the defendantÕs lack of a criminal record, family circumstances, and mental health, it did not fully explain on the record its consideration of all relevant Bonestel factors, or how the circumstances of the offense outweighed any factors in favor of diversion. See Bonestel, 871 S.W.2d at 168. In the absence of the required findings in the record, this court must conduct a de novo review Òto determine whether the trial court reached the correct result notwithstanding its failure to explain its reasoning.Ó Electroplating, 990 S.W.2d at 229. There are several factors in this case that weigh in favor of judicial diversion. The thirty-seven- year-old defendant has no prior criminal convictions. Prior to the incident, she was steadily employed at the criminal court clerkÕs office for approximately ten years. She is married and the mother of a small child. According to her testimony, she feels extreme remorse for her crime and has suffered emotional problems as a result. Her husband, friend, former coworker, and pastor each testified that they believed the defendant was sincere in her expressions of remorse, and offered their support for her petition to be granted diversion and full probation. Weighing against these factors, however, are the circumstances of the offense and the fact that diversion, in this case, will not serve the best interests of the public. In denying judicial diversion, the trial court emphasized the defendantÕs abuse of her position of public trust, and how her abuse of that position undermined public confidence in the integrity of the criminal justice system. The trial court explained: And I think, as we indicated when you were up here, you kindÕa [sic] go into a higher category. A category -- When we talk about theft cases, you go up a step, because you were in a position of trust. The county government placed you in a position of trust right here in the criminal court clerkÕs office, and people -- If the community canÕt expect people working in the criminal justice system to do whatÕs right, then they canÕt expect anything from their government. The defendantÕs position of public trust was a part of the circumstances of her offense. A denial of diversion may be based solely on the circumstances of the offense or on the need for deterrence when these factors are ÒÔof such overwhelming significanceÕÓ as to outweigh all other 2 See North Carolina v. Alford, 400 U.S. 25, 37, 91 S. Ct. 160, 167, 27 L. Ed. 2d 162 (1970). -6- factors in favor of diversion. State v. Washington, 866 S.W.2d 950, 951 (Tenn. 1993) (reviewing denial of pretrial diversion) (quoting State v. Markham, 755 S.W.2d 850, 853 (Tenn. Crim. App. 1988)); see also State v. Kyte, 874 S.W.2d 631, 634 (Tenn. Crim. App. 1993) (stating that Òthe circumstances of the offense may alone serve as the basis for denialÓ of judicial diversion). In State v. Houston, 900 S.W.2d 712, 715 (Tenn. Crim. App. 1995), this court concluded that a defendantÕs violation of a position of public trust justified the district attorneyÕs denial of pretrial diversion. The defendant in Houston was a Chattanooga police captain who, while assigned to the Chattanooga City Court, physically assaulted an employee of the city court clerkÕs office in the hallway outside the courtrooms. Id. at 713. In determining whether to grant pretrial diversion, the district attorney noted the defendantÕs excellent work and social history and lack of a prior criminal record. Id. at 714. Nonetheless, the district attorney denied pretrial diversion, based primarily on the fact that the defendant, as a police officer, had violated a position of public trust, and his determination that the best interests of the public would not be met by allowing the defendant pretrial diversion. Id. Observing that a violation of a position of public trust Òbears directly on the public interest,Ó this court affirmed the denial of pretrial diversion, concluding that the circumstances of the offense, the need to serve the ends of justice, and the need to protect the interests of the public outweighed the factors in favor of diversion. Id. at 715. Similarly, in a recent unpublished case, State v. William Blaine Campbell, No. E1999-02208-CCA- R3-CD, 2000 Tenn. Crim. App. LEXIS 744, at *9 (Tenn. Crim. App. Sept. 29, 2000), perm. to appeal denied (Tenn. Apr. 23, 2001), this court concluded that the trial court did not abuse its discretion in emphasizing a defendantÕs abuse of a position of trust in denying his request for judicial diversion. The defendant in Campbell, a school teacher who was indicted on eight counts of especially aggravated sexual exploitation of a minor and one count of contributing to the delinquency of a minor, entered an Alford 2 guilty plea to one count of furnishing alcohol to a minor. Id. at **2-3. In denying his request for judicial diversion, the trial court focused upon Òthe abuse of a position of trust that was involvedÓ in the crime, and found that it was Òin the strong interests of the public not to tolerate teachers furnishing alcohol to students.Ó Id. at *6. This court affirmed the denial of diversion, concluding that the trial court appropriately relied upon the defendantÕs abuse of trust as Òrelevant to the circumstances of the offense.Ó Id. at *8. In the instant case, the defendantÕs abuse of her position of public trust is, likewise, relevant both to the circumstances of her offense and to a determination of whether the ends of justice will be met by granting her judicial diversion. We agree with the trial court that, because of the defendantÕs violation of her position of public trust, both these factors weigh heavily against granting her judicial diversion. The defendant was entrusted with a position of responsibility in the criminal court clerkÕs office, assigned to meet directly with criminal defendants to counsel them about their court costs and fines and the payment schedules they were required to meet. In her role as a representative of the -7- office, she solicited and accepted bribes from the very criminal defendants she was assigned to counsel. This was an egregious violation of a position of public trust, which, as she acknowledged, caused the Òeye of suspicionÓ to be upon the entire criminal court clerkÕs office and the criminal justice system itself. To grant her judicial diversion under the circumstances of this case would serve neither the ends of justice nor the best interests of the public. We, therefore, conclude that the trial court did not abuse its discretion in denying the defendantÕs request for judicial diversion. B. Denial of Full Probation The defendant next contends that the trial court erred in denying her full probation based on the nature of her offense. She argues that the circumstances of her offense were not such as to outweigh all other factors favoring a sentence other than confinement. The State contends that the circumstances of the defendantÕs offense more than justify the denial of full probation. We agree with the State. When a defendant challenges the length and manner of service of a sentence, it is the duty of this court to conduct a de novo review on the record with a presumption that Òthe determinations made by the court from which the appeal is taken are correct.Ó Tenn. Code Ann. ¤ 40-35-401(d). This presumption is Òconditioned upon the affirmative showing in the record that the trial court considered the sentencing principles and all relevant facts and circumstances.Ó State v. Ashby, 823 S.W.2d 166, 169 (Tenn. 1991). In conducting a de novo review of a sentence, this court must consider (a) any evidence received at the trial and/or sentencing hearing, (b) the presentence report, (c) the principles of sentencing, (d) the arguments of counsel relative to sentencing alternatives, (e) the nature and characteristics of the offense, (f) any mitigating or enhancement factors, (g) any statements made by the accused in his own behalf, and (h) the accused's potential or lack of potential for rehabilitation or treatment. Tenn. Code Ann. ¤¤ 40-35-103, -210; State v. Scott, 735 S.W.2d 825, 829 (Tenn. Crim. App. 1987). The burden is on the defendant to demonstrate that she is a suitable candidate for full probation. State v. Goode, 956 S.W.2d 521, 527 (Tenn. Crim. App. 1997); State v. Boggs, 932 S.W.2d 467, 477 (Tenn. Crim. App. 1996); see Tenn. Code Ann. ¤ 40-35-303(b) (1997). In order to meet this burden, the defendant Òmust demonstrate that probation will Ôsubserve the ends of justice and the best interest of both the public and the defendant.ÕÓ State v. Bingham, 910 S.W.2d 448, 456 (Tenn. Crim. App. 1995) (quoting State v. Dykes, 803 S.W.2d 250, 259 (Tenn. Crim. App. 1990)). There is no bright line rule for determining when a defendant should be granted probation. Bingham, 910 S.W.2d at 456. Every sentencing decision necessarily requires a case-by-case analysis. Id. Factors to be considered include the circumstances surrounding the offense, the defendantÕs criminal record, the defendantÕs social history and present condition, the need for deterrence, and the best interest of the defendant and the public. Goode, 956 S.W.2d at 527. Also relevant is whether a sentence of probation would unduly depreciate the seriousness of the offense. See State v. Davis, 940 S.W.2d 558, 559 (Tenn. 1997); Bingham, 910 S.W.2d at 456. ÒDenial of probation may be based solely upon the circumstances of the offense when they are of such a nature as to outweigh all other factors favoring probation.Ó Id. -8- A trial court may sentence a defendant to a period of confinement upon a finding that confinement Òis necessary to avoid depreciating the seriousness of the offense or confinement is particularly suited to provide an effective deterrence to others likely to commit similar offenses[.]Ó Tenn. Code Ann. ¤ 40-35-103(1)(B) (1997); see Ashby, 823 S.W.2d at 169. Such a finding was implicit in the trial courtÕs ruling in this case. The defendant is correct in stating that Ò[i]n order to deny an alternative sentence based on the seriousness of the offense, Ôthe circumstances of the offense as committed must be especially violent, horrifying, shocking, reprehensible, offensive, or otherwise of an excessive or exaggerated degree,Õ and the nature of the offense must outweigh all factors favoring a sentence other than confinement.Ó Bingham, 910 S.W.2d at 454 (quoting State v. Hartley, 818 S.W.2d 370, 374-75 (Tenn. Crim. App. 1991)). However, Òcircumstances that do not rise to the level required to justify a denial of any alternative sentence may nevertheless justify a denial of full probation.Ó State v. Thomas Wayne Shields, No. W2000-01524-CCA-R3-CD, 2002 Tenn. Crim. App. LEXIS 18, at *29 (Tenn. Crim. App. Jan. 4, 2002) (citing Bingham, 910 S.W.2d at 454). Weighing against the defendantÕs lack of a prior criminal record, work history, family situation, expressed remorse, and emotional state was the fact that she violated a position of public trust in the criminal court clerkÕs office to solicit and accept bribes from individuals who were attempting to pay their court costs and fines in order to get their driverÕs licenses reinstated. Under the circumstances presented by this case, we cannot conclude that the trial court erred in denying the defendant full probation. CONCLUSION We conclude that the trial court did not abuse its discretion in determining that judicial diversion would be inappropriate in this case. We further conclude that, in light of the serious nature of her offense, the defendant failed to meet her burden of demonstrating her suitability for full probation. Accordingly, we affirm the judgment of the trial court. ___________________________________ ALAN E. GLENN, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT NASHVILLE Assigned on Briefs June 19, 2002 JOHN ROBERT BENSON v. STATE OF TENNESSEE Direct Appeal from the Circuit Court for Bedford County No. 8659 Charles Lee, Judge No. M2001-02510-CCA-R3-PC - Filed December 12, 2002 The petitioner was convicted of two counts of attempted first degree murder and three counts of reckless endangerment and received an effective sentence of thirty years. On direct appeal, this court affirmed the petitionerÕs convictions and sentence. The petitioner now contends that his trial counsel provided ineffective representation. After reviewing the record, we conclude that the petitioner has failed to meet his burden of demonstrating that his trial counsel provided ineffective assistance. Accordingly, we affirm the denial of the petition for post-conviction relief. Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Affirmed ALAN E. GLENN, J., delivered the opinion of the court, in which DAVID G. HAYES and ROBERT W. WEDEMEYER, JJ., joined. Larry F. Wallace, Jr., Shelbyville, Tennessee, for the appellant, John Robert Benson. Paul G. Summers, Attorney General and Reporter; John H. Bledsoe, Assistant Attorney General; William Michael McCown, District Attorney General; and Robert Crigler, Assistant District Attorney General, for the appellee, State of Tennessee. OPINION FACTS On March 7, 1998, the petitioner, John Robert Benson, was convicted by a jury of two counts of attempted first degree murder and three counts of reckless endangerment. On April 20, 1998, the trial court sentenced him as a Range I offender to concurrent sentences of twenty-two years for the attempted first degree murder convictions, and as a Range II, multiple offender to four years for each reckless endangerment conviction. The petitioner received concurrent terms for two of the three reckless endangerment convictions, and was ordered to serve the reckless endangerment sentences consecutively to the attempted first degree murder sentences, for an effective sentence of thirty years. On direct appeal to this court, he challenged the sufficiency of the evidence to sustain his convictions 1 See Benson, 2000 WL 19535, at **1-5, for a more detailed version of the facts of the shooting and trial. -2- and the length of his sentence. This court denied relief. See State v. John Robert Benson, No. 01C01-9806-CC-00239, 2000 WL 19535, at *1 (Tenn. Crim. App. Jan. 13, 2000), perm. to appeal denied (Tenn. Oct. 16, 2000). The petitioner then filed a pro se petition for post-conviction relief, alleging ineffective assistance of trial counsel. Counsel was appointed, and an amended petition was filed. After an evidentiary hearing, the post-conviction court denied the petition. A timely notice of appeal was filed. Although a number of claims of ineffective assistance were asserted in his pro se petition, amended petition, and at the post-conviction hearing, the petitioner confines himself on appeal to arguing that trial counsel provided ineffective assistance by failing to move for a mistrial based on an incident of pretrial ÒmisidentificationÓ of the petitioner. Trial The facts surrounding the petitionerÕs convictions involve a shooting that occurred at the Shelbyville, Tennessee, apartment of Jenine McBride in the early morning hours of August 17, 1997. 1 Present at the apartment were Jenine McBride, James McBride, Andrew Rankins, Trishia Pease, and Ashley Benson. Ashley Benson, who was twenty months old at the time, is the daughter of the petitioner and Trishia Pease. The relationship between the two ended about a month before the shooting, and Pease had since become romantically involved with Rankins. At trial, Rankins testified that, sometime before sunrise, he heard gunshots coming from the front of the apartment. Rankins then proceeded to the living room where he observed a man armed with a rifle and wearing a stocking to cover his face. After unsuccessfully attempting to stop the intruder from entering the house, Rankins grabbed the barrel of the rifle and both men fell to the floor. During the ensuing struggle, the intruderÕs face was exposed. Rankins testified that, despite the darkness of the room, he was able to observe the intruderÕs face ÒclearlyÓ for about two minutes before he fled the apartment. According to his testimony, Rankins recognized the intruder as the petitioner and told him during the struggle, ÒYou could have killed your baby.Ó Id. at *1. Although unable to positively identify the intruder, James McBride testified that the petitionerÕs ÒstockyÓ build matched that of the intruder. Id. at *3. Members of the Shelbyville Police Department arrived shortly thereafter and interviewed the witnesses at the apartment. Some of those questioned stated that there may have been two intruders. Rankins indicated that he believed the gunman to be the petitioner, and Pease gave the police a description of the petitionerÕs car. Approximately fifteen minutes later, the police apprehended Timmy Reese, the petitionerÕs cousin, and brought him to the apartment for a Òshow-upÓ identification. The testimony differs as to what occurred next. Rankins testified that, although he was initially unsure whether Reese was the intruder, he stated, ÒNo, thatÕs not the guyÓ after Pease explained that Reese was the petitionerÕs -3- cousin. Id. at *2. Officer Trey Clanton was present during the identification and testified that Rankins looked at Reese and said, ÒIÕm not sure if this is himÓ and then, ÒNo, itÕs not him.Ó Id. at *4. Pease testified, however, that Rankins affirmatively identified Reese as the intruder before learning that the suspectÕs name was Timmy Reese. It was only then, Pease testified, that Rankins claimed that Reese was Ònot the guy.Ó It is this ÒmisidentificationÓ that forms the factual basis of the petitionerÕs appeal. Approximately ten minutes later, the petitioner, who lived in Fayetteville, was apprehended in Shelbyville in his car a few blocks away from the scene of the shooting. Rankins and Pease were brought to the site of the arrest and, according to Officer Clanton, Rankins immediately identified the petitioner as the shooter exclaiming, ÒThis is the man that was inside the house.Ó Id. At trial, Rankins again identified the petitioner as the gunman, testifying that he was ÒpositiveÓ and ÒcertainÓ of the identification. Id. at *2. At trial, the petitioner denied any participation in the shooting, and his sister testified that he was with her the night before the shooting. According to her testimony, they returned to her apartment, she went to bed by 4:00 a.m., and, sometime between 6:00 and 6:30 a.m., the petitioner woke her to say that he was leaving. Evidentiary Hearing Three witnesses testified at the evidentiary hearing: two investigators for the public defenderÕs office and the assistant district public defender who represented the petitioner at trial. Only trial counselÕs testimony is relevant to the issue raised on appeal. The petitioner did not testify on his behalf at the evidentiary hearing. In the opinion of trial counsel, there was, in fact, a misidentification. He testified that the State failed to give notice of any misidentification although it was exculpatory evidence which should have been produced. Apparently, the trial judge had asked trial counsel if he was going to move for a mistrial in light of the StateÕs failure to produce evidence of the misidentification. Explaining why he did not move for a mistrial, trial counsel testified: I think the Judge made that offer to me. But I think he also said something to the effect you canÕt have your cake and eat it, too. He was asking that because the State had technically failed to comply with discovery on the misidentification by Andrew Rankins. That was something I was fully informed of through interviews with Tricia [sic] Pease. I knew full well what had happened or what he was going to say happened. So it would have been a little hard to say Judge, here is some exculpatory evidence. We would like an opportunity to explore that when I was better informed about it than probably the State was. So I guess if I had moved for a mistrial and the Judge had granted it, that would have given the State a greater -4- period of time to do damage control on that misidentification than forging ahead at trial. I didnÕt think it was wise at that time [to move for a mistrial] because I think I thought we had the upper hand. We had knowledge of misidentification. I donÕt think [the State] did. Trial counsel has been licensed to practice law since 1991, and most of his practice has consisted of criminal defense work. Explaining that the element of surprise is Ò[o]ne of the few advantages the defense has,Ó he testified that this was a calculated tactical decision aimed at precluding the State from using their identification evidence. Additionally, he testified that his strategy for trial was to highlight the deficiencies with regard to the police departmentÕs investigation of the shooting. At the conclusion of the hearing, the post-conviction court denied the petition, finding that the petitioner had failed to carry his burden of demonstrating ineffective assistance of counsel. Specifically, the post-conviction court found that trial counsel Òexercised more than adequate judgment in his presentation of the [petitionerÕs] proofÓ and performed better Òthan anyone could have expectedÓ in light of the StateÕs Òoverwhelming case against the [petitioner].Ó ANALYSIS The sole issue raised on appeal is whether the conduct of the petitionerÕs trial counsel was within the standard demanded of competent defense counsel. Specifically, the petitioner asserts that his trial counselÕs performance was deficient because he chose not to move for a mistrial based on the pretrial incident of Òmisidentification.Ó I. Post-Conviction Standard of Review The post-conviction petitioner bears the burden of proving his allegations by clear and convincing evidence. See Tenn. Code Ann. ¤ 40-30-210(f). When an evidentiary hearing is held in the post-conviction setting, the findings of fact made by the court are conclusive on appeal unless the evidence preponderates against them. See Tidwell v. State, 922 S.W.2d 497, 500 (Tenn. 1996). Where appellate review involves purely factual issues, the appellate court should not reweigh or reevaluate the evidence. See Henley v. State, 960 S.W.2d 572, 578 (Tenn. 1997). However, review of a trial courtÕs application of the law to the facts of the case is de novo, with no presumption of correctness. See Ruff v. State, 978 S.W.2d 95, 96 (Tenn. 1998). The issues of deficient performance of counsel and possible prejudice to the defense are mixed questions of law and fact and, thus, subject to de novo review by the appellate court. See State v. Burns, 6 S.W.3d 453, 461 (Tenn. 1999). II. Ineffective Assistance of Counsel To establish a claim of ineffective assistance of counsel, the petitioner has the burden to show both that trial counselÕs performance was deficient, and that counselÕs deficient performance -5- prejudiced the outcome of the proceeding. Strickland v. Washington, 466 U.S. 668, 687, 104 S. Ct. 2052, 2064, 80 L. Ed. 2d 674 (1984); see also State v. Taylor, 968 S.W.2d 900, 905 (Tenn. Crim. App. 1997) (noting that same standard for determining ineffective assistance of counsel that is applied in federal cases also applies in Tennessee). The Strickland standard is a two-prong test: First, the defendant must show that counselÕs performance was deficient. This requires showing that counsel made errors so serious that counsel was not functioning as the ÒcounselÓ guaranteed the defendant by the Sixth Amendment. Second, the defendant must show that the deficient performance prejudiced the defense. This requires showing that counselÕs errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable. 466 U.S. at 687, 104 S. Ct. at 2064. The deficient performance prong of the test is satisfied by showing that ÒcounselÕs acts or omissions were so serious as to fall below an objective standard of reasonableness under prevailing professional norms.Ó Goad v. State, 938 S.W.2d 363, 369 (Tenn. 1996) (citing Strickland, 466 U.S. at 688, 104 S. Ct. at 2065; Baxter v. Rose, 523 S.W.2d 930, 936 (Tenn. 1975)). The prejudice prong of the test is satisfied by showing a reasonable probability, i.e., a Òprobability sufficient to undermine confidence in the outcome,Ó that Òbut for counselÕs unprofessional errors, the result of the proceeding would have been different.Ó Strickland, 466 U.S. at 694, 104 S. Ct. at 2068. Because both prongs of the test must be satisfied, a failure to show either deficient performance or resulting prejudice results in a failure to establish the claim. See Henley, 960 S.W.2d at 580. For this reason, courts need not approach the Strickland test in a specific order or even Òaddress both components of the inquiry if the defendant makes an insufficient showing on one.Ó 466 U.S. at 697, 104 S. Ct. at 2069; see also Goad, 938 S.W.2d at 370 (stating that Òfailure to prove either deficiency or prejudice provides a sufficient basis to deny relief on the ineffective assistance claimÓ). On appeal, the only issue raised is whether trial counsel provided ineffective assistance by failing to move for a mistrial. At the evidentiary hearing, however, the petitioner did not testify or offer an instance of trial counselÕs alleged inadequate performance or any resulting prejudice. Post-conviction petitions and hearings are governed by the Post-Conviction Procedure Act of 1995 which mandates that Ò[t]he petitioner shall appear and give testimony at the evidentiary hearing if such petition raises substantial questions of fact as to events in which the petitioner participatedÓ and that Ò[t]he petitioner shall have the burden of proving the allegations of fact by clear and convincing evidence.Ó See Tenn. Code Ann. ¤ 40-30-210(a), (f). During the hearing, the petitioner merely questioned his defense team about the events of the trial and pretrial investigation. In matters of the credibility of witnesses, we defer to the judgment of the post-conviction court. Michael Russo v. State, No. M2000-00919-CCA-R3-PC, 2001 WL -6- 605156, at *8 (Tenn. Crim. App. June 5, 2001). Trial counsel defended his strategical decision to not move for a mistrial, and the petitioner presented no proof to the contrary to demonstrate deficient performance or prejudice. For the petitionerÕs petition to succeed, we would have to assume that both trial counselÕs performance was deficient and that counselÕs deficient performance prejudiced the outcome of the proceeding. See Strickland, 466 U.S. at 687, 104 S. Ct. at 2064. Neither assumption is justified in any way. Applying the Strickland holding that we must Òevaluate the conduct from counselÕs perspective at the timeÓ the decisions had to be made, that we must Òindulge a strong presumption that counselÕs conduct falls within the wide range of reasonable professional assistance,Ó 466 U.S. at 689, 104 S. Ct. at 2065, and that in challenging counselÕs conduct a petitioner must show that Òno competent counsel would have taken the action,Ó Chandler v. United States, 218 F.3d 1305, 1315 (11th Cir. 2000), cert. denied, 531 U.S. 1204, 121 S. Ct. 1217, 149 L. Ed. 2d 129 (2001), we conclude that the petitioner has failed to show that his trial counsel did not perform within the range of competence required of attorneys in criminal cases. CONCLUSION Having reviewed the entire record in this case, we conclude that the petitioner has failed to meet his burden of demonstrating that he was denied the effective assistance of counsel. Accordingly, we affirm the post-conviction courtÕs denial of the petition. ___________________________________ ALAN E. GLENN, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT NASHVILLE March 12, 2002 Session STATE OF TENNESSEE v. WILLIAM C. BENTLEY Direct Appeal from the Criminal Court for Davidson County No. 2000-A-62 Seth Norman, Judge No. M2001-01521-CCA-R3-CD - Filed June 19, 2002 Defendant, William C. Bentley, was convicted by a Davidson County jury of attempted aggravated robbery. In this appeal, he challenges the sufficiency of the evidence to sustain the conviction, and argues that the trial court committed reversible error by admitting hearsay testimony. After a thorough review of the record, we affirm the judgment of the trial court. Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Criminal Court Affirmed. THOMAS T. WOODALL, J., delivered the opinion of the court, in which JOE G. RILEY and JOHN EVERETT WILLIAMS, JJ., joined. Lawrence Wilson, Nashville, Tennessee, for the appellant, William C. Bentley. Paul G. Summers, Attorney General and Reporter; Gill Robert Geldreich, Assistant Attorney General; Victor S. Johnson, III, District Attorney General; and Shelli Neal, Assistant District Attorney General, for the appellee, State of Tennessee. OPINION BACKGROUND On July 10, 1999, Joe Jackson, Andrew Gardner, Sr., Andrew Gardner, Jr., and Jerry Clay, Mr. Gardner Sr.Õs son-in-law, were talking while standing outside Mr. Gardner Sr.Õs funeral home located on Buchanan Street in Nashville. During the conversation, Defendant suddenly approached Mr. Jackson, brandishing a gun. All four of the men were acquainted with Defendant, who owned a market across the street from Gardner, Sr.Õs funeral home. Without warning, Defendant struck Mr. Jackson with the revolver, rendering two blows to the left side of his face. Mr. JacksonÕs ear and nose began to bleed. Mr. Jackson testified that Defendant then reached into his left pants pocket, and grabbed approximately sixty dollars. In the process of doing so, Defendant ripped Mr. JacksonÕs pants pocket. Defendant then approached Mr. JacksonÕs car and rummaged through the passenger -2- compartment. He then kicked the car, denting the left fender, and left. Mr. Jackson testified that as a result of the attack, he suffered a ruptured ear drum and is unable to hear out of his left ear. He further stated that prior to the attack, he and Defendant never had any conflict. Mr. Gardner, Sr., Mr. Clay, and Mr. Gardner, Jr. corroborated most of Mr. JacksonÕs account of the attack. Mr. Gardner, Sr. testified that after Defendant hit Mr. Jackson, he intervened and stated to Defendant, Ò[d]o not hit Mr. Jackson anymore.Ó He then witnessed Defendant grab Mr. JacksonÕs pants pocket, but he did not see him take anything out of the pocket. Mr. Gardner, Sr. testified that he was a friend of both Defendant and Mr. Jackson. Mr. Gardner, Jr. testified that he witnessed Defendant approach Mr. Jackson with a pistol in his hand, demanding that Mr. Jackson pay him money that was owed. However, when he turned away, he heard a loud sound, like someone was hit. When he looked up, Mr. Jackson was bleeding. He then watched as Defendant approached Mr. JacksonÕs car, tore off the antenna and dented the front fender. He also witnessed Defendant grab Mr. JacksonÕs pants pocket, but he did not see him take anything. On July 15, 1999, Mr. Jackson swore out a warrant against Defendant for armed robbery. Detective James Arendahl, who transcribed the complaint, stated that the victim admitted that he had previously spent $118.00 on supplies for a plumbing repair at one of DefendantÕs homes. However, he was unable to complete the project. Defendant testified that when he arrived at his store on July 10, 1999, he saw a group of four men, including Mr. Jackson, Mr. Gardner, Sr. and Mr. Gardner, Jr., standing in Mr. Gardner, Jr.Õs driveway, located across the street from his store. He denied seeing Mr. Clay. Instead, he stated that John Smith was the fourth member of the group. He then parked his car and approached Mr. Jackson, who owed him money. He explained that two years earlier, he had paid Mr. Jackson $225.00 to perform plumbing work, but that the work was never completed and Mr. Jackson did not return the money. They argued and although he swung at Mr. Jackson, he missed him. Then, Mr. Gardner, Sr. stepped in and stated, Òlet him [Mr. Jackson] alone.Ó Defendant then approached Mr. JacksonÕs car, looking for a stick or other weapon on the ground. Finding none, he looked inside the car, intending to confiscate Mr. JacksonÕs keys until the debt was paid. Unable to find the keys, he then walked away. He denied touching Mr. Jackson or taking any money from him. He further denied kicking Mr. JacksonÕs car. On cross examination Defendant admitted that he always carries a revolver in his front pocket, primarily because he has been robbed in his store several times. Mr. Percy Jones, DefendantÕs employee, testified that prior to the trial, Mr. Gardner, Sr. stated that he did not see Defendant with a gun during his altercation with Mr. Jackson. Mr. Gardner, Sr., offering rebuttal testimony for the State, denied making that statement to Mr. Jones. Following a jury trial, Defendant was acquitted of the offense of aggravated robbery, but was convicted of the lesser-included offense of attempted aggravated robbery. He received a three year suspended sentence, with three years of supervised probation, and was ordered to pay restitution. -3- ANALYSIS Defendant argues that Òthe trial judge err[ed] in holding that the State had made a prima facie case of all of the elements of the predicate offense.Ó Essentially, Defendant is challenging the sufficiency of the evidence to sustain the conviction of attempted aggravated burglary. We disagree. The burden rests with Defendant to prove that the evidence is insufficient to support the verdict returned by the trier of fact. See State v. Tuggle, 639 S.W.2d 913, 914 (Tenn. 1982). We must review the evidence in the light most favorable to the prosecution to determine if Òany rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.Ó State v. Keough, 18 S.W.3d 175, 180-81 (Tenn. 2000) (quoting Jackson v. Virginia, 443 U.S. 307, 319, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979)). A guilty verdict in criminal actions shall be set aside on appeal only if the evidence is insufficient to support the findings by the trier of fact of guilt beyond a reasonable doubt. Tenn. R. App. P. 13(e). The State, on appeal, is entitled to the strongest legitimate view of the evidence contained in the record as well as all reasonable and legitimate inferences which may be drawn therefrom. See Keough, 18 S.W.2d at 181 (citing State v. Bland, 958 S.W.2d 651, 659 (Tenn. 1997)); State v. Harris, 839 S.W.2d 54, 75 (Tenn. 1992); State v. Herrod, 754 S.W.2d 627, 632 (Tenn. Crim. App. 1988)). Questions concerning witnessesÕ credibility, the weight and value to be given the evidence, and all factual issues are resolved by the trier of fact; the evidence will not be reweighed or reevaluated. See State v. Cabbage, 571 S.W.2d 832, 835 (Tenn. 1978); State v. Pappas, 754 S.W.2d 620, 623 (Tenn. Crim. App. 1987). ÒA guilty verdict by the jury, approved by the trial court, accredits the testimony of the witnesses for the State and resolves all conflicts in favor of the prosecutionÕs theory.Ó Bland, 958 S.W.2d at 659. The standard for appellate review is the same whether the conviction is based upon direct evidence, circumstantial evidence, or a combination of both. See State v. Matthews, 805 S.W.2d 776, 779 (Tenn. Crim. App. 1990). Defendant contends that the State failed to prove that he attempted a Òtheft,Ó an essential component of robbery and thus attempted aggravated robbery, because a Òtheft does not occur until the defendant deprive[s] the owner of the property.Ó Specifically, he claims that because Mr. Jackson owed him money, he was the rightful owner of the money allegedly stolen, not Mr. Jackson. Aggravated robbery is the intentional or knowing theft of property from the person of another by violence or putting the person in fear, and accomplished with a deadly weapon, or by display of any article used or fashioned to lead the alleged victim to reasonably believe it to be a deadly weapon. See Tenn. Code Ann. ¤¤ 39-13-401(a), 402(a) (1997). An attempt is committed when: [a] person . . . acting with the kind of culpability otherwise required for the offense: (1) Intentionally engages in action or causes a result that would constitute an offense if the circumstances surrounding the conduct were as the person believes them to be; -4- (2) Acts with intent to cause a result that is an element of the offense, and believes the conduct will cause the result without further conduct on the personÕs part; or (3) Acts with intent to complete a course of action or cause a result that would constitute the offense, under the circumstances surrounding the conduct as the person believes them to be, and the conduct constitutes a substantial step toward the commission of the offense. (b) Conduct does not constitute a substantial step under subdivision (a)(3) unless the person's entire course of action is corroborative of the intent to commit the offense Tenn. Code Ann. ¤ 39-12-101(a) (1997). Likewise, theft occurs when Òwith intent to deprive the owner of property, the person knowingly obtains or exercises control over the property without the owner's effective consent.Ó Tenn. Code Ann. ¤ 39-14-103 (1997). Ò[T]heft is an offense against the legal title or ownership of the property.Ó State v. Ralph, 6 S.W.3d 251, 255 (Tenn. 1999). An owner, in the context of a theft case, is defined as Òa person, other than the defendant, who has possession of or any interest other than a mortgage, deed of trust or security interest in property, even though that possession or interest is unlawful and without whose consent the defendant has no authority to exert control over the property[.]Ó Tenn. Code Ann. ¤ 39-11-106(26) (1997). We find that evidence was sufficient to prove that Defendant attempted to commit aggravated robbery. Clearly, the proof established Mr. JacksonÕs ownership and control of the money at issue. Mr. Jackson testified that Defendant took approximately sixty dollars from his pocket. The evidence, in the light most favorable to the State, clearly showed that Defendant assaulted Mr. Jackson with a weapon, and then, without Mr. JacksonÕs consent, took the money from his possession. Thus, because there was sufficient evidence that the offense of aggravated robbery was completed, we find that the evidence was also sufficient to sustain DefendantÕs conviction for attempted aggravated robbery. Defendant is not entitled to relief on this issue. Next, Defendant argues that the trial court committed reversible error by allowing inadmissible hearsay testimony at trial. Specifically, Defendant contends that the trial court erred by allowing Joe Jackson to testify that Mr. Gardner, Sr. told Defendant to stop hitting the victim. During the direct testimony of Mr. Jackson, the victim in this case, the following exchange occurred: Counsel: Now, after he hit you did he say anything else to you? A: No maÕam. When Andrew Gardner and his son got in it and Andrew Gardner said, ÒIf you hit him anymore . . . -5- Mr. Wallace, Jr.: Objection, Your Honor, please. A: He said, ÒIf you hit him anymore,Ó he said, ÒIÕll . . . Mr. Wallace, Jr.: I object to hearsay. HeÕs saying what somebody else said. Court: ItÕs not hearsay if the defendant is standing there, sir. Mr. Wallace, Jr.: I thought he said Mr., excuse me, I thought he said Mr. Gardner was saying this. Court: He did, but it was in the presence of the defendant. Go ahead. A: Andrew Gardner said, ÒIf you hit him anymore,Ó he said, ÒI will do something to you.Ó He said, ÒThe man ainÕt said nothing,Ó he said, ÒSpoony, you go on.Ó He said, ÒYou come up in my yard and jump on this man for nothing.Ó And by that time Andrew Gardner, Jr. said, ÒWait a minute, Spoony, donÕt you hit that man no more,Ó he said, Òthat manÕs not bothering nobody,Ó he said, Òwait a minute.Ó The State concedes that the foregoing statement was hearsay. However, the State maintains that it was not reversible error to admit the statement because it was Òcorroborated by other non-hearsay testimony.Ó Furthermore, the State contends that the statement is admissible under the excited utterance exception to the hearsay rule as Òa statement relating to a startling event or condition made while the declarant was under the stress or excitement caused by the event or condition.Ó See Tenn. R. Evid. 803(2). Finally, the State argues that even if the statement was admitted in error, it was harmless error because the statement does not Òaffirmatively appear to have affected the result of the trial.Ó We find that any error in admitting the hearsay testimony was harmless. The trial court admitted the statement on the ground that it was non-hearsay because it was uttered in the defendant's presence. This Court has specifically rejected this analysis. See State v. Venable, 606 S.W.2d 298, 301 (Tenn. Crim. App. 1980) (citing Laird v. State, 565 S.W.2d 38, 41 (Tenn. Crim. App. 1978)). While the trial court erred by admitting the hearsay statement on this ground, we find that because other admissible direct evidence was similar to the hearsay testimony, the error was harmless. Mr. Gardner, Sr., who was friends with defendant and the victim, testified that he witnessed Defendant strike Mr. Jackson with a weapon. Mr. Gardner, Sr. further testified that after Defendant hit Mr. Jackson, he ordered Defendant to Òlet him [Mr. Jackson] alone.Ó Defendant also testified that Mr. Gardner said, Ò[l]et him alone. AinÕt no use in you getting in no trouble.Ó Considering this evidence and the entire record, we cannot find that the admission of the hearsay more probably than not affected the judgment or would result in prejudice to the judicial process. -6- See Tenn. R. App. P. 36(b). Nor can we find that the error affirmatively affected the result of the trial on the merits. See Tenn. R. Crim. P. 52(a). Defendant is not entitled to relief on this issue. CONCLUSION Accordingly, the judgment of the trial court is affirmed. ___________________________________ THOMAS T. WOODALL, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT KNOXVILLE Assigned on Briefs May 21, 2002 STATE OF TENNESSEE v. CARLOS BIERNER Direct Appeal from the Circuit Court for Blount County No. C-12530 D. Kelly Thomas, Judge No. E2001-01857-CCA-R3-CD September 13, 2002 Defendant, Carlos Bierner, was charged with aggravated sexual battery. After his trial had commenced, but prior to its conclusion, Defendant entered a plea of guilty to the lesser charge of attempted aggravated sexual battery, a Class C felony. In accordance with the negotiated plea agreement, Defendant received a sentence of eight years, as a multiple Range II offender, with the manner of service to be determined by the trial court. Following a sentencing hearing, the trial court denied probation or any other form of alternative sentencing and ordered that Defendant serve the eight years in confinement, at thirty-five percent eligibility. In this appeal, Defendant argues that the trial court erred by ordering a sentence of continuous confinement. We affirm the judgment of the trial court. Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Affirmed. THOMAS T. WOODALL, J., delivered the opinion of the court, in which JOHN EVERETT WILLIAMS and NORMA MCGEE OGLE, JJ., joined. Mack Garner, District Public Defender, Maryville, Tennessee for the appellant, Carlos Bierner. Paul G. Summers, Attorney General and Reporter; Helena Walton Yarbrough, Assistant Attorney General; Michael L. Flynn, District Attorney General; and William R. Reed, Assistant District Attorney General, for the appellee, State of Tennessee. OPINION FACTS The twelve-year-old victim in this case, E.F., lived with her mother, step-father, and two younger brothers during the week and spent the weekends with her father, Corey Foster. (The minor victim shall be referred to herein by her initials.) On December 23, 1999, during a visit with their father for the holidays, E.F. and her eight-year-old brother, Grant, spent the night at the home of his girlfriend, Nikki Huffine. Foster, Huffine, and her brother, the Defendant, were planning to attend -2- a Christmas party that evening at the End Zone Bar and Lounge. E.F., as the oldest child, was to babysit her brother along with HuffineÕs two daughters, who were five and six years old. E.F. testified at trial that, prior to this night, she had met Defendant only a couple of times. The three adults departed for the party at approximately 9:00 p.m. and returned home early the next morning, at 2:30 a.m. Corey Foster testified that during the course of the evening, he, Huffine, and Defendant had consumed approximately ten beers each. Foster claimed that, although he could feel the effects of the alcohol, he was not disoriented and had not suffered any lapse of memory regarding the events of that evening. According to Foster, the three of them were able to converse, walk, and function in their normal capacity when they returned home. E.F. and her brother were asleep on the couch at that time; HuffineÕs two daughters were in their bedroom. Foster and Huffine went into the kitchen and talked for a short while. Defendant sat on the couch with E.F. and her brother. Foster came out of the kitchen, awakened Grant, and sent him to sleep in the spare bed. He instructed E.F. to find some blankets and sleep on the floor in the girlsÕ room. Defendant, who was still sitting on the end of the couch with E.F., responded, ÒNo, sheÕll be all right right [sic] here.Ó So Foster covered E.F. with a blanket, and then he and Huffine went to bed. E.F. testified that her foot was sticking out from underneath the blanket, and Defendant began to rub it once her father left the room. In response, E.F. sat up and Defendant kissed her on the cheek. E.F. laid back down. Within a few minutes, his hands moved up her leg to her inner thigh. E.F. was wearing jeans and a T-shirt at the time. Defendant whispered, ÒShhh,Ó and then unbuttoned and unzipped E.F.Õs pants. E.F. testified that Defendant touched her Òprivate part,Ó but his hands stayed outside of her underwear. At that point, E.F. moved to the far end of the couch, and then left the room to find her father. Foster was in HuffineÕs bedroom. When she told him what happened, he called the police. Foster testified that when he opened the bedroom door, tears were streaming down E.F.Õs face and she appeared afraid. Foster wanted to confront Defendant, but Huffine pulled him back into the bedroom and said, ÒIÕll go deal with this.Ó She yelled at Defendant, ÒCarlos, what are you doing?Ó He responded, ÒIÕm sorry.Ó Foster promptly called E.F.Õs mother and the Blount County SheriffÕs Department. The police arrived a short time later and arrested Defendant. Defendant was charged with aggravated sexual battery. On the morning of the second day of trial, he pled guilty to the lesser offense of attempted aggravated sexual battery. In accordance with the plea agreement, Defendant was sentenced to eight years, with the manner of service to be determined by the trial court. At the sentencing hearing, Defendant testified that he was twenty-five-years old. In 1994, after graduating from high school, he enlisted in the United States Army. In 1995, Defendant was arrested and convicted of four felonies in the United States Army Court: three counts of distribution of marijuana and one count of Òillegal distribution of other dangerous drug (steroids).Ó Defendant was sentenced to thirteen months in confinement and forfeited some pay. Thereafter, he also received a Òbad conductÓ discharge. Defendant claimed that he was convicted of simple possession -3- of marijuana in Jefferson County in 2000, for which he received a sentence of 11 months, 29 days probation. (Defendant admitted during the sentencing hearing that he was convicted for this offense; the conviction appears in the presentence report as a statement by Defendant under Òcomments,Ó rather than with the other convictions.) He claimed that he was in jail in Jefferson County when the indictment was returned on the present charge, and he has not been charged with any offenses in the time hence. Defendant stated that he has been employed continuously since his discharge from the Army. Defendant testified that he has had major problems with drugs and alcohol during his lifetime. He began drinking alcohol at age six, and started smoking marijuana when he was fifteen years old. He claimed that, in the beginning, he only smoked marijuana socially. His usage increased over time and, approximately one year prior to sentencing, he was using the drug regularly. At the time of this offense, Defendant was consuming one case of beer per week and smoking marijuana daily. However, he testified that he had since stopped drinking and smoking marijuana to ensure that Òthis sort of thing doesnÕt happen anymore.Ó As for the events which lead to his commission of the offense, Defendant testified that he had been out drinking with his sister, Huffine, and her boyfriend, Foster, earlier that evening. According to Defendant, he was Òpretty well drunkÓ when they came home, having consumed twelve to fourteen beers during six to seven hours. He recalled seeing E.F. and her brother lying on the couch when they entered his sisterÕs home. He admitted that he had met E.F. prior to the night he committed this offense, and that he was Òpretty sureÓ that she was under the age of thirteen. After E.F.Õs brother was sent to bed, he and E.F. were alone. Defendant sat down on the opposite end of the couch from E.F. and Òproceeded to fall asleep.Ó But before he did so, he reached over and unbuttoned E.F.Õs pants. E.F. then got up off the couch and knocked on HuffineÕs bedroom door. Defendant testified that he did not recall what happened afterward. He stated that if E.F. had not moved from the couch, he would have stopped and nothing else would have happened. During cross-examination, Defendant testified that, in his opinion, this case had been Òsensationalized or carried a little too far.Ó He stated that he believed unbuttoning her pants was Òwrong,Ó but Òthat was the extent of the matter.Ó He believed that Foster was somehow behind the charges against him Òbecause he wants my sister but she donÕt want him and I got caught in the middle of it.Ó Defendant denied having any type of sexual problem. However, he stated that he was willing to submit to treatment or counseling for sexual behavior and drug treatment if ordered to do so as part of his sentence. With regard to the crime charged, Defendant denied kissing E.F. on the cheek and that he had urged her to remain quiet. When questioned as to why he unbuttoned E.F.Õs jeans, he stated ÒIÕm really not sure.Ó He testified that his Òonly goalÓ was to unbutton her pants; he would not have gone any further with Òinappropriate touching.Ó Defendant admitted that he was fully awake when the incident occurred. However, he blamed alcohol for his conduct. -4- Defendant acknowledged that he had a four-year-old daughter and that the mother of his child was fifteen years old when she gave birth. When asked whether he wondered what had attracted him to a fifteen-year-old girl, he replied, ÒIÕve wondered about it. But I really havenÕt thought about it, so I couldnÕt answer your question.Ó He denied having an unnatural attraction to young girls or that this might be something he should Òlook into.Ó Defendant testified that he had not used marijuana during the six or seven months prior to the date of the sentencing hearing (July 31, 2001). The State pointed out that this claim contradicted his statements to the probation officer during the presentence interview on May 10, 2001 (that he had used drugs in the six weeks prior to the interview). The State also asked Defendant whether he had continued to use drugs on a daily basis, even after he was indicted on the present charge. Defendant answered affirmatively, but stated that he had not had any alcohol for approximately one year. He claimed that his decision to abstain had nothing to do with the instant crime, however; he simply believed that it was Òtime to stopÓ because he was young. He said that the continued use of alcohol would take Òits tollÓ on his body, and he Ò[did not] want to deal with that.Ó Neither the victim nor her family testified at the sentencing hearing. At the conclusion of the proceeding, the trial court found that Defendant was not a favorable candidate for probation or alternative sentencing. Accordingly, the trial court ordered that Defendant serve his sentence in confinement based upon the following: (1) DefendantÕs criminal history was significant, (2) DefendantÕs potential for rehabilitation was low, as evinced by the fact that he refused to accept responsibility for his actions, and (3) DefendantÕs testimony was untruthful and lacked candor. Consequently, the trial court sentenced Defendant to serve his eight year sentence in confinement. ANALYSIS The sole issue in this appeal is whether the trial court erred by ordering Defendant to serve his entire sentence in the Department of Correction. Defendant contends that he should have received probation or some other type of alternative sentence, i.e., supervision in a community corrections program. The State responds that the record adequately supports the trial courtÕs denial of any form of alternative sentencing. We agree with the State. When a defendant challenges the length, range, or manner of service of a sentence, this Court conducts a de novo review of the record with a presumption that the determinations made by the sentencing court are correct. See Tenn. Code Ann. ¤¤ 40-35-401(d), 40-35-402(d) (1997). If our review Òreflects that the trial court followed the statutory sentencing procedure, imposed a lawful sentence after having given due consideration and proper weight to the factors and principles set out under the sentencing law, and that the trial courtÕs findings are adequately supported by the record, then we may not modify the sentence even if we would have preferred a different result.Ó State v. Pike, 978 S.W.2d 904, 926-27 (Tenn. 1998); State v. Fletcher, 805 S.W.2d 785, 789 (Tenn. Crim. App. 1991). On the other hand, if the trial court failed to comply with the statutory guidelines, our review is de novo without a presumption of correctness. State v. Poole, 945 S.W.2d 93, 96 (Tenn. 1997). Having concluded that the trial court considered the sentencing principles and all relevant -5- facts and circumstances in this case, our review of DefendantÕs sentencing determination is de novo with a presumption of correctness. On appeal, the defendant has the burden of establishing that the sentence is improper. See Tenn. Code Ann. ¤ 40-35-401(d), Sentencing Commission Comments. In determining whether the defendant has carried this burden, this Court must consider: (a) the evidence adduced at trial and the sentencing hearing; (b) the presentence report; (c) the principles of sentencing; (d) the arguments of counsel; (e) the nature and characteristics of the offense; and (f) the defendantÕs potential or lack of potential for rehabilitation or treatment. Tenn. Code Ann. ¤¤ 40-35-103(5), -210(b) (1997). Because Defendant agreed to be sentenced as a standard Range II offender convicted of a Class C felony, he is not entitled to the statutory presumption in favor of alternative sentencing. See Tenn. Code Ann. ¤ 40-35-102(6) (1997). We are mindful, however, that the determination of whether Defendant is entitled to an alternative sentence and whether he is entitled to probation are different inquiries. See State v. Boggs, 932 S.W.2d 467, 477 (Tenn. Crim. App. 1996). If Defendant had been entitled to the statutory presumption favoring alternative sentencing, the State would have the burden of overcoming the presumption with evidence to the contrary. State v. Ashby, 823 S.W.2d 166, 169 (Tenn. 1991); State v. Bingham, 910 S.W.2d 448, 455 (Tenn. Crim. App. 1995), overruled on other grounds (State v. Hooper, 29 S.W.3d 1 (Tenn. 2001)); see Tenn. Code Ann. ¤ 40- 35-102(6), -103 (1997). With regard to probation, Defendant bears the burden of establishing suitability, even if he had been entitled to the statutory presumption of alternative sentencing. Bingham, 910 S.W.2d at 455; see Tenn. Code Ann. ¤ 40-35-303(b) (1997). Therefore, we shall address the issues concerning probation and alternative sentencing separately. I. Probation To meet the burden of establishing suitability for full probation, a defendant must demonstrate that probation will Òsubserve the ends of justice and the best interest of both the public and the defendant.Ó Bingham, 910 S.W.2d at 456 (quoting State v. Dykes, 803 S.W.2d 250, 259 (Tenn. Crim. App. 1990)). The following criteria, while not controlling the discretion of the sentencing court, shall be accorded weight when deciding the defendantÕs suitability for probation: (1) the nature and circumstances of the criminal conduct involved, Tenn. Code Ann. ¤ 40-35- 210(b)(4); (2) the defendantÕs potential or lack of potential for rehabilitation, including the risk that during the period of probation the defendant will commit another crime, see Tenn. Code Ann. ¤ 40- 35-103(5); (3) whether a sentence of full probation would unduly depreciate the seriousness of the offense, Tenn. Code Ann. ¤ 40-35-103(1)(B); and (4) whether a sentence other than full probation would provide an effective deterrent to others likely to commit similar crimes, Tenn. Code Ann. ¤ 40-35-103(1)(B). Id. A defendant is eligible for full probation where the sentence received by the defendant is eight years or less, subject to some statutory exclusions not relevant here. See Tenn. Code Ann. ¤ 40-35-303(a). Although full probation must be automatically considered by the trial court as a sentencing alternative whenever the defendant is eligible, Òthe defendant is not automatically entitled -6- to probation as a matter of law.Ó Tenn. Code Ann. ¤ 40-35-303(b), Sentencing Commission Comments; State v. Hartley, 818 S.W.2d 370, 373 (Tenn. Crim. App. 1991). Rather, a defendant seeking full probation bears the burden of showing that the sentence imposed is improper and that probation will be in the best interest of the defendant and the public. State v. Baker, 966 S.W.2d 429, 434 (Tenn. Crim. App. 1997). Generally, this Court will not set aside findings of fact made by the trial court after an evidentiary hearing unless the evidence contained in the record preponderates against the trial courtÕs findings. State v. Dick, 872 S.W.2d 938, 943 (Tenn. Crim. App. 1993); State v. Young, 866 S.W.2d 194, 197 (Tenn. Crim. App. 1992). This deference applies to a trial courtÕs findings of fact in the context of sentencing hearings. See State v. Raines, 882 S.W.2d 376, 383 (Tenn. Crim. App. 1994). As a preliminary matter, we observe that Defendant is eligible for probation based on the fact that his agreed-upon sentence is eight years or less. See Tenn. Code Ann. ¤ 40-35-303(a) (1997). The record reflects that, prior to sentencing Defendant, the trial court considered the evidence presented during the trial (which was incorporated by reference at the StateÕs request) and the sentencing hearing, in addition to the presentence report and relevant sentencing factors. Thereafter, the trial court concluded that Defendant should serve his sentence in confinement based on its findings that: (1) DefendantÕs criminal history is significant, (2) DefendantÕs potential for rehabilitation is poor, and (3) DefendantÕs testimony was untruthful and lacked candor. We concur with the trial courtÕs determination that Defendant displayed a lack of potential for rehabilitation. The record reflects that, rather than accept responsibility for his actions, Defendant blamed alcohol for his criminal conduct. Neither did he appear remorseful or repentant to any degree. According to his testimony at the sentencing hearing, Defendant maintained that this case had been Òsensationalized or carried a little too far.Ó He admitted at one point that unbuttoning E.F.Õs pants was Òwrong,Ó but his next statement, that this Òwas the extent of the matterÓ clearly suggests that he considered the charges trivial and/or unimportant. In spite of the present charge against him and the fact that he caused a fifteen-year-old girl to become pregnant, it is also apparent that Defendant does not believe that he has any type of sexual problem. ÒDefendantÕs VersionÓ of the present matter is contained in the following excerpt from the presentence report: I was charged with aggravated sexual battery which I believe I was over charged. I pleaded guilty to attempted sexual battery through my own conscience & advice from my lawyer because it was probationary. I donÕt believe I did anything wrong to be charged with such an offense. It may sound strange, but I believe her father is pushing this so hard because he wants my sister but she donÕt want him and I got caught in the middle of it. (Emphasis added.) Clearly, although Defendant admitted once that what he did was wrong, it seems he is not entirely convinced of this fact. It also appears that he considers himself to be a victim. He stated that Foster was somehow behind the charges against him for reasons unrelated to him and that he merely Ògot caught in the middle of it.Ó In light of the above, we find DefendantÕs potential for rehabilitation to be quite poor. Because he generally denies responsibility for his conduct or that he -7- committed any wrongdoing, we also conclude that the risk that Defendant may commit another crime during a period of probation is unacceptably high. See Tenn. Code Ann. ¤ 40-35-103(5). In addition, we agree that DefendantÕs testimony was untruthful and that he displayed a disturbing lack of candor with regard to the crime. A defendantÕs lack of candor, credibility, and willingness to accept responsibility for his crime are relevant considerations in determining a defendantÕs potential for rehabilitation, and its lack thereof is a proper consideration in determining whether probation or confinement is appropriate. State v. Zeolia, 928 S.W.2d 457, 463 (Tenn. Crim. App. 1996); State v. Dowdy, 894 S.W.2d 301, 306 (Tenn. Crim. App. 1994); State v. Anderson, 857 S.W.2d 571, 574 (Tenn. Crim. App. 1992); State v. Bryant, 775 S.W.2d 1, 6 (Tenn. Crim. App. 1988) (ÒAny lack of candor on the part of the defendant is an important factor in the overall consideration of the issue of probation.Ó). As noted in the facts, Defendant testified that he had not used marijuana during the six or seven months prior to the date of the sentencing hearing (July 31, 2001), which contradicted his admission to the probation officer on May 10, 2001, that he had used drugs in the six weeks prior to that day. The record further reflects that, when asked why Defendant unbuttoned the victimÕs pants, he replied, ÒI donÕt know.Ó Finding DefendantÕs statement not credible, the trial court remarked, ÒThere [wa]s but one reason to unbutton that young ladyÕs pants, and thatÕs a sexual motive.Ó Based on the above, we find that DefendantÕs lack of candor provided an additional basis for denying probation. See State v. Dykes, 803 S.W.2d 250, 259-60 (Tenn. Crim. App.1990), overruled on other grounds (State v. Hooper, 29 S.W.3d 1 (Tenn. 2001)). In sum, we find that DefendantÕs inability to accept responsibility for his criminal conduct, his lack of remorse, and his failure to accept that what he did was wrong demonstrate that his potential for rehabilitation is poor. We also agree that DefendantÕs testimony revealed a lack of candor and truthfulness. Accordingly, Defendant has failed to show that the trial courtÕs denial of probation was improper or that probation will be in the best interest of the defendant and the public. II. Alternative Sentencing Other Than Probation Defendant also argues that the trial court erred by not ordering that he serve his sentence in a community corrections program or granting him some other type of alternative sentence. As previously noted, a Range II standard offender convicted of a Class C felony, Defendant is not presumed a favorable candidate for alternative sentencing options. Tenn. Code Ann. ¤ 40-35-102(6) (1997). Nevertheless, the trial court must consider the following factors when ordering confinement: (1) Ò[c]onfinement is necessary to protect society by restraining the defendant who has a long history of criminal conduct,Ó (2) Ò[c]onfinement is necessary to avoid depreciating the seriousness of the offense or confinement is particularly suited to provide an effective deterrence to others likely to commit similar offenses,Ó or (3) Ò[m]easures less restrictive than confinement have frequently or recently been applied unsuccessfully to the defendant.Ó Id. ¤ 40-35-103(1)(A)-(C); see Ashby, 823 S.W.2d at 169. As with probation, the court may additionally consider a defendantÕs potential for rehabilitation or lack thereof. Tenn. Code Ann. ¤ 40-35-103(5). -8- The record reflects that the trial court denied alternative sentencing based, in part, upon its finding that DefendantÕs criminal history is Òsignificant.Ó The evidence of DefendantÕs criminal history was submitted via the presentence report and his testimony during the sentencing hearing. The presentence report revealed that Defendant has four felony convictions for distributing drugs during his service in the Army in 1995, and that he reported one misdemeanor conviction for possession of marijuana sometime in 2000. We note that the presentence report was introduced into evidence without objection by Defendant. While DefendantÕs felony convictions were not recent or of a violent character, they nevertheless demonstrate that Defendant has a problem with illegal drugs. Defendant testified that he began smoking marijuana when he was fifteen years old and admitted that, at the time he committed the crime, he was smoking marijuana daily and consuming approximately one case of alcohol a week. Defendant admitted that he had continued to use drugs on a daily basis, even after he was indicted on the present charge. We find no error in the trial courtÕs determination that alternative sentencing was improper in this case based on DefendantÕs criminal history. The trial courtÕs denial of alternative sentencing is further supported by DefendantÕs lack of potential for rehabilitation, as previously discussed, which is also a proper consideration in determining whether sentence alternatives other than probation are appropriate. See Tenn. Code Ann. ¤ 40-35-103(5) (1997). Finally, we note that Defendant is not entitled to a sentence involving community corrections. His conviction for attempted aggravated sexual battery, designated a Òcrime against the person,Ó makes him ineligible. See Tenn. Code Ann. ¤ 40-36-106(a)(2) (1997 & Supp. 2001). For the forgoing reasons, we find the trial court did not err in denying Defendant probation or any other form of alternative sentencing. Defendant is not entitled to relief on this issue. CONCLUSION Accordingly, we AFFIRM the judgment of the trial court. ___________________________________ THOMAS T. WOODALL, JUDGE 1 The Defendant raises two challenges to the sentence imposed by the trial court. First, the Defendant contends that he should have been afforded an alternative sentence. Second, the Defendant argues that the trial court improperly refused to credit him for time served in the Williamson County jail. We will address these two sentencing issues together. IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT NASHVILLE Assigned on Briefs November 28, 2001 STATE OF TENNESSEE v. MICHAEL BIKREV Appeal from the Circuit Court for Williamson County No. I-1100-336-A Donald P. Harris, Judge No. M2001-01620-CCA-R3-CD - Filed February 4, 2002 The Defendant, Michael Bikrev, was convicted of theft of property over $1, 000.00 by a Williamson County jury. After a sentencing hearing, the Defendant was sentenced as a Range I standard offender to three years in the Department of Correction. The trial court suspended the sentence conditioned upon the Defendant serving one year in the Williamson County jail and completing four years of probation. On appeal, the Defendant contends that (1) the evidence is insufficient to support his conviction, (2) the State did not prove venue, (3) the trial court erred in admitting evidence of a tacit admission made by the Defendant, and (4) the trial court erred in sentencing the Defendant.1 We affirm the judgment of the trial court. Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Affirmed DAVID H. WELLES, J., delivered the opinion of the court, in which JERRY L. SMITH and NORMA MCGEE OGLE, JJ., joined. Jeff Preston Burks, Franklin, Tennessee, for the appellant, Michael Bikrev. Paul G. Summers, Attorney General and Reporter; David H. Findley, Assistant Attorney General; Ron Davis, District Attorney General; and Lee Dryer, Assistant District Attorney General, for the appellee, State of Tennessee. OPINION The victims in this case, Brian and Barbara Maislin, operate a computer delivery business. In situations where delivery is not practical, the Maislins conduct business out of a storage unit in a ÒStor N LockÓ in Bellevue, Tennessee. The ÒStor N LockÓ is located in Davidson County. The -2- Maislins acquire business via advertisements in various newspapers. The Defendant and his wife, Myra Bikrev, responded to one such advertisement and informed the Maislins that they were interested in buying a computer for Ms. BikrevÕs business. The Defendant met the Maislins at the storage unit in Bellevue and bought a computer, but declined to provide any information, such as an address or phone number, that would allow Mr. Maislin to give him a receipt. On July 28, 1999, the day after buying the computer, the Defendant called the Maislins and stated that he was having problems with the monitor. Mr. Maislin told the Defendant that he would have to speak with Ms. Maislin who did the computer repair work. The Defendant would not leave his phone number with Mr. Maislin, but Mr. Maislin noted the number from his caller identification display. The Defendant called again the next day, and Mr. Maislin offered to come to the DefendantÕs residence and fix the monitor or to allow the Defendant to return it. The Defendant declined both options. On July 30, the Maislins discovered that their storage unit had been burglarized and ten computers, three Cannon 5100 printers, five sets of Phillips-Magnavox speakers, four monitors, and various ÒmiceÓ and cables were missing. Brian Billingsley, the repair man at the Bellevue ÒStor N Lock,Ó testified that the lock had been pried off the MaislinsÕ storage unit, and the latch had to be replaced. Darcy Rowe, the manager of the ÒStore N Lock,Ó described the surveillance cameras used at the storage facility, and the State introduced a surveillance tape made at the time of the offense in which a hand with a large ring on one of the fingers can be seen pushing the camera to an angle where only the sky is visible. Mr. Maislin testified that he viewed the surveillance tape and recognized the ring from the tape as being similar to one worn by the Defendant. Mr. Maislin used the number that appeared on his caller identification display the night the Defendant called him to get in touch with the Defendant. Mr. Maislin inquired about the monitor the Defendant had previously complained about and offered to come out to the DefendantÕs residence and repair it. Reluctantly, the Defendant agreed. Upon arriving at the DefendantÕs residence in Williamson County on North Chapel Road in Franklin, the Maislins observed that the Defendant was wearing the ring they had recognized on the surveillance video. Additionally, while in the house, Mr. Maislin noticed a box that looked very similar to the box which contained the speakers missing from their storage unit. When the Defendant noticed Mr. Maislin looking at the box, he ushered Mr. Maislin away from the area. The Maislins informed the Defendant that they recently had a break-in at the storage unit. Mr. Maislin testified that the Defendant seemed very interested in the investigation. In fact, the Defendant called the Maislins several times to inquire about the progress of the investigation. The Maislins informed Detective William Cothren of the Metro Police Department of their suspicions regarding the Defendant. On August 2, Detective Cothren, along with Detectives Tommy Jarrell and Rick Hagan of the Metro Police Department and T.R. Parker of the Williamson County SheriffÕs Department, went to the DefendantÕs residence in order to question him. The detectives informed the Defendant about the surveillance tape and the MaislinsÕ suspicions. The Defendant -3- told the detectives that he Ògoofed around,Ó jumped up and hit the camera. Detective Cothren told the Defendant that if he could jump and hit the camera he should be playing professional basketball because the camera was twelve feet off the ground. The Defendant stated that he was very athletic. The Defendant denied any involvement in the theft, and consented to a search of his home. The detectives found nothing in the home or on the premises. Following the detectivesÕ visit to his home, the Defendant called the Maislins and told them that the police had been there and asked what the ÒproblemÓ was. Mr. Maislin hung up the phone. The Defendant continued calling, and, becoming angry, Mr. Maislin told the Defendant that he knew the Defendant had stolen the computers and the police were handling the situation. At that point, the DefendantÕs wife interjected and stated that she knew where the Maislins lived, and that they Òbetter watch themselves.Ó The DefendantÕs wife further stated that the Maislins would never find their ÒshitÓ and the police could not find Òa turd in an outhouse.Ó On October 7, 2000, Deputy Tamika Sanders of the Williamson County SheriffÕs Department received a Òfound propertyÓ call from North Chapel Road. Johnny Talley, Jr., who lives approximately three-fourths of a mile from the Defendant, found several trash bags and boxes of computer equipment while working on his land. Deputy Sanders took possession of the items and gave them to Detective Hagan. The equipment was wet when recovered. The Maislins identified the items recovered by Deputy Sanders as the equipment stolen from their storage unit. Detective Hagan gave the equipment to the Maislins. The Maislins used blow dryers to dry the computers. Ms. Maislin entered the registry file of one of the computers and noticed that a software program for one of the printers that had been stolen from the storage unit had been loaded onto one of the computers that had been recovered by Deputy Sanders. The program was loaded on August 1, 2000, several days after the printers were stolen. Ms. Maislin also noticed several Ukranian names in the registry file of the recovered computer, and testified that the Defendant is of Ukranian descent. Detective Hagan also examined the computers and discovered several files registered to or containing the name ÒMyra,Ó which was the DefendantÕs wifeÕs name. SUFFICIENCY The Defendant contends that the evidence presented at trial is insufficient to support the juryÕs verdict of guilt beyond a reasonable doubt. We disagree. Tennessee Rule of Appellate Procedure 13(e) prescribes that Ò[f]indings of guilt in criminal actions whether by the trial court or jury shall be set aside if the evidence is insufficient to support the findings by the trier of fact of guilt beyond a reasonable doubt.Ó Evidence is sufficient if, after reviewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt. See Jackson v. Virginia, 443 U.S. 307, 319 (1979); State v. Smith, 24 S.W.3d 274, 278 (Tenn. 2000). In addition, because conviction by a trier of fact destroys the presumption of innocence and imposes a presumption of guilt, a convicted criminal defendant bears the burden of showing that the evidence was insufficient. See McBee v. State, 372 S.W.2d 173, 176 -4- (Tenn. 1963); see also State v. Buggs, 995 S.W.2d 102, 105-06 (Tenn. 1999); State v. Evans, 838 S.W.2d 185, 191 (Tenn. 1992); State v. Tuggle, 639 S.W.2d 913, 914 (Tenn. 1982). In its review of the evidence, an appellate court must afford the State Òthe strongest legitimate view of the evidence as well as all reasonable and legitimate inferences that may be drawn therefrom.Ó Tuggle, 639 S.W.2d at 914; see also Smith, 24 S.W.3d at 279. The court may not Òre-weigh or re-evaluate the evidenceÓ in the record below. Evans, 838 S.W.2d at 191; see also Buggs, 995 S.W.2d at 105. Likewise, should the reviewing court find particular conflicts in the trial testimony, the court must resolve them in favor of the jury verdict or trial court judgment. Tuggle, 639 S.W.2d at 914. All questions involving the credibility of witnesses, the weight and value to be given the evidence, and all factual issues are resolved by the trier of fact, not the appellate courts. See State v. Morris, 24 S.W.3d 788, 795 (Tenn. 2000); State v. Pappas, 754 S.W.2d 620, 623 (Tenn. Crim. App. 1987). Tennessee Code Annotated section 39-14-103 provides that Ò[a] person commits theft of property if, with intent to deprive the owner of property, the person knowingly obtains or exercises control over the property without the ownerÕs effective consent.Ó Theft of property with a value of over $1,000 is a Class D felony. See Tenn. Code Ann. ¤ 39-14-105 (3). The ÒStor N LockÓ surviellance tape revealed a hand with a ring identical to one worn by the Defendant moving a security camera near the time of the theft. Mr. Maislin observed a box similar to a speaker box stolen from his storage unit in the home of the Defendant. The stolen computer equipment was recovered three-fourths of a mile from the DefendantÕs home. Several files and programs found within the stolen computers bore the name of the DefendantÕs wife. The Maislins testified that the Defendant did not have their permission to enter the storage unit and remove the computer equipment. The Maislins also stated that the value of the recovered equipment was approximately $ 1,500 at wholesale. Reviewed in the light most favorable to the State, this evidence is sufficient to support the juryÕs verdict of guilt beyond a reasonable doubt. This issue is without merit. VENUE The Defendant next contends that his conviction must be set aside because the State failed to prove that Williamson County was the correct venue in which to try him. We disagree. Mr. Maislin testified that his storage unit was located in Davidson County, and Deputy Sanders stated that the stolen equipment was recovered in Williamson County. ÒIf one or more elements of an offense are committed in one county and one or more elements in another, the offense may be prosecuted in either county.Ó Tenn.R.Crim.P. 18(b). Accordingly, the ÒtakingÓ of the computer equipment did not have to occur in Williamson County. It is sufficient that the Defendant, at one time, exercised control over the equipment within Williamson County and without the permission of the victims. See Tenn. Code Ann. ¤ 39-14-103. -5- Venue need be proved by only a preponderance of the evidence. See Tenn.Code Ann. ¤ 39-11-201(e). ÒSlight evidence is enough to carry the prosecutionÕs burden of preponderance if it is uncontradicted.Ó Ellis v. Carlton, 986 S.W.2d 600, 602 (Tenn.Crim.App.1998). The Defendant argues that there is no evidence to suggest that the Defendant possessed the stolen equipment in Williamson County. Detective Hagan testified that the Defendant resides in Williamson County and the computers were recovered in Williamson County three-fourths of a mile from the DefendantÕs home. Furthermore, the computers contained files bearing the DefendantÕs wifeÕs name when they were recovered. Deputy Sanders and Detective HaganÕs testimony was sufficient for a rational jury to find that the Defendant exercised control over the equipment in Williamson County. The State satisfied its burden of proving venue, and this issue is therefore without merit. TACIT ADMISSION The Defendant also argues that the trial court erred in admitting into evidence statements made to the victim by the DefendantÕs wife in the presence of the Defendant under the tacit admission rule. While we agree that the trial court erred in admitting the statements as a tacit admission, we find the error to be harmless because the statements were admissible as the statements of a co-conspirator. Ò[W]hen a statement is made in the presence and hearing of one accused of an offense and the statement tends to incriminate him, or is of an incriminating character, and such statement is not denied or in any way objected to by him, both the statement and the fact of his failure to deny it or make any response to it, is admissible against him as evidence of his acquiescence in its truth.Ó State v. Black, 815 S.W.2d 166, 176-77 (Tenn. 1991), quoting Ledune v. State, 589 S.W.2d 936, 939 (Tenn. Crim. App. 1979). In the present case, after the police searched his home, the Defendant called Mr. Maislin and demanded to know what the ÒproblemÓ was. Mr. Maislin informed the Defendant that he knew the Defendant had stolen the computers and that the police were handling the matter. At this point, the DefendantÕs wife interjected over the phone and stated that she knew where the Maislins lived and that they Òbetter watch themselves.Ó The DefendantÕs wife further stated that the Maislins would never get their ÒshitÓ back and the police could not find Òa turd in an outhouse.Ó The Defendant then told his wife to Òshut up.Ó The trial court admitted this exchange as a tacit admission on the part of the Defendant and gave a limiting instruction to that effect. While the DefendantÕs silence in the face of the Mr. MaislinÕs accusation is admissible as a tacit admission, the DefendantÕs wifeÕs statements were not an accusation against the Defendant, but rather a threat directed at the victims, and were not admissible under the same theory. However, we conclude that the admission of the wifeÕs statements as a Òtacit admissionÓ is harmless because the statements were admissible as the statements of a co-conspirator. A conspiracy is a combination between two or more persons to commit a criminal act. State v. Lequire, 634 S.W.2d 608, 612 (Tenn. Crim. App. 1981). The evidence established that the Defendant and his wife worked in concert to exercise control over the MaislinsÕ computer equipment. A conspiracy -6- does not have to be formally charged in order for statements made by co-conspirators to be admissible. See id.;Tenn. R. Evid. 803 (1.2)(E). Furthermore, once a conspiracy has been established, any statement made during the course of or in furtherance of that conspiracy is admissible against any conspirator. See id., at 613; Randolph v. State, 570 S.W.2d 869, 871 (Tenn. Crim. App. 1978). In State v. Henry, 33 S.W.3d 797, 803 (Tenn. 2000), our supreme court held that Òthe commission of the offense . . . does not imply that the conspiracy automatically included all later statements pertaining to the concealment of the offense.Ó See also State v. Walker, 910 S.W.2d 381, 386 Tenn. 1995). Henry requires an analysis of the facts in each case to determine if the common goal of the conspiracy was still in existence at the time of the statements, and if the statements were made in furtherance of that goal. See Henry, 33 S.W.3d at 803. In the present case, we find that the conspiracy was ongoing, and the statements admissible because the statements made by the DefendantÕs wife were made to threaten the victims in an effort to impede the criminal investigation against the Defendant. Accordingly, the trial court erred by admitting the statements made by the DefendantÕs wife under the tacit admission rule, however, the error was harmless because the statements were admissible as co-conspirator statements. See Tenn. R. Evid. 803 (1.2)(E). SENTENCING Finally, the Defendant contends that the trial court erred in sentencing him because he was not afforded an alternative sentence and he was not given credit for time served in the Williamson County jail. We disagree. When an accused challenges the length, range, or manner of service of a sentence, this Court has a duty to conduct a de novo review of the sentence with a presumption that the determinations made by the trial court are correct. Tenn. Code Ann. ¤ 40-35-401(d). This presumption is Òconditioned upon the affirmative showing in the record that the trial court considered the sentencing principles and all relevant facts and circumstances.Ó State v. Ashby, 823 S.W.2d 166, 169 (Tenn. 1991). When conducting a de novo review of a sentence, this Court must consider: (a) the evidence, if any, received at the trial and sentencing hearing; (b) the presentence report; (c) the principles of sentencing and arguments as to sentencing alternatives; (d) the nature and characteristics of the criminal conduct involved; (e) any statutory mitigating or enhancement factors; (f) any statement made by the defendant regarding sentencing; and (g) the potential or lack of potential for rehabilitation or treatment. See Tenn. Code Ann. ¤¤ 40-35-102, -103, -210; State v. Brewer, 875 S.W.2d 298, 302 (Tenn. Crim. App. 1993); State v. Thomas, 755 S.W.2d 838, 844 (Tenn. Crim. App. 1988). 2 As enhancement factors, the trial court found that the Defendant had a previous history of criminal conduct (continued...) -7- If our review reflects that the trial court followed the statutory sentencing procedure, that the court imposed a lawful sentence after having given due consideration and proper weight to the factors and principles set out under the sentencing law, and that the trial courtÕs findings of fact are adequately supported by the record, then we may not modify the sentence even if we would have preferred a different result. State v. Pike, 978 S.W.2d 904, 926-27 (Tenn. 1998); State v. Fletcher, 805 S.W.2d 785, 789 (Tenn. Crim. App. 1991). A defendant who Òis an especially mitigated or standard offender convicted of a Class C, D, or E felony is presumed to be a favorable candidate for alternative sentencing options in the absence of evidence to the contrary.Ó Tenn. Code Ann. ¤ 40-35-102(6); State v. Lane, 3 S.W.3d 456, 462 (Tenn. 1999). Guidance regarding what constitutes Òevidence to the contraryÓ which would rebut the presumption of alternative sentencing can be found in Tennessee Code Annotated section 40-35- 103(1), which sets forth the following considerations: (A) Confinement is necessary to protect society by restraining a defendant who has a long history of criminal conduct; (B) Confinement is necessary to avoid depreciating the seriousness of the offense or confinement is particularly suited to provide an effective deterrence to others likely to commit similar offenses; or (C) Measures less restrictive than confinement have frequently or recently been applied unsuccessfully to the defendant[.] See State v. Hooper, 29 S.W.3d 1, 5 (Tenn. 2000); State v. Ashby, 823 S.W.2d 166, 170 (Tenn. 1991). Additionally, the principles of sentencing reflect that the sentence should be no greater than that deserved for the offense committed and should be the least severe measure necessary to achieve the purposes for which the sentence is imposed. See Tenn. Code Ann. ¤ 40-35-103(2), (4). The trial court should also consider the potential for rehabilitation or treatment of the defendant in determining the appropriate sentence. See id. ¤ 40-35-103(5). The presentence report reflects that at the time of sentencing the Defendant was twenty-one years old, married, and a high school graduate. His family immigrated to the United States in 1991, and the Defendant attended high school in New Jersey. He was previously employed at an auto service business, but was terminated after stealing a pistol from a customerÕs automobile. The Defendant was most recently employed by a temporary service provider. The Defendant contends that the trial court erroneously denied him alternative sentencing. The Defendant properly asserts that, because he was convicted of a Class D felony, he is presumed eligible for alternative sentencing. See Tenn. Code Ann. ¤ 40-35-102 (6). After finding two enhancement factors and one mitigating factor,2 the trial court imposed a sentence of three years. 2 (...continued) in addition to that necessary to establish the appropriate range, and that he was on probation at the time he committed the present offense. See Tenn. Code Ann. ¤¤ 40-35-114 (1), (13)(c). In mitigation of the DefendantÕs sentence, the trial court found that his conduct neither caused nor threatened serious bodily injury. See Tenn. Code Ann. ¤ 40-35-113 (1). However, the trial court gave this mitigating factor little weight. 3 The Defendant argues that the trial court erred by ordering his sentence to be served consecutively to the previous sentence. The trial judge did not impose consecutive sentences, and it is actually the refusal of the trial judge to allow the Defendant jail time credit that the Defendant contests. -8- However, the trial court suspended that sentence conditioned upon one year of incarceration in the Williamson County jail and the completion of four years probation. Two alternative sentences available to sentencing courts are Ò[a] sentence of confinement which is suspended upon a term of probation supervisionÓ and Ò [a] sentence of periodic confinement which may be served in a local jail or workhouse in conjunction with a term of probation.Ó Tenn. Code Ann. ¤ 40-35-104; see also State v. Dowdy, 894 S.W.2d 301, 304 (Tenn. Crim. App. 1994) (split confinement is one of the alternative sentencing options under Tennessee Code Annotated section 40-35-104). The trial court imposed an appropriate alternative sentence under Tennessee Code Annotated section 40-35-104. This issue is without merit. The Defendant also challenges the trial courtÕs refusal to give him credit for time served in the Williamson County jail. The Defendant was incarcerated in the Williamson County jail from August 21, 2000 to March 1, 2001 pursuant to an unrelated probation violation. On October 11, 2000, while incarcerated, the Defendant was served with the arrest warrant for the present case. The Defendant remained in custody after he concluded his sentence for the probation violation, and was sentenced in the present case on May 4, 2001. During sentencing, the trial court credited the Defendant for time served in custody after the completion of the probation violation sentence, a total of sixty-one days. The Defendant now contends that he is entitled to sentence credit for all the time served in custody after the service of the arrest warrant for the present case.3 We disagree. Tennessee Code Annotated section 40-23-101 (c) provides that [t]he trial court shall, at the time the sentence is imposed and the defendant is committed to jail, the workhouse, or the state penitentiary for imprisonment, render the judgment of the court so as to allow the defendant credit on the sentence for any period of time for which the defendant was committed and held in the city jail or juvenile court detention prior to waiver of juvenile court jurisdiction, or county jail or workhouse, pending arraignment and trial. The defendant shall also receive credit on the sentence for the time served in the jail, workhouse or penitentiary subsequent to any conviction arising out of the original offense for which the defendant was tried. A defendant is not entitled to credit for time he spent in jail for other offenses. See Trigg v. State, 523 S.W.2d 375 (Tenn. Crim. App. 1975). -9- The trial court properly credited the Defendant for only the sixty-one days he was incarcerated after the conclusion of the unrelated probation violation sentence. This issue is without merit. CONCLUSION After a thorough review of the record, we conclude that the evidence supports the juryÕs verdict of guilty beyond a reasonable doubt, venue was proven by a preponderance of the evidence, the trial courtÕs error in admitting the DefendantÕs wifeÕs statements under the tacit admission rule was harmless, and the Defendant was properly sentenced. For the foregoing reason, the judgment of the trial court is AFFIRMED. ___________________________________ DAVID H. WELLES, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT JACKSON Assigned on Briefs April 9, 2002 STATE OF TENNESSEE v. KENNETH JAVON BILLS Appeal from the Circuit Court for Hardeman County No. 6451 Kerry Blackwood, Judge No. W2001-00396-CCA-R3-CD - Filed May 10, 2002 The Defendant, Kenneth Javon Bills, was convicted by a jury of attempted second degree murder and aggravated assault. He was sentenced as a Range I standard offender to ten years for the attempted murder and four years for the aggravated assault, to be served concurrently in the Department of Correction. In this direct appeal, the Defendant raises the following issues: (1) whether the evidence is sufficient to sustain his convictions; (2) whether double jeopardy principles require dismissal of his aggravated assault conviction; (3) whether the trial court erred by admitting certain rap lyrics authored by the Defendant; and (4) whether his sentence is excessive. Finding that double jeopardy principles prohibit the DefendantÕs dual convictions, we reverse and dismiss the DefendantÕs conviction for aggravated assault. In all other respects, we affirm the trial courtÕs judgment. Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Affirmed in Part; Reversed in Part DAVID H. WELLES, J., delivered the opinion of the court, in which DAVID G. HAYES and JAMES CURWOOD WITT, JR., JJ., joined. Marcus M. Reaves, Jackson, Tennessee, for the appellant, Kenneth Javon Bills. Paul G. Summers, Attorney General and Reporter; Braden H. Boucek, Assistant Attorney General; Elizabeth Rice, District Attorney General; and James W. Freeland, Jr., Assistant District Attorney General, for the appellee, State of Tennessee. OPINION At about 5:00 a.m. on December 3, 1999, the victim, Morgan Robinson, Jr., arose to get ready for work. While outside calling his dog, Mr. Robinson saw the barrel of a gun pointed at him from some shrubbery at the end of his house. He heard a shot fire and fell to his left. Realizing that he had not been hit, Mr. Robinson attacked his assailant, grabbing the pistol. The two men struggled -2- and wrestled on the ground. Mr. Robinson put his finger on the trigger of the gun and fired it several times into the ground, trying to empty it. During the struggle, the gunmanÕs mask came off and Mr. Robinson recognized his assailant as the Defendant. Mr. Robinson recognized the Defendant because he had been friends with the DefendantÕs father for many years, frequently visiting the DefendantÕs fatherÕs home. Mr. Robinson eventually wrested the gun from the DefendantÕs grasp, and the Defendant left the scene. Mr. Robinson testified that the DefendantÕs attempt to shoot him had ÒscaredÕ him. Hearing the initial gunshot and seeing the commotion outside the window, Mrs. Robinson called 911. After the Defendant left, Mr. Robinson reentered his house and told his wife that the Defendant had tried to kill him. Mr. Robinson had the pistol used during the attack and put it on the living room floor. The police subsequently took this gun into custody. At the time the police took possession of the pistol, a .357 Magnum revolver, it had one live round in the chamber. Investigator Pat Baker testified that the gun would hold a total of six bullets. No bullets or casings were recovered from the scene. However, the police did recover from Mr. RobinsonÕs yard a Òdog tag necklaceÓ bearing the name of the DefendantÕs deceased father. A few minutes after Mrs. Robinson called 911, Sgt. Eddie Henson of the Bolivar Police Department saw the Defendant walking in a wooded area near Mr. RobinsonÕs house. Sgt. Henson described the Defendant as out of breath, with a lot of grass in his hair and on his clothing. The Defendant appeared to be sweating. Sgt. Henson asked the Defendant his name, which the Defendant gave as Kenneth Bills. The Defendant was unable to produce any identification, and Sgt. Henson did not recognize the Defendant. Accordingly, Sgt. Henson called another officer to his location. The officer who arrived knew the Defendant and had been told by Mr. Robinson that the Defendant was the assailant. Upon this officerÕs arrival, the Defendant was placed in a squad car and driven to Mr. RobinsonÕs house. There, Mr. Robinson identified the Defendant as the man who had shot at him. Mr. Robinson testified that his assailant had been wearing a dark hooded jacket and white gloves during the attack. Investigator Pat Baker testified that he found a dark-blue, hooded jogging jacket and pants about 75 to 80 yards from Mr. RobinsonÕs house, alongside a trail near a fence. The jacket bore the logo ÒHill Haven.Ó Investigator Baker testified that this jogging suit was similar to a dark blue jogging suit that he had seen the Defendant wearing in October 1999, which also bore the logo ÒHill Haven.Ó In the pockets of the clothes found along the trail were a pair of white cotton-lined gloves, a small bag of marijuana, some crack rocks, and some brass knuckles. Wrapped up in the bundle of clothes was also a pistol holder and a back brace. The jacket and pants had grass on them. Officer Frank Yalda also testified that he had seen the Defendant in October 1999 wearing clothing that matched the clothing recovered in connection with the shooting. Ernestine Bills, the DefendantÕs mother, testified that the Defendant had been living with her on December 3, 1999, and was unemployed at that time. She stated that they lived about a mile from -3- Mr. RobinsonÕs house. She acknowledged that Mr. Robinson and the DefendantÕs father had been friends for many years, and that Mr. Robinson had frequently visited the DefendantÕs father. The Defendant testified, stating that he had been jogging on the morning he was picked up. He acknowledged knowing Mr. Robinson but explained that they did not have a personal relationship. The Defendant denied any involvement in the shooting and explained that the grass in his hair was from a shortcut that he took through some trees and bushes. He denied ever owning or wearing any jogging suit matching the one recovered by police. He stated that he had seen a man running shortly before he was stopped by the police but did not recognize the man. He admitted that he had worn his fatherÕs Òdog tagsÓ in the past but denied that he had been wearing them on December 3, 1999. The Defendant testified that he sometimes wore a back brace while jogging or working out but denied wearing one on December 3, 1999. SUFFICIENCY OF THE EVIDENCE The Defendant first contends that the evidence is not sufficient to support his convictions. Tennessee Rule of Appellate Procedure 13(e) prescribes that Ò[f]indings of guilt in criminal actions whether by the trial court or jury shall be set aside if the evidence is insufficient to support the findings by the trier of fact of guilt beyond a reasonable doubt.Ó Evidence is sufficient if, after reviewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt. See Jackson v. Virginia, 443 U.S. 307, 319 (1979); State v. Smith, 24 S.W.3d 274, 278 (Tenn. 2000). In addition, because conviction by a trier of fact destroys the presumption of innocence and imposes a presumption of guilt, a convicted criminal defendant bears the burden of showing that the evidence was insufficient. See McBee v. State, 372 S.W.2d 173, 176 (Tenn. 1963); see also State v. Buggs, 995 S.W.2d 102, 105-06 (Tenn. 1999); State v. Evans, 838 S.W.2d 185, 191 (Tenn. 1992); State v. Tuggle, 639 S.W.2d 913, 914 (Tenn. 1982). In its review of the evidence, an appellate court must afford the State Òthe strongest legitimate view of the evidence as well as all reasonable and legitimate inferences that may be drawn therefrom.Ó Tuggle, 639 S.W.2d at 914; see also Smith, 24 S.W.3d at 279. The court may not Òre-weigh or re-evaluate the evidenceÓ in the record below. Evans, 838 S.W.2d at 191; see also Buggs, 995 S.W.2d at 105. Likewise, should the reviewing court find particular conflicts in the trial testimony, the court must resolve them in favor of the jury verdict or trial court judgment. See Tuggle, 639 S.W.2d at 914. All questions involving the credibility of witnesses, the weight and value to be given the evidence, and all factual issues are resolved by the trier of fact, not the appellate courts. See State v. Morris, 24 S.W.3d 788, 795 (Tenn. 2000); State v. Pappas, 754 S.W.2d 620, 623 (Tenn. Crim. App. 1987). Second degree murder is the knowing killing of another. See Tenn. Code Ann. ¤ 39-13- 210(a)(1). A person attempts second degree murder when he or she acts with the intent to cause the death and the personÕs actions constitute a substantial step toward the commission of the offense. See id. ¤ 39-12-101(a)(3). In this case, the State proved that the Defendant hid himself at the victimÕs house, aimed a loaded pistol at the victim, and fired a shot at the victim. The victim 1 Given our ruling on this issue, we also find without merit the DefendantÕs contention that the trial court erred in refusing to grant his motion for judgment of acquittal. -4- identified the Defendant as his assailant. This proof is sufficient to support the DefendantÕs conviction for attempted second degree murder. The same proof supports a conviction for aggravated assault. As charged in this case, aggravated assault is committed when the accused intentionally or knowingly causes another to reasonably fear imminent bodily injury, accomplished with a deadly weapon. See id. ¤ 39-13- 102(a)(1)(B). As set forth above, the Defendant secreted himself at the victimÕs house, and then fired a gunshot at the victim, scaring him. This proof is sufficient to support the DefendantÕs conviction for aggravated assault. This issue is without merit.1 DOUBLE JEOPARDY The Defendant contends, and the State concedes, that the DefendantÕs dual convictions based upon the same conduct offend principles of double jeopardy under the Tennessee Constitution. We agree. See State v. Hall, 947 S.W.2d 181, 184 (Tenn. Crim. App. 1997) (where defendantÕs convictions of attempted second degree murder and aggravated assault arose out of a single attack upon a single victim, principles of double jeopardy under TennesseeÕs Constitution required reversal and dismissal of the defendantÕs aggravated assault conviction). See generally State v. Denton, 938 S.W.2d 373 (Tenn. 1996). As was the case in Hall, the DefendantÕs convictions in this case arose out of a single attack upon a single victim, and the same evidence was relied upon to prove each offense. Accordingly, we reverse and dismiss the DefendantÕs conviction for aggravated assault. ADMISSION OF SONG LYRICS The Defendant contends that the trial court committed reversible error in admitting certain song lyrics that he wrote. During the StateÕs cross-examination of the Defendant, the prosecutor produced a document bearing handwritten song lyrics and asked the Defendant if that was his handwriting. The Defendant admitted that it was and that he wrote Òa lot of raps, poetry, everything.Ó The Defendant admitted writing the lines, Òpulling a gun and not pulling the trigger is like breaking a mirrorÓ and ÒainÕt no sunshine when the mortician pulls a curtain down.Ó Defense counsel objected to the line of questioning on the grounds of relevance, and the prosecutor argued that the rap lyrics went to the DefendantÕs motive in shooting at the victim. The trial court overruled defense counselÕs objection, and the prosecutor continued to ask the Defendant about additional rap lyrics he had written. The Defendant admitted that his rap lyrics glorified violence but denied that he himself believed in glorifying violence. The Defendant also stated that the rap lyrics were at least five years old. The Defendant now argues that the lyrics Òwere irrelevant, too remote, and only offered for the purpose of unconstitutionally prejudicing the jury againstÓ him. The State concedes that the DefendantÕs rap lyrics Òwere irrelevant to prove motive.Ó We agree that, particularly due to its age, -5- this evidence was irrelevant and should have been excluded pursuant to our Rule of Evidence 402 which states that Ò[e]vidence which is not relevant is not admissible.Ó However, Ò[n]o judgment of conviction shall be reversed on appeal except for errors which affirmatively appear to have affected the result of the trial on the merits.Ó Tenn. R. Crim. P. 52(a). Pursuant to this Rule, this Court will not reverse a conviction on the basis of improper admission of evidence Òunless it affirmatively appears that the error affected the result of the trial.Ó Davidson v. Holtzman, 47 S.W.3d 445, 456 (Tenn. Crim. App. 2000). We do not believe that such a showing has been made here. The proof of the DefendantÕs guilt was overwhelming. Accordingly, although we agree that the trial court erred when it overruled the DefendantÕs objection to the admission of his rap lyrics, we find the error to be harmless. This issue is, therefore, without merit. SENTENCING Finally, the Defendant argues that his sentence is excessive, and that he should have been ordered to serve his sentence on Community Corrections. Because we have reversed and dismissed the DefendantÕs aggravated assault conviction, we need not review the DefendantÕs sentence for that offense. We will, however, review his sentence for the attempted second degree murder conviction. When an accused challenges the length, range, or manner of service of a sentence, this Court has a duty to conduct a de novo review of the sentence with a presumption that the determinations made by the trial court are correct. See Tenn. Code Ann. ¤ 40-35-401(d). This presumption is Òconditioned upon the affirmative showing in the record that the trial court considered the sentencing principles and all relevant facts and circumstances.Ó State v. Ashby, 823 S.W.2d 166, 169 (Tenn. 1991). When conducting a de novo review of a sentence, this Court must consider: (a) the evidence, if any, received at the trial and sentencing hearing; (b) the presentence report; (c) the principles of sentencing and arguments as to sentencing alternatives; (d) the nature and characteristics of the criminal conduct involved; (e) any statutory mitigating or enhancement factors; (f) any statement made by the defendant regarding sentencing; and (g) the potential or lack of potential for rehabilitation or treatment. See Tenn. Code Ann. ¤¤ 40-35-102, -103, -210; State v. Brewer, 875 S.W.2d 298, 302 (Tenn. Crim. App. 1993); State v. Thomas, 755 S.W.2d 838, 844 (Tenn. Crim. App. 1988). If our review reflects that the trial court followed the statutory sentencing procedure, that the court imposed a lawful sentence after having given due consideration and proper weight to the factors and principles set out under the sentencing law, and that the trial courtÕs findings of fact are adequately supported by the record, then we may not modify the sentence even if we would have preferred a different result. See State v. Pike, 978 S.W.2d 904, 926-27 (Tenn. 1998); State v. Fletcher, 805 S.W.2d 785, 789 (Tenn. Crim. App. 1991). Attempted second degree murder is a Class B felony. See Tenn. Code Ann. ¤¤ 39-12-107(a), 39-13-210(b). The trial court determined the Defendant to be a standard, Range I offender. The -6- sentencing range to which the Defendant was subject was therefore eight to twelve years. See id. ¤ 40-35-112(a)(2). The trial court sentenced the Defendant to the midrange term of ten years, finding as enhancement factors that the Defendant has a previous history of criminal convictions or criminal behavior in addition to those necessary to establish the appropriate range, and that he employed a firearm during the commission of the offense. See id. ¤ 40-35-114(1), (9). The trial court found that no mitigating factors applied. The presumptive sentence for a Class B felony is the minimum sentence in the range, increased as appropriate for applicable enhancement factors, and decreased as appropriate for applicable mitigating factors. See id. ¤ 40-35-210 (c), (e). Here, the trial court imposed a midrange sentence based on two applicable enhancement factors and no applicable mitigating factors. The Defendant argues that he should have received the minimum sentence in the range. We disagree. The Defendant has two prior convictions for weapons offenses, a prior conviction for evading arrest, and a prior conviction for possession of drugs. These prior convictions support the application of enhancement factor (1). Additionally, the Defendant used a .357 Magnum pistol in his attempted second degree murder of Mr. Robinson, supporting application of enhancement factor (9). The record contains no proof of mitigating factors. Accordingly, a midrange sentence is appropriate. This issue is without merit. The Defendant also contends that he should have been sentenced to Community Corrections. However, because the Defendant committed a violent felony with a firearm, he does not meet the minimum eligibility criteria for community corrections sentencing. See Tenn. Code Ann. ¤ 40-36- 106(a). Nor is he eligible for Community Corrections on a Òspecial needsÓ basis because he received a sentence of ten years. See id. ¤¤ 40-36-106(c), 40-35-303(a); see also State v. Boston, 938 S.W.2d 435, 438-39 (Tenn. Crim. App. 1996); State v. Staten, 787 S.W.2d 934, 936 (Tenn. Crim. App. 1989). The DefendantÕs argument has no merit. CONCLUSION The DefendantÕs conviction of aggravated assault is reversed and dismissed. The judgment of the trial court is otherwise affirmed. ___________________________________ DAVID H. WELLES, JUDGE IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT NASHVILLE December 12, 2001 Session STATE OF TENNESSEE v. WILLIAM BINKLEY Appeal from the Circuit Court for Rutherford County No. F-47453 James K. Clayton, Jr., Judge No. M2001-00404-CCA-R3-CD - Filed April 5, 2002 A Rutherford County jury convicted the defendant, William Binkley, of criminal attempt to commit first-degree murder and reckless endangerment in connection with the shooting of the defendantÕs former girlfriend. The trial court sentenced the defendant as a Range I standard offender to 23 years in the Department of Correction for the attempted first-degree murder conviction and to two years for the reckless endangerment conviction. The sentences were ordered to be served consecutively for an effective sentence of 25 years. Primarily aggrieved that he was not allowed to offer expert testimony about his mental responsibility, the defendant appeals the trial courtÕs evidentiary ruling. Secondarily, he questions the sufficiency of the evidence, and he complains that all relevant lesser-included offenses were not included in the jury instructions. Based upon our review, we affirm the judgment of the trial court. Tenn. R. App. P. 3; Judgment of the Circuit Court is Affirmed. JAMES CURWOOD WITT, JR., J., delivered the opinion of the court, in which JOE G. RILEY and JOHN EVERETT WILLIAMS, JJ., joined. Joe M. Brandon, Jr., Smyrna, Tennessee, for the Appellant, William Binkley. Paul G. Summers, Attorney General and Reporter; Renee W. Turner, Assistant Attorney General; William C. Whitesell, District Attorney General; and J. Paul Newman, Assistant District Attorney General for the Appellee, State of Tennessee. OPINION On the afternoon of March 2, 1999, Julia Fisher heard an unusual noise at the back door of her house, which was located on Jackson Ridge Road in the Rockvale community. When she went to investigate, Ms. Fisher discovered her next-door neighbor, Melissa Tucker, lying on her side on the pavement outside the back door. Ms. Tucker was bleeding profusely. Ms. Fisher summoned medical help, and Ms. Tucker was transported to Middle Tennessee Medical Center in -2- Murfreesboro. Dr. Wayne Westmorland, an emergency room surgeon, performed an initial assessment and determined that Ms. Tucker had a gunshot wound to the right side of her chest and was bleeding to death. Dr. Westmorland took Ms. Tucker to the operating room and successfully performed emergency surgery to stop the hemorrhage. The path of the bullet damaged the right upper lobe of her right lung, requiring the removal of a portion of her lung. Ms. Tucker eventually recovered from her injuries. Shortly following the shooting, the defendant showed up at Rockvale Elementary School where the victimÕs sister, Cynthia Morris, worked. The defendant had his and the victimÕs three year-old son with him in his vehicle. The defendant told Ms. Morris to take the crying child, and he stated that he had just shot Ms. MorrisÕs sister. The defendant drove away from the school, and he was next spotted when he stopped and parked his car at the Rutherford County SheriffÕs DepartmentÕs sally port. There the defendant encountered several detectives to whom he reported that he had shot someone and that the gun was inside his vehicle. Not surprisingly, the detective arrested the defendant, and the defendant was later charged with attempted first degree murder, Tenn. Code Ann. ¤¤ 39-12-101 (1997), 39-13-202 (Supp. 2001), and felony reckless endangerment, Tenn. Code Ann. ¤ 39-13-103 (1997). At trial, the state presented a thorough and straightforward case. We summarize and report the trial proof from the vantage point most favorable to the state. The victim was the stateÕs first witness. She testified that she and the defendant met in 1993. Shortly thereafter they began cohabiting, and in 1995 the couple had a child. During their relationship, the victim and the defendant had separated once or twice, the last time being on Super Bowl Sunday in January 1999. The couple had been living in Shelbyville, but the victim and the child moved to Rutherford County. On Tuesday morning, March 2, 1999, the victim was at her house with the child. The defendant called at 9:30 a.m., and when the victim answered the phone, he said, ÒHello. Why did you lie to me?Ó The victim expressed puzzlement, whereupon the defendant complained that instead of spending the weekend with him, she was working. Exasperated, the victim blurted out that they were never going to get back together, so each of them needed to go ahead with their lives. She assured the defendant that he could see their child at any time but that she just could not live with him. Approximately three hours later, the defendant came to the victimÕs house. The front door was open, and the defendant entered by way of the unlocked screened door. The victim was sitting on the couch in her living room; she was talking to her mother on the telephone, and the child was near an end table on the side of the couch where the victim was seated. The defendant walked up to the victim and asked to whom the victim was speaking. She replied that it was her mother. The defendant then stated, ÒHang up the phone, tell her bye, IÕm here to kill you.Ó The victim looked away Òfor a split second,Ó and when she looked back, the defendant was pointing a nine millimeter